China Industrial Securities Co.Ltd(601377) , Donghai Securities Co., Ltd
About Changchai Company Limited(000570)
2021 annual recommendation work report
Name of Sponsor: China Industrial Securities Co.Ltd(601377) Co., Ltd
Abbreviation of the recommended company: Changchai Co., Ltd
Donghai Securities Co., Ltd
Name of sponsor representative: Wang Lingxiao Tel.: 02120370631
Name of sponsor representative: Li Lihong Tel: 02120370631
Name of sponsor representative: Wang jiangqin Tel.: 02120333333
Name of sponsor representative: Xu Qin Tel: 02120333333
1、 Overview of sponsor work
Project work content
1. Review of the company's information disclosure
(1) Whether the company's information disclosure documents are reviewed in time
(2) 0 times of not reviewing the company's information disclosure documents in time
2. Supervise the company's establishment, improvement and effective implementation of rules and regulations (1) whether supervise the company to establish and improve rules and regulations (package)
Including but not limited to preventing related parties from occupying the company's resources
System, raised funds management system, internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Query the company's special account for raised funds for 6 times
(2) Is the progress of the company's fund-raising project consistent with the information
Consistency of disclosure documents 4 Corporate governance supervision
(1) The number of times of attending the general meeting of shareholders of the company is 0
(2) Times of attending the board of directors of the company 0 times
(3) Times of attending the board of supervisors of the company as nonvoting delegates: 0
5. On site inspection
(1) Number of on-site inspections: 1
(2) Whether the on-site inspection report is reported in accordance with the provisions of the exchange
give
(3) The main problems found in the on-site inspection and the rectification are none
Situation 6 Independent opinions
(1) 6 times of expressing independent opinions
(2) Issues and conclusions involved in expressing non consenting opinions
See 7 Report the situation to the Institute (except for the on-site inspection report)
(1) 0 times reported to the exchange
(2) The main contents of the report are none
(3) No progress or rectification of the reported items
8. Pay attention to the performance of duties
(1) Whether there are matters needing attention none
(2) Main contents of concerns none
(3) No progress or rectification of concerns
9. Whether the recommendation business records are kept in compliance
10. Training for listed companies
(1) Training times: 1 time
(2) Training date: December 28, 2021 - December 29, 2021
(3) The main contents of the training focused on the responsibilities of directors, supervisors and senior management in combination with the company law, securities law, listing rules of Shenzhen Stock Exchange, guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and other laws and regulations and relevant cases Matters needing attention in share trading management and information disclosure, laws and regulations related to M & A and reorganization, large amount of goodwill impairment or other significant adverse effects caused by M & A expansion, controlling shareholders The actual controller or other relevant parties shall not illegally occupy the funds of the listed company and other relevant normative requirements, and answered the questions of the training objects in combination with the actual situation of the company.
11. There is no other recommendation work that needs to be explained
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure none
2. Establishment and implementation of the company's internal system
that 's ok
3. Operation of "three sessions" no
4. The controlling shareholder and actual controller have changed to none
move
5. deposit and use of raised funds none none
6. Related party transactions none
7. No external guarantee
8. Acquisition and sale of assets none
9. Other business categories and important matters
(including foreign investment and venture capital)
Capital, entrusted financial management, financial assistance, hedging, etc.) 10. The issuer or its hired
No agency's cooperation with the recommendation work
Situation 11 Others (including major technology Co., Ltd. and Guilin star in terms of business environment, health investment development of the wholly-owned subsidiary of the company, financial status, management status of Jiangsu liance Electromechanical Science and technology, core technology, etc
Changes) shares of Chen Technology Co., Ltd
Rights held by Jiangsu housheng and the company
The share sponsor of New Energy Technology Co., Ltd. will continue to pay attention to the increase in the fair value of Shangquan, resulting in the changes in the operating performance of the municipal company. In 2021, the company belongs to Shangquan, and urge the listed company to make a good year-on-year disclosure of the net profit of the shareholders of the listed company.
A sharp rise. In addition, due to
Decline in market demand for agricultural machinery and Its Countermeasures
The price of raw and auxiliary materials increased year-on-year
Impact, deducted by the company in 2021
Net profit after non recurring profit and loss
A sharp decline.
3、 Performance of commitments of the company and shareholders
Reasons and solutions for the non fulfillment of commitments of the company and shareholders
1 Changchai Company Limited(000570)
Directors and senior managers have no opinions on non-public development
Commitment to take filling measures for immediate reporting of stock dilution 2. Changchai Company Limited(000570) about controlling shares
East issued this non-public offering of shares, specifically none
Commitment not to reduce the company's shares during the period 3. Changchai Company Limited(000570) about holding shares
Dong issued that the subscription of this non-public offering is nil
Commitment of fund source IV. other matters
Description of reporting matters
1. Change of sponsor representative and its reasons: Ms. Liu Sha will no longer serve as the sponsor due to the change of her work
Sponsor representative of this project. In order to ensure the orderly progress of the continuous supervision of this project, China Industrial Securities Co.Ltd(601377) now appoints Mr. Li Lihong to replace Ms. Liu Sha as the sponsor representative of the continuous supervision of industrial securities, a non-public offering project of the company in 2020.
2. During the reporting period, China Securities Regulatory Commission and the bourse
No regulatory measures have been taken by the institution or the company it sponsors
Items and rectification
3. other important events that need to be reported, the company disclosed in March 24, 2022 the announcement on the impact of New Coronavirus pneumonia epidemic, the main contents include the impact of the outbreak on the company's production and operation, and countermeasures. And risk tips for investors.
(no text below this page)
(there is no text on this page, which is the signature page of China Industrial Securities Co.Ltd(601377) on Changchai Company Limited(000570) 2021 annual recommendation work report) recommendation representative:
Wang Lingxiao, Li Lihong
China Industrial Securities Co.Ltd(601377) (official seal) mm / DD / yyyy (no text on this page, which is the signature page of the recommendation work report of Donghai Securities Co., Ltd. on Changchai Company Limited(000570) 2021) sponsor representative:
Wang jiangqin Xu Qin
Donghai Securities Co., Ltd. (official seal)
