Hunan aibulu Environmental Protection Technology Co., Ltd
Initial public offering and listing on GEM
Announcement of preliminary placement results of offline issuance
Sponsor (lead underwriter): Western Securities Co.Ltd(002673)
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The application of Hunan aibulu Environmental Protection Technology Co., Ltd. (hereinafter referred to as "aibulu", "company" or "issuer") for initial public offering of no more than 30 million common shares (A shares) and listing on the gem (hereinafter referred to as "this offering") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"), It has been approved to register by China Securities Regulatory Commission (hereinafter referred to as "CSRC") (zjxk [2022] No. 495).
The issuer and the sponsor (lead underwriter) Western Securities Co.Ltd(002673) (hereinafter referred to as " Western Securities Co.Ltd(002673) " or "sponsor (lead underwriter)") negotiated and determined that the number of shares to be issued this time is 30 million, and the issue price is RMB 18.39/share.
The issuing price of this offering shall not exceed the median and weighted average of the quotations of offline investors after excluding the highest quotation, as well as the Securities Investment Fund (hereinafter referred to as "public fund"), the National Social Security Fund (hereinafter referred to as "social security fund"), the basic old-age insurance fund (hereinafter referred to as "pension") established through public offering after excluding the highest quotation The enterprise annuity fund (hereinafter referred to as "enterprise annuity fund") established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund (hereinafter referred to as "insurance fund") in accordance with the measures for the administration of the use of insurance funds, whichever is lower, is 183954 yuan / share. According to item (IV) of Article 39 of the detailed rules for the implementation of securities issuance and underwriting business of initial public offering on the gem of Shenzhen Stock Exchange (revised in 2021) (SZS [2021] No. 919), the relevant subsidiaries of the sponsor need not participate in this strategic placement.
This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors. According to the issuing price, the relevant subsidiaries of the sponsor need not participate in the strategic placement. Finally, this issuance will not be targeted to strategic investors. The difference between the final strategic placement quantity and the initial strategic placement quantity is 1.5 million shares, which are transferred back to offline issuance.
This issuance is finally carried out by a combination of offline inquiry and placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-share shares or non restricted depositary receipts in Shenzhen market (hereinafter referred to as "online issuance").
After the strategic placement callback and before the online and offline callback mechanism was launched, the initial number of offline shares was 21.45 million, accounting for 71.50% of the number of shares issued this time; The initial number of shares issued online was 8.55 million, accounting for 28.50% of the number issued this time. According to the callback mechanism announced in the announcement of Hunan aibulu Environmental Protection Technology Co., Ltd. on initial public offering and listing on the gem (hereinafter referred to as the "issuance announcement"), since the initial effective subscription multiple on the Internet is 813286094 times, higher than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism, 20% (i.e. 6 million shares) of the total amount of this issuance will be transferred back from offline to online. After the call back, the final number of offline shares issued this time is 15.45 million, accounting for 51.50% of the total issued this time; The final number of shares issued online was 14.55 million, accounting for 48.50% of the total issued this time. After the call back, the winning rate of this online issuance is Xinjiang Zhongtai Chenical Co.Ltd(002092) 44250%, and the effective subscription multiple is 477910385 times.
Investors are kindly requested to pay attention to the payment link of this offering and fulfill their payment obligations on April 18, 2022 (T + 2):
1. The offline allocated investors shall pay the subscription funds for new shares in full and on time before 16:00 on April 18, 2022 (T + 2) according to the final issuance price of 18.39 yuan / share and the allocated quantity according to the announcement on the preliminary placement results of Hunan aibulu Environmental Protection Technology Co., Ltd. initial public offering and offline issuance listed on the gem.
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above circumstances occur when multiple new shares are issued on the same day, all the new shares allocated to the placing object shall be invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
The shares that offline investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. Among the shares issued this time, the shares issued online have no circulation restrictions and restricted sales period arrangements, and can be circulated from the date when the shares issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange. When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If an offline investor who provides a valid quotation fails to participate in the subscription or fails to subscribe in full, or the offline investor who obtains the preliminary placement fails to pay the subscription amount in full and in time, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in gem, sci-tech innovation board, main board and other sectors shall be calculated together. During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and placement of projects related to gem, science and innovation board, main board and other sectors.
5. Once this announcement is published, it shall be deemed that all offline investors participating in offline subscription and placement have been served with the payment notice of allocation.
1、 Final result of strategic placement
The issuing price of this offering shall not exceed the lower of the median and weighted average of offline investors' quotation after excluding the highest quotation and the median and weighted average of public funds, social security funds, pensions, enterprise annuity funds and insurance funds after excluding the highest quotation.
According to the issuing price, the relevant subsidiaries of the sponsor need not participate in the strategic placement. This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors. Finally, this issuance will not be targeted to strategic investors.
2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the special provisions on the issuance and underwriting of initial public offerings on the gem (CSRC announcement [2021] No. 21), the practical implementation rules for the issuance and underwriting of initial public offerings on the gem of Shenzhen Stock Exchange (revised in 2021) (SZS [2021] No. 919) The detailed rules for the implementation of offline issuance of initial public offerings in Shenzhen market (revised in 2020) (SZS [2020] No. 483), the code for underwriting of initial public offerings under the registration system (zsxf [2021] No. 213), the rules for the administration of offline investors of initial public offerings under the registration system (zsxf [2021] No. 212) and other relevant provisions, The sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription. According to the effective subscription results finally received by the offline issuance electronic platform of Shenzhen Stock Exchange, the sponsor (lead underwriter) makes the following statistics:
The offline subscription of this offering has been completed on April 14, 2022 (t day). After verification, it is confirmed that the 5756 effective quotation placement objects managed by 211 offline investors disclosed in the issuance announcement have all made offline subscription in accordance with the requirements of the issuance announcement, and the effective subscription quantity is 5338760 shares. After verification, two placing objects managed by one offline investor were included in the restricted list in the announcement on the restricted list of placing objects for initial public offering (No. 1 of 2022) published by China Securities Association on April 14, 2022, and did not meet the placing qualification. Therefore, this offering will not be placed. To sum up, the number of effective investors actually participating in the offline preliminary placement is 211, the number of effective placement objects is 5754, and the number of offline effective subscription is 533676 million shares.
The specific list of those who participate in offline subscription but are not placed due to being included in the restricted list is as follows:
No. name of investor name of placing object name of proposed purchase actual purchase quantity during preliminary inquiry
Quantity (10000 shares) (10000 shares)
Shanghai Zhongliang asset management Zhongliang asset Zhixing Tongda shares
Private placement Certificate No. 9 of ticket Multi Strategy of 1 Management Co., Ltd. 1000
Bond investment fund
Shanghai Zhongliang asset management Zhongliang asset Zhixing Tongda shares
2. Private placement Certificate No. 12 of Tianduo strategy Co., Ltd. 1000
Bond investment fund
(II) preliminary offline placement results
According to the offline placement principles and calculation methods published in the announcement on initial public offering and listing on the gem of Hunan aibulu Environmental Protection Technology Co., Ltd. (hereinafter referred to as the "announcement on preliminary inquiry and recommendation"), the issuer and the sponsor (lead underwriter) have made a preliminary placement of offline issued shares. The effective subscription and preliminary placement results of various offline investors are as follows:
The ratio of the number of shares effectively subscribed by the placing object to the number of shares initially placed offline to the number of shares effectively subscribed by various types of investors (10000 shares) (shares) the proportion of the total number of shares issued offline
Class a investors 224011041.98% 1081599370.01% 004828331%
Class B investors 7620 0.14% 226990.15% Sichuan Anning Iron And Titanium Co.Ltd(002978) 871%
Class C investors 308903057.88% 461130829.85% 001492801%
Total 5336760100.00% 1545 Shenzhen Ecobeauty Co.Ltd(000010) 0.00%-
Note: if the total is inconsistent with the mantissa of the sum of all itemized values, it is caused by rounding.
Class a investors include public offering products, social security funds, pensions, enterprise annuity funds and insurance funds; Class B investors include QFII funds; Class C investors are other investment institutions except class A and B.
Among them, the remaining 826 shares were placed to the "Oriental selected hybrid open-ended securities investment fund" managed by "Oriental Fund Management Co., Ltd." in accordance with the offline placement principle in the preliminary inquiry and promotion announcement.
The above preliminary placement arrangements and results are in line with the offline preliminary placement principles announced in the preliminary inquiry and promotion announcement. See "attached table: preliminary placement list of offline investors" for the allocation of each placement object. 3、 Contact information of sponsor (lead underwriter)
If offline investors have any questions about the offline preliminary placement results announced in this announcement, please contact the sponsor (lead underwriter) of this offering. The specific contact information is as follows:
Sponsor (lead underwriter): Western Securities Co.Ltd(002673)
Contact: capital market department
Tel: 01068588637, 01068588983
Issuer: sponsor (lead underwriter) of Hunan aibulu Environmental Protection Technology Co., Ltd.: Western Securities Co.Ltd(002673) April 18, 2022
Issuer: Hunan aibulu Environmental Protection Technology Co., Ltd
