Securities code: Shanghai Golden Union Commercial Management Co.Ltd(603682) securities abbreviation: Shanghai Golden Union Commercial Management Co.Ltd(603682) Announcement No.: 2022016 Shanghai Golden Union Commercial Management Co.Ltd(603682)
Announcement on reappointment of accounting firm in 2022
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important content tips:
Name of accounting firm to be employed: Lixin Certified Public Accountants (special general partnership)
Shanghai Golden Union Commercial Management Co.Ltd(603682) (hereinafter referred to as "the company") held the 10th meeting of the 4th board of directors and the 8th meeting of the 4th board of supervisors on April 15, 2022, deliberated and approved the proposal on renewing the appointment of accounting firm in 2022, and proposed to renew the appointment of Lixin Certified Public Accountants (special general partnership) as the audit institution for financial report and internal control of the company and its holding subsidiaries in 2022 for one year.
1、 Basic information of the accounting firm to be employed
(I) institutional information
1. Basic information
Lixin Certified Public Accountants (special general partnership) (hereinafter referred to as "Lixin") was founded in Shanghai in 1927 by Dr. pan Xulun, a Chinese accounting leader, and reopened in 1986. In 2010, it became the first special general partnership certified public accountants firm in China to complete the restructuring. Its registered address is Shanghai and its chief partner is Mr. Zhu Jiandi. As a member of the international accounting network BDO, Lixin has been engaged in securities service business for a long time. Before the implementation of the new securities law, it has a securities and futures business license, has H-share audit qualification, and has been registered with the American public company accounting supervision board (PCAOB).
By the end of 2021, Lixin had 252 partners, 2276 certified public accountants, 9697 employees, and 707 certified public accountants who had signed the audit report of securities service business.
In 2021, the business income (audited) of Lixin was 4.523 billion yuan, including 3.429 billion yuan from audit business and 1.565 billion yuan from securities business.
Last year, Lixin provided annual report audit services for 587 listed companies, with an audit fee of 719 million yuan and 9 audit customers of Listed Companies in the same industry
2. Investor protection ability
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
By the end of 2021, Lixin had withdrawn 129 million yuan from the occupational risk fund, and the cumulative compensation limit of the occupational insurance purchased was 1.25 billion yuan. The relevant occupational insurance can cover the civil liability caused by audit failure. Civil liability in civil litigation related to practice in recent three years:
3. Integrity record
In the past three years, Lixin has been subject to criminal punishment, administrative punishment once, supervision and management measures 24 times, self-discipline and supervision measures and disciplinary punishment twice for its practice behavior, involving 63 employees.
(II) project information
1. Basic information
The name of the certified public accountant who began to practice in the listed company shall be submitted to the exchange
Time division audit time business time for audit service time
Project partner Ren Jiahu 20032018
Signature: certified public accountant Wu Haiyan 20082012 20092021
Quality control reviewed by Jiang Qiang 19952001 2 Xinjiang Goldwind Science And Technology Co.Ltd(002202) 2
(1) Audit reports of listed companies signed or reviewed by project partners in recent three years:
Name: Ren Jiahu
Time listed company name position
2019 Jiangsu Liba Enterprise Joint-Stock Co.Ltd(603519) quality control reviewer
20182020 Shanghai Golden Union Commercial Management Co.Ltd(603682) signed certified public accountant
(2) Signed certified public accountants have signed or reviewed the audit reports of Listed Companies in recent three years:
Name: Wu Haiyan
Time listed company name position
20182020 Shanghai Sanmao Enterprise (Group) Co.Ltd(600689) enterprise (Group) Co., Ltd. signed certified public accountant
20182020 Trust Alliance Information Development Inc.Ltd.Shanghai(300469) signed certified public accountant
2021 Shanghai Golden Union Commercial Management Co.Ltd(603682) signed certified public accountant
(3) Audit reports of listed companies signed or reviewed by quality control reviewers in recent three years:
Name: Jiang Qiang
Time listed company name position
20192021 Shanghai Bailian Group Co.Ltd(600827) project partner
2019 Shanghai Runda Medical Technology Co.Ltd(603108) project partner
20192020 project partner of Taibo (Shanghai) Environmental Protection Technology Co., Ltd
2021 Shanghai No.1 Pharmacy Co.Ltd(600833) quality control reviewer
2021 Shanghai Material Trading Co.Ltd(600822) quality control reviewer
2. Independence and integrity record of project team members
The project partner, the signing certified public accountant and the quality control reviewer have not received criminal punishment, administrative punishment, administrative supervision measures and self-discipline supervision measures in the past three years.
3. Independence
The project partner, the signing certified public accountant and the quality control reviewer do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants.
4. Audit fees
The audit fee is mainly determined based on the responsibility of professional services and the degree of professional technology investment, taking into account the experience and level of employees involved in the work, the corresponding charging rate and the working hours invested.
Year on year changes of audit fees: unit: 10000
Increase / decrease ratio of the project in 2020 and 2021
Financial statement audit fee 80 115 43.75%
Internal control audit fee 25 35 40.00%
Note: the above audit fees do not include VAT
2、 Procedures to be performed by the accounting firm to be renewed
(I) performance of the audit committee of the board of directors
Through the whole process tracking and timely communication of the company's audit work in 2021, the audit committee of the board of directors evaluated the accountants of Lixin Certified Public Accountants (special general partnership) in terms of independence and professional competence after Lixin Certified Public Accountants (special general partnership) completed the audit procedures and submitted the standard unqualified audit report, It provides better audit services for the company's audit work in 2021.
The audit committee of the board of directors held its fourth meeting on April 15, 2022 and considered and adopted the proposal on renewing the appointment of accounting firms in 2022. Whereas Lixin Certified Public Accountants (special general partnership) is able to meet the requirements of professional qualification, professional competence, investor protection, integrity and independence. Lixin Certified Public Accountants (special general partnership) is the audit institution for the 2022 financial report and internal control of the company and its holding subsidiaries, with an employment period of one year and submitted to the board of directors for deliberation.
(II) prior approval and independent opinions of independent directors
The independent directors of the company expressed their prior approval opinions and independent opinions on the matter of the 2022 financial report and internal control audit institution of the company and its holding subsidiaries.
Prior approval opinion of independent directors: Lixin Certified Public Accountants (special general partnership) meets the requirements of the company's 2022 financial report and internal control audit in terms of professional qualification, professional competence, investor protection ability, integrity and independence. This renewal of the accounting firm will not harm the interests of the company and all shareholders. Agree to renew the appointment of Lixin Certified Public Accountants (special general partnership) as the audit institution for the financial report and internal control of the company and its holding subsidiaries in 2022, and agree to submit the proposal on renewing the appointment of Certified Public Accountants in 2022 to the board of directors for deliberation.
Opinion of independent directors: it is agreed to renew the appointment of Lixin Certified Public Accountants (special general partnership) as the audit institution for the financial report and internal control of the company and its holding subsidiaries in 2022.
In the audit process of 2021, Lixin Certified Public Accountants (special general partnership) diligently performed relevant responsibilities and provided better audit services for the company. Lixin Certified Public Accountants (special general partnership) meets the requirements of the company's 2022 financial report and internal control audit in terms of professional qualification, professional competence, investor protection, integrity and independence. The continued employment of Lixin Certified Public Accountants (special general partnership) as the audit institution for the financial report and internal control of the company and its holding subsidiaries in 2022 is conducive to maintaining the continuity and integrity of the company's audit work and in line with the long-term interests of the company.
(III) deliberation and voting of the board of directors
The 10th meeting of the 4th board of directors of the company deliberated and approved the proposal on renewing the appointment of the accounting firm in 2022, and agreed to renew the appointment of Lixin as the audit institution for the financial report and internal control of the company and its holding subsidiaries in 2022.
(IV) the renewal of the appointment of Lixin Certified Public Accountants (special general partnership) as the 2022 financial report and internal control audit institution of the company and its holding subsidiaries needs to be submitted to the general meeting of shareholders for deliberation, and will take effect from the date of deliberation and approval by the general meeting of shareholders.
It is hereby announced.
Shanghai Golden Union Commercial Management Co.Ltd(603682) board of directors April 16, 2022
