Minsheng Securities Co., Ltd
About Beijing Thunisoft Co.Ltd(300271) continuous supervision
2021 annual tracking report
Name of Sponsor: Minsheng Securities Co., Ltd. abbreviation of the sponsor: Beijing Thunisoft Co.Ltd(300271)
Name of sponsor representative: Xie Guomin Tel: 01085127940
Name of sponsor representative: Cao Qianhua Tel: 01085127940
1、 Overview of sponsor work
Project work content
1. Review of the company’s information disclosure (1) whether the company’s information disclosure documents are reviewed in time (2) the number of times the company’s information disclosure documents are not reviewed in time is not 2 Supervise the company’s establishment, improvement and effective implementation of rules and regulations (1) whether the company is supervised to establish and improve rules and regulations (including but not limited to the system to prevent related parties from occupying the company’s resources, raised fund management system, internal control system, internal audit system and connected transaction system) (2) whether the company effectively implements relevant rules and regulations; 3. Supervision of raised funds
(1) Query the company’s special account for raised funds 12 times
(2) Whether the progress of the company’s fund-raising projects is consistent with the information disclosure documents 4. Corporate governance supervision
(1) The number of times of attending the general meeting of shareholders of the company as nonvoting delegates was not on-site, and the relevant proposals and resolutions were reviewed in advance or afterwards
(2) The number of times of attending the board of directors of the company as nonvoting delegates was not on-site, and the relevant proposals and resolutions were reviewed in advance or afterwards
(3) The number of times of attending the board of supervisors of the company as nonvoting delegates was not on-site, and the relevant proposals and resolutions were reviewed in advance or afterwards
5. On site inspection
(1) Number of on-site inspections: 1
(2) Whether the on-site inspection report is submitted according to the regulations of the exchange
The company and relevant personnel failed to disclose Shao xueyin’s (3) main problems and rectification found in the on-site inspection in time. He was suspected of bribery and was put on file for investigation and taken retention measures Beijing Thunisoft Co.Ltd(300271) has made supplementary disclosure of relevant matters
6. Independent opinions
(1) 5 times of independent opinions
(2) Issues involved in issuing non consenting opinions and concluding comments are not applicable. 7. Report the situation to the exchange (except for the on-site inspection report)
(1) Number of reports to the exchange none
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported items is not applicable
8. Pay attention to the performance of duties
(1) Are there any matters needing attention
(1) On September 1, 2021, the company received the notice of filing a case from the Beijing Municipal Commission of supervision, which decided to file a case for review / investigation on the disciplinary / illegal issues suspected of bribery by Beijing Huayu Software Co., Ltd. The company has follow-up risks involving litigation.
(2) According to the detention notice issued by Beijing Haidian District People’s Procuratorate, Shao (2), the actual controller of the company, was criminally detained on September 18, 2021 on suspicion of bribery.
(3) On March 6, 2022, the company learned from the subsidiary Huayu information that Zhu Xiangyu, the then chairman of Huayu information, was unable to perform his duties due to investigation by relevant departments. On March 8, 2022, the company confirmed that Mr. Zhu Xiangyu, the former chairman of Huayu information, a subsidiary, was detained and investigated by the discipline inspection and supervision organ.
The company will cooperate with the investigation according to law, pay close attention to the follow-up progress, and timely perform the information disclosure obligation (3) the progress or rectification of matters of concern.
As of December 31, 2021, the above matters have not been settled.
9. Whether the records and custody of the working papers of the recommendation business are in compliance with the regulations 10. Training of listed companies
(1) Training times: 1 time
(2) Training date: December 30, 2021
(3) The main content of the training is the interpretation of the key points of the revision of the company law; Listing
Interpretation of the revised points of the guidelines for the articles of Association; Interpretation of the key points of the revision of the administrative measures for information disclosure of listed companies
11. Other sponsor work that needs to be explained none
2、 Problems found by the sponsor and measures taken
Problems and measures taken
Beijing Thunisoft Co.Ltd(300271) has reported relevant matters. In 2021, the company failed to make supplementary disclosure in time. As of December 31, 20211, when shaoxue was suspected of bribery, the recommendation institution did not find other problems related to information disclosure
2. The establishment and implementation of the company’s internal system are applicable
implement
3. The operation of the “three sessions” is applicable
4. Neither controlling shareholder nor actual controller is applicable
change
5. The deposit and use of raised funds are applicable
6. Related party transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are not applicable
9. Other business categories and important matters
(including foreign investment and venture capital)
Capital, entrusted financial management, financial assistance, hedging, etc.) 10. The issuer or its employees
Intermediary agencies cooperating with the recommendation work are all applicable
11. Others (including business environment
Inapplicability of business development and financial management
Major changes in status, core technology, etc.) III. performance of commitments of the company and shareholders
Whether the commitments of the company and shareholders are fulfilled, the reasons for non fulfillment of commitments and Solutions
1. The company’s shareholders’ opinions on horizontal competition, related party transactions and capital investment are not applicable
Commitment on gold occupation
2. The company’s shareholders’ commitment to share restriction is not applicable
3. Controlling shareholders and actual controllers, directors and senior managers are not applicable
Managers’ commitment to fill diluted immediate returns
4. The company’s decision not to be the object of equity incentive in 2018 is not applicable
Commitment to provide financial assistance IV. other matters
Description of report items
1. The change of sponsor representative and its reasons are not applicable
In response to the decision on Issuing warning letters to Beijing Thunisoft Co.Ltd(300271) , Zhao Xiaoming, 2. The CSRC and the exchange on the recommendation of Wei Guangyu issued by the Beijing regulatory bureau of the China Securities Regulatory Commission on November 16, 2021 Where the institution or the company recommended by it has taken regulatory measures, the information disclosure lag in the decision on giving notice of criticism to Beijing Beijing Thunisoft Co.Ltd(300271) Co., Ltd. and relevant parties on matters and rectification of Shenzhen Stock Exchange on December 20, 2021, Beijing Thunisoft Co.Ltd(300271) has made supplementary disclosure of relevant matters
3. Other major matters to be reported none
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(there is no text on this page, which is the signature page of the 2021 tracking report of Minsheng Securities Co., Ltd. on Beijing Thunisoft Co.Ltd(300271) continuous supervision)
Sponsor representative:
Xie Guomin, Cao Qianhua
Minsheng Securities Co., Ltd. April 15, 2022
