Securities code: Ledman Optoelectronic Co.Ltd(300162) securities abbreviation: Ledman Optoelectronic Co.Ltd(300162) Announcement No.: 2022008 Ledman Optoelectronic Co.Ltd(300162)
Announcement on the renewal of accounting firm
The company and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete without false records, misleading statements or major omissions.
Ledman Optoelectronic Co.Ltd(300162) (hereinafter referred to as " Ledman Optoelectronic Co.Ltd(300162) ", "the company" or "the company") held the second meeting of the 5th board of directors on April 11, 2022, deliberated and approved the proposal on renewing the appointment of financial audit institution, and plans to renew the appointment of Daxin Certified Public Accountants (special general partnership) as the company's external audit institution in 2022. The proposal still needs to be submitted to the general meeting of shareholders for deliberation. The relevant matters are hereby announced as follows:
1、 Explanation on the matters of renewing the appointment of accounting firm
Daxin Certified Public Accountants (special general partnership) is qualified for securities and futures related businesses, has many years of experience and ability to audit listed companies, adheres to the principle of independent audit in the process of practice, earnestly performs the responsibilities of the audit institution, and can objectively, fairly and fairly reflect the company's financial situation and operating results. Therefore, the company plans to continue to hire Daxin Certified Public Accountants (special general partnership) to be responsible for the company's financial audit in 2022. The audit fee in 2022 is expected to be RMB 800000 (excluding tax).
2、 Basic information of the accounting firm to be renewed
(I) institutional information
1. Basic information
Daxin Certified Public Accountants (special general partnership) (hereinafter referred to as "Daxin") was established in 1985 and transformed into a special general partnership in March 2012. Its registered address is room 2206, floor 22, No. 1, Zhichun Road, Haidian District, Beijing. Daxin has 31 branches across the country, set up branches in Hong Kong and initiated the establishment of Daxin international accounting network in 2017. At present, the global members of Daxin international accounting network include 17 network members such as the United States, Canada, Australia, Germany, France, the United Kingdom and Singapore. Daxin has the practicing certificate of accounting firm issued by the Ministry of finance. It is one of the earliest accounting firms engaged in securities business in China and one of the first to obtain the audit qualification of H-share enterprises. It has nearly 30 years of securities business experience.
2. Personnel information
The chief partner is Mr. Hu Yonghua. As of December 31, 2021, Daxin has 4262 employees, including 156 partners and 1042 certified public accountants. More than 500 certified public accountants have signed the audit report of securities service business.
3. Business scale
In 2020, the business revenue was 1.832 billion yuan, providing services to more than 10000 companies. Among the business income, the audit business income is 1.568 billion yuan and the securities business income is 584 million yuan. In 2020, there were 181 annual report audit clients of listed companies (including H shares), with an average asset of 24.951 billion yuan and a total charge of 231 million yuan. It is mainly distributed in manufacturing, information transmission software and information technology services, water conservancy environment and public facilities management, power, heat, gas and water production and supply, transportation, storage and postal services. The company has 107 audit clients of Listed Companies in the same industry.
4. Investor protection ability
The sum of the cumulative compensation limit of occupational insurance and the occupational risk fund withdrawn exceeds 80 million yuan, and the withdrawal of occupational risk fund and the purchase of occupational insurance comply with relevant regulations.
Civil liability in civil litigation related to practice in recent three years: in December 2020, Hangzhou intermediate people's court ruled that the exchange and other institutions should bear joint and several liability for compensation in the "Wuyang debt" case, and the exchange appealed against the judgment. In September 2021, the higher people's Court of Zhejiang Province made a judgment and upheld the original judgment. 5. Independence and integrity record
Daxin does not violate the independence requirements of the code of professional ethics for Chinese certified public accountants. In the past three years, Daxin has been subject to administrative punishment once and administrative supervision measures 14 times, and has not been subject to criminal punishment, self-discipline supervision measures and self-discipline sanctions. In the past three years, 2 employees have been subject to administrative punishment and 25 people have been subject to supervision and management measures.
(II) project information
1. Basic information
Partner of the project to be signed: Lian Wei
He has certified public accountant qualification, has been engaged in audit related work in Daxin Certified Public Accountants (special general partnership) since August 2009, has securities business service experience, has undertaken the audit work of Guangxi Guidong Electric Power Co.Ltd(600310) , Shantou Wanshun New Material Group Co.Ltd(300057) , Xiamen Anne Co.Ltd(002235) , Shenzhen Lihexing Co.Ltd(301013) and other listed companies, and has not worked part-time in other units.
Certified public accountant to be signed: Wang Jinyun
He has worked as a certified public accountant in more than .
Proposed project quality control reviewer: Tang Yanqun
Tang Yanqun has been engaged in audit related work in Daxin Certified Public Accountants (special general partnership) since March 2010. He has provided various professional services such as financial statement audit and IPO audit for Guilin Tourism Corporation Limited(000978) , Mys Group Co.Ltd(002303) , Ife Elevators Co.Ltd(002774) and other listed companies; In recent three years, he has been responsible for independent review and quality control of many listed companies, such as Shantou Wanshun New Material Group Co.Ltd(300057) , Guangxi Guidong Electric Power Co.Ltd(600310) , Guilin Tourism Corporation Limited(000978) , Ledman Optoelectronic Co.Ltd(300162) , Walvax Biotechnology Co.Ltd(300142) , Liuzhou Chemical Industry Co.Ltd(600423) , Shenzhen Jame Technology Corp.Ltd(300868) . Not part-time in other units.
2. Integrity record
In the past three years, the partners of the project to be signed, the signing certified public accountants and the quality control reviewers have not been subject to criminal punishment due to their professional behavior, administrative punishment and supervision measures by the CSRC, its dispatched offices and industry competent departments, and self-discipline supervision measures and disciplinary sanctions by self-discipline organizations such as stock exchanges and industry associations.
3. Independence
The partners of the project to be signed, the signing certified public accountants and the quality control reviewers do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants, do not hold and buy or sell the company's shares, and do not have other economic interests that affect the independence. Regular rotation meets the requirements.
4. Audit fees
The audit fee for the current financial report is proposed to be 800000 yuan (excluding tax), which is the same as the audit fee in 2021. It is priced according to the workload required by Daxin firm to provide audit services.
3、 Audit procedures to be performed by the accounting firm to be reappointed
1. Opinions of the audit committee of the board of directors
The audit committee of the board of directors of the company reviewed Daxin firm and believed that Daxin firm has the professional ability, independence, experience and qualification to provide audit services for the company, has the ability to protect investors and can meet the requirements of the company's audit work. The audit committee of the board of Directors proposes to continue to hire Daxin firm as the audit institution of the company in 2022 to provide the company with financial statement audit and other services, and submit the matter to the board of directors for deliberation.
2. Prior approval opinions and independent opinions of independent directors
(1) Prior approval opinions of independent directors
With regard to the proposal of the board of directors to renew the appointment of Daxin Certified Public Accountants (special general partnership) as the company's audit institution in 2022, we have conducted prior verification and believe that Daxin Certified Public Accountants (special general partnership) has the audit qualification related to securities and futures business, has the experience and ability to provide audit services for listed companies, and has been able to follow the independent, objective and Fair professional standards, the audit report issued can objectively and truly reflect the company's financial situation and operating results, better complete the relevant audit work, and the renewal of employment is conducive to ensuring the continuity of the company's audit business. Therefore, the company agrees to renew the appointment of the accounting firm as the company's audit institution in 2022, agrees to submit this proposal to the board of directors for deliberation, and requests the board of directors to submit the proposal to the general meeting of shareholders for deliberation.
(2) Opinions of independent directors
In accordance with the guidelines for the standardized operation of companies listed on the growth enterprise market of Shenzhen Stock Exchange, the articles of association, the company's accounting firm selection and employment system and other relevant laws and regulations, we have checked the proposal on the renewal of the appointment of accounting firms, and believe that Daxin certified public Accountants (special general partnership) has the securities practice qualification, rich experience and professional quality in the audit of listed companies, During his tenure as the company's audit institution, he followed the independent auditing standards for Chinese certified public accountants, diligently and responsibly, and fairly and reasonably expressed independent audit opinions. In order to ensure the smooth progress of the company's audit work, we agree to continue to employ Daxin Certified Public Accountants (special general partnership) as the company's audit institution in 2022, and agree to submit the proposal on renewing the appointment of certified public accountants to the general meeting of shareholders for deliberation.
3. Deliberations of the board of directors and the board of supervisors
The second meeting of the 5th board of directors and the second meeting of the 5th board of supervisors respectively deliberated and approved the proposal on the renewal of the financial audit institution, and agreed to renew Daxin firm as the audit institution of the company in 2022. The renewal of the accounting firm needs to be submitted to the general meeting of shareholders of the company for deliberation and effective from the date of deliberation and approval by the general meeting of shareholders of the company.
4、 Documents for future reference
1. Resolutions of the second meeting of the 5th board of directors;
2. Resolutions of the second meeting of the 5th board of supervisors;
3. Prior approval opinions and independent opinions of independent directors on the second meeting of the Fifth Board of directors;
4. Other documents required by Shenzhen Stock Exchange.
Ledman Optoelectronic Co.Ltd(300162) board of directors
April 11, 2022
