Securities code: Guizhou Chanhen Chemical Corporation(002895) securities abbreviation: Guizhou Chanhen Chemical Corporation(002895) Announcement No.: 2022050 convertible bond Code: 127043 convertible bond abbreviation: CHUANHENG convertible bond
Guizhou Chanhen Chemical Corporation(002895)
About the company’s securities regulatory authorities and exchanges in the past five years
Announcement of punishment or regulatory measures
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Guizhou Chanhen Chemical Corporation(002895) (hereinafter referred to as “the company”) has been committed to improving the corporate governance structure, establishing and improving the internal control system, standardizing the company’s operation and promoting the sustainable, stable and healthy development of the company in strict accordance with the company law of the people’s Republic of China, the Securities Law of the people’s Republic of China, the stock listing rules of Shenzhen Stock Exchange, the articles of association and other relevant laws and regulations since its listing, Continuously improve the level of corporate governance.
In view of the company’s plan to issue A-share non-public, according to relevant requirements, the company’s regulatory measures or punishment and rectification taken by the securities regulatory authorities and the exchange in the past five years are hereby announced as follows:
1、 Penalties imposed by securities regulatory authorities and exchanges in the past five years
The company has not been punished by the securities regulatory authority and the exchange in the past five years.
2、 Regulatory measures taken by securities regulatory authorities and exchanges in the past five years
In the past five years, the securities regulatory authorities and exchanges have issued letters of concern to the company and the company’s replies are as follows:
Type date of sending letter main content reply
Guizhou company of China Securities Regulatory Commission attaches great importance to the questions raised in the letter of concern. The regulatory bureau found the company’s problems in daily supervision, and organized relevant departments and intermediaries to carefully sort out relevant matters in financial accounting, information disclosure and insider analysis by October 2020, study the rectification plan, pay attention to the registration management of information insiders and related parties on October 20, and formulate rectification measures, On November 10, 2020, the company was required to submit the rectification measures of Guizhou CHUANHENG Chemical Co., Ltd. to Guizhou securities regulatory bureau for rectification, and timely submit a copy of the rectification report supervised by Guizhou securities regulatory bureau of China Securities Regulatory Commission. Reply to the letter of concern and rectification measures.
In the future, under the guidance of the regulatory authorities, the company will continue to operate in accordance with the law, standardize the company’s business behavior, and further improve and improve the company’s internal control mechanism.
It is hereby announced.
Guizhou Chanhen Chemical Corporation(002895) board of directors April 16, 2022
