Hubei Zhongyi Technology Co., Ltd
Initial public offering and listing on GEM
Announcement of offline preliminary placement results
Sponsor (lead underwriter): China International Capital Corporation Limited(601995)
hot tip
The application of Hubei Zhongyi Technology Co., Ltd. (hereinafter referred to as "Zhongyi technology", "issuer" or "company") for initial public offering of RMB common shares (A shares) (hereinafter referred to as "this offering") and listing on the gem has been examined and approved by the members of the GEM Listing Committee of Shenzhen Stock Exchange, and has been approved and registered by the China Securities Regulatory Commission (CSRC license [2022] No. 428).
This issuance is finally carried out by a combination of directional placement to strategic investors, offline inquiry placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-share shares and non restricted depositary receipts market value in Shenzhen market (hereinafter referred to as "online issuance").
The issuer and the sponsor (lead underwriter) China International Capital Corporation Limited(601995) (hereinafter referred to as " China International Capital Corporation Limited(601995) " and "sponsor (lead underwriter)") negotiated and determined that the number of shares to be issued this time is 16837000, and the issue price is 163.56 yuan / share. The issuing price of this offering shall not exceed the median and weighted average of the quotations of offline investors after excluding the highest quotation, as well as the Securities Investment Fund (hereinafter referred to as "public fund"), the National Social Security Fund (hereinafter referred to as "social security fund"), the basic old-age insurance fund (hereinafter referred to as "pension") established through public offering after excluding the highest quotation The enterprise annuity fund (hereinafter referred to as "enterprise annuity fund") established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund (hereinafter referred to as "insurance fund") in accordance with the measures for the administration of the use of insurance funds, whichever is lower. According to item (IV) of Article 39 of the detailed rules for the implementation of the issuance and underwriting business of initial public offering on the gem of Shenzhen Stock Exchange (revised in 2021), the relevant subsidiaries of the sponsor need not participate in this strategic placement.
The initial number of strategic placement shares issued in this issuance is 3367400, accounting for 20.00% of this issuance. The strategic placement of this issuance consists of the special asset management plan established by the issuer's senior management and core employees participating in this strategic placement and other strategic investors. The final strategic placement number of this issuance is 2458790 shares, accounting for about 14.60% of this issuance. The difference between the initial strategic placement and the final strategic placement of 908610 shares will be transferred back to offline issuance.
After the callback of strategic placement and before the launch of online and offline callback mechanism, the number of offline issuance is 10337710 shares, accounting for about 71.90% of the number of this issuance after deducting the final number of strategic placement; The initial number of shares issued online is 4040500, accounting for about 28.10% of the number of shares issued this time after deducting the final strategic placement.
According to the callback mechanism announced in the announcement of Hubei Zhongyi Technology Co., Ltd. on initial public offering and listing on the gem (hereinafter referred to as the "issuance announcement"), since the initial effective subscription multiple on the Internet is 896712746 times, higher than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism, After deducting the final strategic placement, 20.00% (rounded up to an integral multiple of 500 shares, i.e. 2876000 shares) of the number of shares in this public offering will be transferred back from offline to online. After the call back, the final number of offline issuance is 7461710 shares, accounting for 51.90% of the total amount of this issuance after deducting the final strategic placement; The final number of online issuance is 6916500 shares, accounting for about 48.10% of the total amount of this issuance after deducting the final strategic placement. After the call back, the winning rate of this online issuance is 00190896483%, and the effective subscription multiple is 523844119 times.
Please pay attention to the payment link of this offering and fulfill the payment obligation in time on April 14, 2022 (T + 2). The details are as follows:
1. According to this announcement, offline allocated investors shall timely and fully pay the subscription funds for new shares according to the final issuance price of 163.56 yuan / share and the allocated quantity before 16:00 on April 14 (T + 2) 2022. The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above-mentioned circumstances occur when multiple new shares are issued on the same day, all the placing objects are invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
After online investors win the bid for new shares, they shall fulfill the obligation of capital delivery in accordance with this announcement to ensure that their capital account will have sufficient new share subscription funds on April 14 (T + 2) 2022. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located.
The shares that offline and online investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. Among the stocks issued this time, the stocks issued online have no circulation restrictions and limited sales period arrangements, and can be circulated from the date when the stocks issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. 90% of the shares of the stock allotted to the stock exchange can be circulated indefinitely from the date of issuance of the shares on the stock exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
In terms of strategic placement, the senior managers and core employees of the issuer participate in the special asset management plan established by this strategic placement, and the restricted period of shares allocated to other strategic investors is 12 months. The restricted period of shares allocated to other strategic investors is 12 months. The restricted period starts from the date of listing of the shares issued to the public on the Shenzhen Stock Exchange. After the expiration of the restricted sale period, the reduction of the allocated shares by strategic investors shall be subject to the relevant provisions of the CSRC and the Shenzhen Stock Exchange on share reduction.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings after deducting the final strategic placement, the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investor who provides effective quotation fails to participate in the subscription or the offline investor who obtains the preliminary placement fails to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in the stock markets of Shenzhen Stock Exchange, Shanghai Stock Exchange and Beijing stock exchange shall be calculated together. During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and placement of relevant projects in all sectors of the stock market of Shenzhen Stock Exchange, Shanghai Stock Exchange and Beijing stock exchange.
If online investors fail to pay in full after winning the lottery for three times in a row within 12 months, they shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription. The number of times of giving up subscription shall be calculated according to the number of times of investors actually giving up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
5. Once this announcement is published, it shall be deemed that the payment notice has been served on the offline investors who participate in the offline subscription and obtain the preliminary placement. 1、 Final result of strategic placement
The issuing price of this offering does not exceed the lower of the median and weighted average of offline investors' quotations after excluding the highest quotation, and the median and weighted average of public funds, social security funds, pensions, enterprise annuity funds and insurance funds after excluding the highest quotation. Therefore, relevant subsidiaries of the recommendation institution do not need to participate in follow-up investment. The strategic placement of this offering is composed of the special asset management plan of the issuer's senior managers and core employees and other strategic investors.
According to the final issue price, the final number of strategic placement shares in the special asset management plan for senior managers and core employees of the issuer is 624602 shares, accounting for about 3.71% of the number of shares issued this time; The final number of strategic placement shares of other strategic investors is 1834188 shares, accounting for about 10.89% of the shares issued this time, and the final number of strategic placement shares is 2458790 shares, accounting for about 14.60% of the shares issued this time. The difference between the initial strategic placement and the final strategic placement shares is 908610 shares, which are transferred back to offline issuance.
All subscription funds of strategic investors have been remitted to the bank account designated by the sponsor (lead underwriter) within the specified time. According to the relevant agreements in the strategic placement agreement signed by the issuer, the sponsor (lead underwriter) and the strategic investors, the strategic placement results of this issuance are determined as follows:
Serial number name of strategic investor number of allocated shares (shares) amount allocated (yuan) sales restriction period
Ningbo Meishan free trade port won the top investment
1611396999992976 12-month limited company
2 Jiangsu Yueda Automobile Group Co., Ltd. 122279219999985952 12 months
Employees of Zhongjin Zhongyi technology No. 1 participate in Entrepreneurship
362460210215990312 12-month board strategic placement collective asset management plan
Total 245879040215969240-
Note: the restricted sale period shall be calculated from the date when the shares of this public offering are listed on the Shenzhen Stock Exchange. 2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the special provisions on the issuance and underwriting of initial public offerings on the gem (CSRC announcement [2021] No. 21), the implementation rules for the issuance and underwriting of initial public offerings on the gem of Shenzhen Stock exchange (revised in 2021) (SZS [2021] No. 919) Detailed rules for the implementation of offline issuance of initial public offerings in Shenzhen market (revised in 2020) (SZS [2020] No. 483), code for underwriting of initial public offerings under the registration system (zzxf [2021] No. 213), rules for the administration of offline investors of initial public offerings under the registration system (zzxf [2021] No. 212), and other relevant provisions, The sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription. According to the effective subscription results finally received by the offline issuance electronic platform of Shenzhen Stock Exchange, the sponsor (lead underwriter) makes the following statistics:
The offline subscription of this offering has been completed on April 12, 2022 (t day). After verification, it is confirmed that the 5335 effective quotation placement objects managed by 251 offline investors disclosed in the issuance announcement have all made offline subscription in accordance with the requirements of the issuance announcement, and the effective subscription quantity is 144717 million shares.
(II) preliminary offline placement results
According to the offline placement principle announced in the announcement on initial public offering and listing on gem of Hubei Zhongyi Technology Co., Ltd. (hereinafter referred to as "announcement on preliminary inquiry and recommendation"), the results of placement are as follows:
Effective subscription shares of investor category accounted for the proportion of total effective subscription shares and initial placement shares accounted for the proportion of offline issuance and placement
Number of shares (10000 shares) proportion of the total number of shares (shares)
Class a investors 99319068.63% 567173576.01% 005710624%
Class B investors 2950 0.20% 164860.22% 005588475%
Class C investors 45103031.17% 177348923.77% 003932087%
Total 1447170100.00% 7461710100.00% 005156070%
Note: if the total is inconsistent with the mantissa of the sum of all itemized values, it is caused by rounding.
Among them, the remaining 1 shares were placed to the "Oriental theme selected hybrid securities investment fund" managed by "Oriental Fund Management Co., Ltd." in accordance with the offline placement principle in the preliminary inquiry and promotion announcement. The above preliminary placement arrangements and results comply with the placement principles published in the preliminary inquiry and promotion announcement.
See "attached table: preliminary placement list of offline investors" for the allocation of each placement object. 3、 Contact information of sponsor (lead underwriter)
If offline investors have questions about the offline preliminary placement results announced in this announcement, please contact the sponsor (lead underwriter) China International Capital Corporation Limited(601995) of this offering. The specific contact information is as follows: sponsor (lead underwriter): China International Capital Corporation Limited(601995)
Tel.: 01065353027
Contact person: capital department
