Guotai Junan Securities Co.Ltd(601211)
About Loctek Ergonomic Technology Corp(300729)
Special verification report on the deposit and use of raised funds in 2021
Guotai Junan Securities Co.Ltd(601211) (hereinafter referred to as " Guotai Junan Securities Co.Ltd(601211) " and "sponsor") as a sponsor of Loctek Ergonomic Technology Corp(300729) (hereinafter referred to as " Loctek Ergonomic Technology Corp(300729) " or "company") issuing shares to specific objects and convertible corporate bonds to unspecified objects, in accordance with the administrative measures for recommendation business of securities issuance and listing on the market and the Listing Rules of stocks on the gem of Shenzhen Stock Exchange According to the requirements of regulations and normative documents such as self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM and regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies, the deposit and use of raised funds in Loctek Ergonomic Technology Corp(300729) 2021 were carefully verified and a special verification report was issued. The specific conditions are as follows: 1 Basic information of raised funds
(I) capital raised by issuing convertible corporate bonds to unspecified objects
1. Actual amount of raised funds and arrival time of funds
According to the company's first extraordinary general meeting in 2020 and approved by the reply on Approving the registration of Loctek Ergonomic Technology Corp(300729) issuing convertible corporate bonds to unspecified objects (zjxk [2020] No. 1957), the company issued 1.42 million convertible corporate bonds to unspecified objects, with a face value of 100.00 yuan and a total raised capital of 142 million yuan, After deducting the total issuance expenses of 421622641 yuan, the net amount of the raised funds is 13778377359 yuan. The availability of the above raised funds has been verified by Lixin Certified Public Accountants (special general partnership) and issued a capital verification report (xksbz [2020] No. zf10925).
2. Amount used and current balance in the current year
As of December 31, 2021, the use of the company's raised funds in this year is as follows:
Unit: RMB
Project amount
The balance of raised funds on December 31, 2020 was 2120551752
Plus: net proceeds received 0.00
Less: 0.00 yuan of self raised funds for replacing projects invested in raised funds in advance
Expenditure amount of raised investment project: 1816484657
Plus: total revenue in 2021: 17.60
Including: 17.60% of the interest on demand deposit minus handling charges
Plus: impact of exchange gains and losses of overseas raised funds deposited -20423984
As of December 31, 2021, the balance of the special account for raised funds was 283644871
(II) raising funds by issuing shares to specific objects
1. Actual amount of raised funds and arrival time of funds
In accordance with the resolutions of the 22nd Meeting of the Fourth Board of directors on January 12, 2021, the first extraordinary general meeting of shareholders in 2021 on January 28, 2021, the 26th meeting of the Fourth Board of directors on April 21, 2021 and the 31st meeting of the Fourth Board of directors on August 9, 2021, and with the consent of the China Securities Regulatory Commission in the document of CSRC permission [2021] No. 2380, The company issued 38716814 RMB ordinary shares (A shares) to specific investors at an issue price of 18.08 yuan per share. The total amount of funds raised was 6999999712 yuan. After deducting the total issuance expenses of 975822337 yuan, the net amount of funds raised was 69024177375 yuan, The above raised funds have been verified by Lixin Certified Public Accountants (special general partnership) and issued a capital verification report (xksbz [2021] No. zf10936).
2. Amount used and current balance in the current year
As of December 31, 2021, the use of the company's raised funds in this year is as follows:
Unit: RMB
Project amount
The balance of raised funds on December 31, 2020 was 0.00
Plus: net proceeds received 69024177375
Less: 7721554366 yuan of self raised funds for replacing projects invested in raised funds in advance
Expenditure amount of raised investment project: 21323747596
Purchase of financial products with idle raised funds and fixed deposit of Shanghai Pudong Development Bank Co.Ltd(600000) 0000
Plus: total income in 2021160685277
Including: the amount of current deposit interest deducting handling charges is 160685277
As of December 31, 2021, the balance of the special account for raised funds was 34139560690
2、 Deposit and management of raised funds
(I) deposits and management of convertible funds from the company
1. Management of raised funds
According to the company's management system of raised funds, when the company makes project investment, any expenditure involving each raised fund shall be proposed by the relevant departments of the company. After being reviewed by the department leaders, it shall be reported to the financial manager of the company for review and the general manager for approval, and then the payment procedures shall be handled.
At the same time, the payment of raised funds must be carried out in strict accordance with the relevant provisions of the company's fund payment management, and the corresponding use approval procedures must be performed.
2. Storage of raised funds in special account
In order to standardize the management and use of raised funds and protect the interests of investors, in accordance with relevant laws and regulations such as Shenzhen Stock Exchange gem stock listing rules (revised in 2020), Shenzhen Stock Exchange listed companies' self regulatory guidelines No. 2 - standardized operation of GEM listed companies (revised in 2022), listed companies' regulatory guidelines No. 2 - regulatory requirements for the management and use of raised funds of listed companies According to the normative documents and the company's management system for the use of raised funds, on November 6, 2020, the company signed the tripartite supervision agreement for raised funds with China Merchants Bank Co.Ltd(600036) Ningbo Branch High Tech sub branch and the sponsor Guotai Junan Securities Co.Ltd(601211) Ningbo Branch.
Whereas the "Vietnam production base expansion project" of this raised investment project is implemented by the wholly-owned subsidiary lege Ergonomics (Vietnam) Co., Ltd. (hereinafter referred to as "Vietnam lege"), on December 18, 2020, the company, Vietnam lege, Ho Chi Minh branch of Bank Of China Limited(601988) (Hong Kong) Co., Ltd. and sponsor Guotai Junan Securities Co.Ltd(601211) signed the four party supervision agreement for raised funds.
As of December 31, 2021, the deposit of the company's special account for raised funds is as follows:
Deposit bank / securities account number account amount (RMB) status
China Merchants Bank Co.Ltd(600036) Ningbo Branch Gaoxin sub branch 574902637010301 normal 17.60
Bank Of China Limited(601988) (Hong Kong) Co., Ltd. Ho Chi Minh City Branch 1 Shenzhen Zhenye(Group)Co.Ltd(000006) 00354808 normal 283643111
Total 283644871
(II) deposit and management of funds raised by issuing shares to specific objects
1. Management of raised funds
According to the company's management system of raised funds, when the company makes project investment, any expenditure involving each raised fund shall be proposed by the relevant departments of the company. After being reviewed by the department leaders, it shall be reported to the financial manager of the company for review and the general manager for approval, and then the payment procedures shall be handled. At the same time, the payment of raised funds must be carried out in strict accordance with the relevant provisions of the company's fund payment management, and the corresponding use approval procedures must be performed.
2. Storage of raised funds in special account
In order to standardize the management and use of raised funds and protect the interests of investors, according to the
The Listing Rules of yeban shares (revised in 2020), the self regulatory guidelines for listed companies of Shenzhen Stock Exchange
Quote No. 2 - standardized operation of companies listed on the gem and No. 2 guidance on the supervision of listed companies - listed companies
Regulatory requirements for the management and use of raised funds and other relevant laws, regulations, normative documents and the company's
According to the management system for the use of raised funds, the company opened a special account with the raised funds on September 29, 2021
Bank account Industrial And Commercial Bank Of China Limited(601398) Ningbo Dongmen sub branch and sponsor Guotai Junan Securities Co.Ltd(601211) Securities Co., Ltd
The company has signed the tripartite supervision agreement on raised funds; On October 15, 2021, the company and the raising
Deposit bank of special fund account China Zheshang Bank Co.Ltd(601916) Ningbo Beilun sub branch and sponsor guotaijun
An Securities Co., Ltd. signed the tripartite supervision agreement on raised funds.
In view of the "5g + Intelligent factory technical transformation project with an annual output of 150000 sets of intelligent linear drive products" of this raised investment project
Implemented by the wholly-owned subsidiary Zhejiang lege Intelligent Drive Technology Co., Ltd. (hereinafter referred to as "lege intelligent drive"), on October 15, 2021, the company, lege intelligent drive and China Zheshang Bank Co.Ltd(601916) Ningbo Yinzhou Branch
The bank and the sponsor Guotai Junan Securities Co.Ltd(601211) signed the four party supervision agreement on raised funds; Learn from
In this raised investment project, "linear drive core technology product intelligent factory project" is invested by Ningbo lege, a wholly-owned subsidiary
The implementation of smart home Co., Ltd. (hereinafter referred to as "lege smart home") was implemented. On October 8, 2021, the opening bank of the special account for lege smart home and raised funds China Construction Bank Corporation(601939) Ningbo
The fund raising and supervision agreement of Sifang branch was signed. Whereas the "smart factory project of linear drive core technology products" of this raised investment project is changed to Guangxi
"Linear drive core technology smart home products smart factory project", the implementation subject of the changed project is
Guangxi lege smart home Co., Ltd. (hereinafter referred to as "Guangxi lege") has cancelled Ningbo lege
The special account for raising funds of smart home Co., Ltd. (Account No.: 331501995039 Zte Corporation(000063) 0), which was originally signed
The four party supervision agreement on fund collection is invalid. On December 23, 2021, the company, Guangxi music and song and raised funds
Account opening bank China Construction Bank Corporation(601939) Ningbo branch and sponsor Guotai Junan Securities Co.Ltd(601211) Securities shares
The company signed the four party supervision agreement on raising funds.
As of December 31, 2021, the deposit of the company's special account for raised funds is as follows:
Deposit bank / securities account number account amount (RMB) status
Industrial And Commercial Bank Of China Limited(601398) Ningbo 390110 Huizhou Desay Sv Automotive Co.Ltd(002920) 0131076 normal 588581053 Dongmen sub branch
China Zheshang Bank Co.Ltd(601916) Ningbo Beilun 332 Zoje Resources Investment Co.Ltd(002021) 01
