Securities code: 603138 securities abbreviation: Beijing Vastdata Technology Co.Ltd(603138) Announcement No.: 2022-001 Beijing Vastdata Technology Co.Ltd(603138) announcement on the receipt of warning letter from Beijing regulatory bureau of CSRC by controlling shareholders and actual controllers
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Mr. Chen Zhimin and Ms. Zhu Huawei, the controlling shareholder and actual controller of Beijing Vastdata Technology Co.Ltd(603138) (hereinafter referred to as the “company”), recently received the decision on taking regulatory measures to issue warning letters to Chen Zhimin and Zhu Huawei issued by Beijing regulatory bureau of China Securities Regulatory Commission ([2022] No. 3) (hereinafter referred to as the “warning letter”). The main contents are announced as follows:
1、 Main contents of warning letter
“Chen Zhimin, Zhu Huawei:
After investigation, as the controlling shareholder and actual controller of Beijing Vastdata Technology Co.Ltd(603138) (hereinafter referred to as the company), from June 28, 2017 to May 14, 2021, due to passive dilution and active trading of the company’s shares, the proportion of shares held by you decreased from 63.44% to 56.06%, with a cumulative decrease of 7.38%. Your failure to stop trading the company’s shares and timely prepare and disclose the report on changes in equity when the shareholding ratio decreased by 5% violated the provisions of paragraph 2 of Article 63 of the securities law of the people’s Republic of China and paragraph 2 of Article 13 of the administrative measures for the acquisition of listed companies.
In accordance with paragraph 2 of Article 170 of the securities law of the people’s Republic of China and Article 75 of the measures for the administration of the acquisition of listed companies, our bureau has taken administrative regulatory measures to issue warning letters to you. You must strictly abide by the laws and regulations of the capital market, earnestly fulfill the obligation of information disclosure and prevent such acts from happening again.
If you are not satisfied with these supervision and administration measures, you can apply to the China Securities Regulatory Commission for administrative reconsideration within 60 days from the date of receiving this decision, or you can bring a lawsuit to the people’s court with jurisdiction within 6 months from the date of receiving this decision. “
2、 Relevant information description
The company and relevant personnel will take this as a warning, seriously learn lessons, further strengthen the study of relevant laws and regulations such as the securities law of the people’s Republic of China and the measures for the administration of information disclosure of listed companies, strengthen the internal management of the company, fulfill the obligation of information disclosure according to law, improve the quality of information disclosure and promote the healthy, stable and sustainable development of the company, Better safeguard the interests of the company and all shareholders.
The regulatory measures will not affect the company’s normal production, operation and management activities. The company will earnestly perform the obligation of information disclosure in strict accordance with the provisions and requirements of relevant laws and regulations.
It is hereby announced.
Beijing Vastdata Technology Co.Ltd(603138) board of directors January 10, 2022
