Nanya New Material Technology Co.Ltd(688519) board of supervisors
Verification opinions on the list of reserved incentive objects granted by the company’s restricted stock incentive plan in 2021
(as of the grant date of reservation)
Nanya New Material Technology Co.Ltd(688519) (hereinafter referred to as “the company”) the board of supervisors in accordance with the company law of the people’s Republic of China (hereinafter referred to as “the company law”), the securities law of the people’s Republic of China (hereinafter referred to as “the securities law”), the internal control index of listed companies on the Shanghai Stock Exchange, and the measures for the administration of equity incentive of listed companies (hereinafter referred to as “the management measures”) Relevant laws, regulations and normative documents such as the Listing Rules of Shanghai Stock Exchange on the Kechuang board (hereinafter referred to as the “Listing Rules”) and the self regulatory guide for listed companies on the Kechuang board No. 4 – disclosure of equity incentive information (hereinafter referred to as the “regulatory guide”) and the relevant provisions of the articles of association, After checking the list of incentive objects reserved and granted in the company’s restricted stock incentive plan in 2021 (hereinafter referred to as “this incentive plan”), we hereby express the following verification opinions:
1. Some incentive objects reserved and granted in this incentive plan do not have the situation that they are not allowed to become incentive objects as stipulated in Article 8 of the management measures:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law; (5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. The incentive objects reserved and granted in this incentive plan do not include independent directors and supervisors.
3. The list of persons reserved and granted to some incentive objects in the company’s restricted stock incentive plan is consistent with the criteria for determining incentive objects specified in the 2021 restricted stock incentive plan (Draft) approved by the company’s third extraordinary general meeting in 2021.
4. The list of incentive objects granted and reserved in this incentive plan complies with the qualifications specified in the company law, securities law and other laws, regulations and normative documents as well as the articles of association, the conditions of incentive objects specified in the administrative measures, listing rules and other laws, regulations and normative documents, and the conditions of incentive objects specified in this incentive plan.
To sum up, we agree that the company reserves the list of some incentive objects to be granted in this incentive plan, agrees that the grant date of reserved restricted shares in this incentive plan is April 14, 2022, and agrees to grant 450000 restricted shares to 10 incentive objects at the grant price of 16.40 yuan / share.
Nanya New Material Technology Co.Ltd(688519) board of supervisors April 15, 2022
