China Securities Co.Ltd(601066)
About Yingkou Fengguang New Material Co., Ltd
Special verification report on the deposit and use of raised funds in 2021
China Securities Co.Ltd(601066) (hereinafter referred to as " China Securities Co.Ltd(601066) securities" or "the sponsor") is the sponsor of Yingkou Fengguang new materials Co., Ltd. (hereinafter referred to as "Fengguang" or "the company") for the initial public offering of shares, In accordance with the relevant provisions of the measures for the administration of securities issuance and listing recommendation business (revised in 2020), the rules for the listing of shares on the gem of Shenzhen Stock Exchange (revised in 2020) and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, the deposit and use of the raised funds of Fengguang in 2021 (hereinafter referred to as the "reporting period") were verified, and the following recommendation opinions were issued:
1、 Funds raised by the company's initial public offering
(I) availability of raised funds
The company has been approved by the reply on Approving the registration of initial public offering of Yingkou Fengguang new materials Co., Ltd. (zjxk No. 3366) of China Securities Regulatory Commission and approved by Shenzhen Stock Exchange, The company's lead underwriter China Securities Co.Ltd(601066) issued 50000000 ordinary shares (A shares) in RMB, with a par value of 1 yuan per share, an issue price of 27.81 yuan per share and a total amount of 139050000000 yuan to be raised, by combining offline inquiry and placement to qualified investors and online pricing issuance to social public investors holding non restricted A-Shares or non restricted depositary receipts in Shenzhen market. As of December 14, 2021, the total amount of funds raised by the company was 139050000000 yuan. After deducting the recommendation and underwriting expenses of 7739575472 yuan, the actual amount of funds raised by the company on December 14, 2021 was 131310424528 yuan. After deducting the audit fees, lawyer fees and other issuance related expenses paid by the self raised funds, the total amount of funds raised was 1368784466 yuan, and the net amount of funds raised was 129941640062 yuan.
The availability of the above raised funds has been verified by Grant Thornton Certified Public Accountants (special general partnership), and a capital verification report (Grant Thornton inspection Zi (2021) No. 110c Jiangsu Fasten Company Limited(000890) ) has been issued. The company has opened a special account for the raised funds, adopted a special account for the storage of the raised funds, and signed the tripartite supervision agreement for the raised funds with the special account opening bank and the sponsor.
(II) use and balance of raised funds in 2021
The balance of the special account of the fund account is 131325307206 yuan, of which the paid in amount of the raised fund is 131310424528 yuan and the interest generated is 14882678 yuan.
2、 Deposit and management of raised funds
(I) management of raised funds
In accordance with relevant laws and regulations and the provisions of regulatory authorities, and following the principles of standardization, safety, efficiency and transparency, the company has formulated the management system of raised funds, which has made clear provisions on the storage, approval, use, management and supervision of raised funds, so as to ensure the standardized use of raised funds.
According to the management system and in combination with business needs, the company has implemented a special account for the storage of raised funds since December 2021, established a special account for the use of raised funds in the bank, and signed a tripartite supervision agreement on the storage of raised funds with the deposit bank and the sponsor to strictly approve the use of raised funds, so as to ensure the special use of funds. As of December 31, 2021, the company has deposited and used the raised funds in strict accordance with the provisions of the tripartite supervision agreement on the special account for the storage of raised funds.
(II) storage of raised funds in special account
As of December 31, 2021, the specific deposit of raised funds (unit: RMB) is as follows:
Deposit bank account number account category storage balance
China Merchants Bank Co.Ltd(600036) 411903945810909 special deposit account 50010139570 Yingkou Branch
Bank Of Communications Co.Ltd(601328) 21800390001 Anhui Anke Biotechnology (Group)Co.Ltd(300009) 8648 special deposit account 81315167636 Yingkou Branch
Bank Of Communications Co.Ltd(601328) 6128999910130 Jiangsu Yuyue Medical Equipment And Supply Co.Ltd(002223) 82 special deposit account 0.00 Yulin Branch
Total 131325307206
3、 Actual use of raised funds in 2021
(I) use of raised funds
As of December 31, 2021, the funds raised by the company have not been used.
(II) changes in the place, subject and mode of implementation of the projects invested with raised funds during the reporting period, the company did not change the place, subject and mode of implementation of the projects invested with raised funds.
(III) advance investment and replacement of investment projects with raised funds
During the reporting period, the company did not have any early investment replacement of the investment projects with raised funds.
(IV) temporary replenishment of working capital with idle raised funds
During the reporting period, the company did not use idle raised funds to temporarily supplement working capital.
(V) use of surplus raised funds
As of December 31, 2021, the construction of the company's investment projects with raised funds has not been completed, and there is no surplus of raised funds.
(VI) use of over raised funds
The over raised capital of the company is RMB 39941640062. As of December 31, 2021, the company has not used the over raised capital.
(VII) purpose and destination of unused raised funds
As of December 31, 2021, the amount of the company's unused raised funds was 131325307206 yuan, all of which were deposited in the special account for raising investment.
(VIII) other information about the use of raised funds
During the reporting period, the company did not use the raised funds.
4、 Problems in the use and disclosure of raised funds
The company shall disclose the deposit and use of raised funds in a timely, true, accurate and complete manner in accordance with the relevant provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies (revised in 2022), the guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of GEM listed companies (2022) and the relevant provisions of the management measures for the use of raised funds of the company.
There are no irregularities in the deposit, use and disclosure of the company's raised funds.
5、 Special verification opinions of Accountants on the annual storage and use of raised funds
Grant Thornton Certified Public Accountants (special general partnership) audited the use of the company's raised funds in 2021 and issued the verification report on the storage and use of the raised funds of Yingkou Fengguang new materials Co., Ltd. in 2021 (ztzz (2022) No. 110a006509). It is recognized that the special report on the storage and actual use of the raised funds in 2021 prepared by the board of directors of Fengguang Co., Ltd. is consistent with The relevant provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the guidelines for the self discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM (2022) and the relevant format guidelines, and truthfully reflect the deposit and actual use of raised funds of Fengguang Co., Ltd. in 2021 in all major aspects.
6、 Verification of recommendation institutions
The sponsor mainly checks the deposit and use of the raised funds of Fengguang shares in 2021 by consulting the flow of the special account for raised funds, the company's announcement, relevant reports of intermediaries and daily communication.
7、 Verification opinions of the recommendation institution
After verification, the sponsor believes that the deposit and use of the raised funds of Fengguang shares in 2021 comply with the provisions of laws, regulations and system documents such as the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of the raised funds of listed companies (revised in 2022), the Listing Rules of GEM stocks of Shenzhen Stock Exchange and the guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, The raised funds have been stored and used in a special account, and the relevant information disclosure obligations have been performed in a timely manner. The specific use of the raised funds is consistent with that disclosed by the company. There is no case of changing the purpose of the raised funds in a disguised manner and damaging the interests of shareholders, and there is no case of illegal use of the raised funds.
(no text below)
Schedule 1:
Comparison table of use of raised funds in 2021
Unit: Yuan
Total amount of raised funds 129941640062 total amount of raised funds invested in this year-
Total amount of raised funds with changed purposes during the reporting period-
Cumulative total raised funds with changed purposes - cumulative total raised funds invested - cumulative proportion of total raised funds with changed purposes-
Committed investment projects and whether the total investment amount after the adjustment of the committed investment of raised funds has been changed. The total investment amount of this year as of the end of the period. Whether the project has reached the expected investment progress as of the end of the period, whether the project has reached the project feasibility in this year, whether the raised funds have been invested in the project (including the total amount of part capital) (1) and the investment amount (2) (3) = (2) / (1) Date of significant changes in the expected benefits of the fixed availability status (sub change)
Committed investment projects
Olefin antioxidant catalyst not yet achieved
Chemical agent project no 9000000 China Baoan Group Co.Ltd(000009) 000000000003365153280435092919232 38.99% use status usable status no
state
Small committed investment projects
Total - 9000000 China Baoan Group Co.Ltd(000009) 000000000003365153280435092919232 38.99% ----
Investment direction of over raised funds
Not designated for use - 3994164006239941640062 -------
Repayment of bank loans (if any)
Yes) -----
