China Industrial Securities Co.Ltd(601377)
About Elite Color Environmental Resources Science&Technology Co.Ltd(002998)
Verification opinions on self evaluation report on internal control in 2021
China Industrial Securities Co.Ltd(601377) (hereinafter referred to as " China Industrial Securities Co.Ltd(601377) " or "sponsor") as a sponsor of Elite Color Environmental Resources Science&Technology Co.Ltd(002998) (hereinafter referred to as " Elite Color Environmental Resources Science&Technology Co.Ltd(002998) " or "company") for initial public offering of shares and listing in Shenzhen Stock Exchange and continuous supervision, in accordance with the administrative measures for securities issuance and listing sponsor business The relevant provisions of the Listing Rules of Shenzhen Stock Exchange (revised in 2022) and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board have verified the relevant conditions of Elite Color Environmental Resources Science&Technology Co.Ltd(002998) "self evaluation report on internal control in 2021", and the verification opinions are as follows:
1、 The sponsor's verification of the company's self evaluation report on internal control in 2021
China Industrial Securities Co.Ltd(601377) the sponsor representative carefully reviewed Elite Color Environmental Resources Science&Technology Co.Ltd(002998) self evaluation report on internal control in 2021, and checked the operation and implementation of internal control by asking the company's directors, supervisors, senior managers, internal auditors, external audit institutions and other relevant persons, consulting the documents of the general meeting of shareholders, the board of directors, the board of supervisors and other meeting documents, various business and management rules and regulations, and on-site inspection of the operation and implementation of internal control, The integrity, rationality and effectiveness of its internal control and the authenticity and objectivity of the 2021 internal control self evaluation report were verified from the aspects of Elite Color Environmental Resources Science&Technology Co.Ltd(002998) internal control environment, the construction of internal control system and the implementation of internal control.
2、 Overall evaluation of the company's internal control
According to the determination of whether there are major defects in the company's internal control over financial reporting, there are no major defects in the internal control over financial reporting on the benchmark date of the internal control evaluation report. The board of Directors believes that the company has maintained effective internal control over financial reporting in all major aspects in accordance with the requirements of the enterprise's internal control standard system and relevant regulations.
According to the determination of whether there are significant defects in the company's internal control over non-financial reporting, the company has not found any significant defects in the internal control over non-financial reporting on the benchmark date of the internal control evaluation report.
There are no factors affecting the evaluation conclusion of the effectiveness of internal control from the base date of the internal control evaluation report to the date of issuance of the internal control evaluation report.
3、 The sponsor's verification opinions on the self evaluation report on internal control in 2021 Elite Color Environmental Resources Science&Technology Co.Ltd(002998) . After verification, the sponsor believes that the company has established a relatively perfect corporate governance structure and a relatively sound internal control system, and maintained effective internal control related to the company's business and management in all major aspects, Comply with the normative requirements of relevant laws, regulations and normative documents on the management of the internal control system of listed companies. The company's self-evaluation report on internal control in 2021 basically reflects the construction and operation of its internal control system. Draw the company's attention to the notice of the Ministry of Finance and the Securities Regulatory Commission on further improving the effectiveness of internal control over financial reports of listed companies (CAI Kuai [2022] No. 8) and other relevant provisions, strictly implement the internal control system of listed companies, accelerate the implementation of internal control standard system, improve the effectiveness of internal control and improve the quality of listed companies.
(there is no text on this page, which is the signature page of China Industrial Securities Co.Ltd(601377) on Elite Color Environmental Resources Science&Technology Co.Ltd(002998) the verification opinions on the 2021 annual internal control self evaluation report) sponsor representative:
Tang Yongjun Mao Zufeng
China Industrial Securities Co.Ltd(601377) mm / DD / yyyy
