Guosen Securities Co.Ltd(002736)
About Guizhou Chanhen Chemical Corporation(002895)
Summary report on continuous supervision and recommendation of non-public offering of shares
Guizhou Chanhen Chemical Corporation(002895) (hereinafter referred to as "the company" or " Guizhou Chanhen Chemical Corporation(002895) ") has completed the non-public offering of shares on October 12, 2020, and Guizhou Chanhen Chemical Corporation(002895) (hereinafter referred to as " Guosen Securities Co.Ltd(002736) " or "the sponsor") has been employed as the sponsor of the non-public offering of shares. The continuous supervision period is the remaining time of the current year from the date of securities listing and the subsequent complete accounting year, and the period is until December 31, 2021. At present, the continuous supervision period has expired. Guosen Securities Co.Ltd(002736) in accordance with the requirements of relevant laws and regulations such as the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange and the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, this summary report on continuous supervision and recommendation is issued.
1、 Commitment of recommendation institution and recommendation representative
(I) there are no false records, misleading statements or major omissions in the content of the recommendation work summary report, supporting documents and relevant materials, and the recommendation institution and the recommendation representative shall bear legal responsibility for its authenticity, accuracy and completeness.
(II) the recommendation institution and the recommendation representative voluntarily accept any inquiry and investigation conducted by the China Securities Regulatory Commission (hereinafter referred to as the "CSRC") on matters related to the recommendation summary report.
(III) regulatory measures adopted by the measures for the administration of securities issuance and listing recommendation business and the relevant provisions of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange").
2、 Basic information of the sponsor
Project content
Name of recommendation institution Guosen Securities Co.Ltd(002736)
Registered address: 16th to 26th floors of Guosen Securities Co.Ltd(002736) building, No. 1012, Hongling Middle Road, Luohu District, Shenzhen
Office address: 35 / F, Guoxin financial building, No. 125, Fuhua 1st Road, Futian District, Shenzhen
Legal representative: Zhang Nasha
Sponsor representatives Li Di and Yu Zhiqing
3、 Basic information of the issuer
Project content
Name of issuer Guizhou Chanhen Chemical Corporation(002895)
Securities code: Guizhou Chanhen Chemical Corporation(002895)
The registered capital is 488407 million yuan
Registered address: Longchang town, Fuquan City, Qiannan Buyei and Miao Autonomous Prefecture, Guizhou Province
Main office address: Longchang town, Fuquan City, Qiannan Buyei and Miao Autonomous Prefecture, Guizhou Province
Legal representative: Wu Haibin
Actual controllers: Mr. Li Guangming and Mr. Li Jin
The type of securities issuance is non-public offering
The issuance and listing time of this securities is October 12, 2020
4、 Overview of recommendation (I) due diligence recommendation
Guosen Securities Co.Ltd(002736) actively organize and coordinate all intermediaries to participate in the work related to securities issuance and listing, conduct due diligence on Guizhou Chanhen Chemical Corporation(002895) and its major shareholders in an honest, trustworthy and diligent manner in accordance with relevant laws, administrative regulations and relevant industry norms of CSRC and Shenzhen Stock Exchange, organize the preparation of application documents and issue recommendation documents; After submitting the recommendation documents, actively cooperate with the CSRC for review, organize the issuer and intermediary institutions to give feedback and reply to the opinions of the CSRC, and conduct professional communication with the CSRC. After obtaining the issuance approval documents, the recommendation institution and the recommendation representative shall submit the relevant documents required for recommending the issuance and listing of non-public shares to the Shenzhen Stock Exchange in accordance with the requirements of the stock listing rules of Shenzhen Stock Exchange, and submit them to the CSRC for approval and filing. Finally, we successfully completed the recommendation that Guizhou Chanhen Chemical Corporation(002895) issue 80002000 ordinary shares (A shares) to specific objects on October 12, 2020. (II) continuous supervision stage
The sponsor has determined the content and focus of continuous supervision according to the specific situation of the company, and has undertaken the following related work in the continuous supervision stage:
1. Supervise the company to improve the corporate governance structure, establish and improve various internal control systems such as information disclosure, internal audit and fund-raising management, and strictly implement them to improve the standard operation level.
2. Supervise the company to fulfill the obligation of information disclosure in strict accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China, the stock listing rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board and other relevant laws, regulations and normative documents, And review the content and format of the company's information disclosure documents in advance or afterwards.
3. Supervise the company to manage and use the raised funds in strict accordance with the stock listing rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board, the regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies and other relevant provisions, as well as the management measures for raised funds formulated by the company, Continue to pay attention to the use of the company's raised funds and the progress of the investment projects invested by the raised funds, express independent opinions on the company's use of the raised funds to replace the self raised funds invested in the raised investment projects in advance and paid the issuance expenses, timely communicate with the company and require the company to perform the obligation of information disclosure in accordance with the law.
4. Continuously pay attention to and supervise the company and its directors, supervisors and senior managers to abide by various laws and regulations and earnestly fulfill various commitments.
5. Conduct regular on-site inspection on the company and issue on-site inspection reports, and regularly train the company's directors, supervisors, senior managers, controlling shareholders, actual controllers and middle managers.
6. Earnestly perform other work required by the CSRC and the stock exchange, and regularly submit relevant reports on continuous supervision to the regulatory authorities.
5、 Major events and handling during the performance of recommendation duties
In September 2021, in order to facilitate the orderly progress of the company's continuous supervision work, Guosen Securities Co.Ltd(002736) authorized Mr. Li Di to replace Ms. Liu Ying as the sponsor representative of the company's continuous supervision and continue to perform the responsibility of continuous supervision to the company. During the period when the recommendation institution performs its recommendation duties, Guizhou Chanhen Chemical Corporation(002895) there are no major events that need to be handled by the recommendation institution.
6、 Description and evaluation of Guizhou Chanhen Chemical Corporation(002895) cooperation with sponsor
In the stage of due diligence recommendation: during the period when the sponsor performs its duties on Guizhou Chanhen Chemical Corporation(002895) the sponsor, Guizhou Chanhen Chemical Corporation(002895) can timely provide the sponsor and other intermediaries with the documents, materials and relevant information required for this offering, and ensure that the documents and materials provided are true, accurate and complete without false records, misleading statements or major omissions; In accordance with the requirements of relevant laws and administrative regulations, actively cooperate with the sponsor's due diligence, providing necessary conditions and convenience for the recommendation of this offering.
In the continuous supervision stage: the issuer can operate in accordance with the requirements of relevant laws, regulations and normative documents, and disclose external information in a timely and accurate manner as required; Timely notify the recommendation institution of important matters, communicate with the recommendation representative, respect the recommendation of the recommendation representative, improve various systems and decision-making procedures, and supplement and improve information disclosure materials; Timely provide relevant documents and materials according to the requirements of the sponsor, provide necessary conditions and convenience for on-site inspection, and actively cooperate with the sponsor and its representative in on-site inspection, on-site training and other supervision work; It ensures that the recommendation institution and its recommendation representative grasp the business behavior of the issuer in time.
7、 Explanation and evaluation of securities service institutions' participation in securities issuance and listing
Guizhou Chanhen Chemical Corporation(002895) hired intermediaries include Guohao law firm (Tianjin) and ShineWing Certified Public Accountants (special general partnership). In the stage of issuance recommendation and continuous supervision of this securities issuance and listing, Guizhou Chanhen Chemical Corporation(002895) the securities service institutions hired by Guizhou Chanhen Chemical Corporation(002895) can timely issue relevant professional reports, provide professional opinions and suggestions in accordance with the requirements of relevant laws and regulations, actively cooperate with the coordination, verification and continuous supervision of the company and the recommendation institutions, provide necessary support and convenience, and the cooperation is good.
8、 Concluding comments on the review of Guizhou Chanhen Chemical Corporation(002895) information disclosure
According to the relevant provisions of the CSRC and the stock exchange, during the issuance and recommendation period, the recommendation institution adopts a combination of pre review and post review to review the important information disclosure documents related to the recommendation work, and supervise the company to strictly perform the obligation of information disclosure Guosen Securities Co.Ltd(002736) believes that during the performance of recommendation duties and continuous supervision, Guizhou Chanhen Chemical Corporation(002895) disclosed announcements are consistent with the actual situation, and the contents disclosed in each periodic and temporary announcement are true, accurate and complete, without false records, misleading statements or major omissions. 9、 Concluding comments on the review of the use of the raised funds of the issuer
The recommendation institution reviewed the deposit and use of the funds raised by the issuer and considered that the deposit and use of the funds raised by the issuer in this securities issuance comply with the relevant provisions of the CSRC and the stock exchange. The company has made special account storage and special use of the raised funds, and fulfilled the obligation of information disclosure. The approval procedures for the use of the raised funds are legal and compliant, and there is no illegal use of the raised funds.
10、 Unfinished recommendation matters
As of December 31, 2021, the company's raised funds have not been used up, and the recommendation institution will continue to perform the responsibility of continuous supervision on the use of its unused raised funds.
11、 Other matters required by the CSRC and the stock exchange
Guizhou Chanhen Chemical Corporation(002895) there are no other matters that should be reported to CSRC and Shenzhen Stock Exchange.
(there is no text on this page, which is the signature page of Guosen Securities Co.Ltd(002736) summary report on Guizhou Chanhen Chemical Corporation(002895) non-public Development Bank's continuous supervision and recommendation of shares)
Sponsor representative:
Li Di Yu Zhiqing
Legal representative:
Zhang Nasha
Guosen Securities Co.Ltd(002736) April 15, 2022
