Suzhou ousheng Electric Co., Ltd
Initial public offering and listing on GEM
Announcement of preliminary placement results of offline issuance
Sponsor (co lead underwriter): Zhongtai Securities Co.Ltd(600918)
Co lead underwriter: Minsheng Securities Co., Ltd
hot tip
The application of Suzhou ousheng Electric Co., Ltd. (hereinafter referred to as “ousheng electric” and “the issuer”) for the initial public offering of RMB common shares (A shares) (hereinafter referred to as “this offering”) has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange (hereinafter referred to as “Shenzhen Stock Exchange”), and has been approved for registration by China Securities Regulatory Commission (CSRC license [2022] No. 438) Zhongtai Securities Co.Ltd(600918) acted as the sponsor (co lead underwriter) (hereinafter referred to as ” Zhongtai Securities Co.Ltd(600918) ” and “sponsor”), Minsheng Securities Co., Ltd. (hereinafter referred to as “Minsheng securities”) acted as the co lead underwriter ( Zhongtai Securities Co.Ltd(600918) and Minsheng securities hereinafter referred to as “co lead underwriter”).
The number of shares negotiated with the lead underwriter is RMB 453300 / joint issuer. The issuing price of this offering shall not exceed the median and weighted average of the quotations of offline investors after excluding the highest quotation, as well as the Securities Investment Fund (hereinafter referred to as “public fund”), the National Social Security Fund (hereinafter referred to as “social security fund”), the basic old-age insurance fund (hereinafter referred to as “pension”) established through public offering after excluding the highest quotation The enterprise annuity fund (hereinafter referred to as “enterprise annuity fund”) established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund (hereinafter referred to as “insurance fund”) in accordance with the measures for the administration of the use of insurance funds, whichever is lower. According to the issuing price, the relevant subsidiaries of the sponsor will not participate in the strategic placement. This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors. The difference between the initial strategic placement and the final strategic placement was 2282600 shares, which were transferred back to offline issuance.
This issuance is finally carried out by a combination of offline inquiry and placement to qualified investors (hereinafter referred to as “offline issuance”) and online pricing issuance to social public investors holding non restricted A-share shares and non restricted depositary receipts in Shenzhen market (hereinafter referred to as “online issuance”).
After the callback of strategic placement and before the launch of online and offline callback mechanism, the initial number of offline issuance was 326415 million shares, accounting for 71.50% of this issuance; The initial number of shares issued online was 1 Chengdu Rml Technology Co.Ltd(301050) 0, accounting for 28.50% of the number issued this time. According to the callback mechanism announced in the announcement of Suzhou ousheng Electric Co., Ltd. on initial public offering and listing on the gem (hereinafter referred to as the “issuance announcement”), since the initial effective subscription multiple on the Internet is 750195235 times, higher than 100 times, the issuer and the joint lead underwriters decided to start the callback mechanism to adjust the scale of offline and online issuance, 20% of the number of shares issued this time (rounded up to an integral multiple of 500 shares, i.e. 9.1305 million shares) will be transferred back from offline to online. After this call back, the final number of offline shares issued is 23511000, accounting for 51.50% of the total issued this time; The final number of shares issued online was 22141000, accounting for 48.50% of the total issued this time. After the callback mechanism was launched, the final winning rate of online issuance was Westone Information Industry Inc(002268) 44860%, and the effective subscription multiple was 440829913 times.
Please pay attention to the payment process of this issue and the key issue on February 13, 202T, and pay attention to it in time. The details are as follows:
1. Offline investors shall, in accordance with this announcement, timely and fully pay the subscription funds for new shares according to the final issuance price and preliminary placement quantity before 16:00 on April 13 (T + 2) 2022.
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above-mentioned circumstances occur when multiple new shares are issued on the same day, all the placing objects are invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately and fill in the remarks according to the specifications.
Zhongtai Securities Co.Ltd(600918) underwrites the shares that offline investors give up to subscribe for.
2. Among the stocks issued this time, the stocks issued online have no circulation restrictions and limited sales period arrangements, and can be circulated from the date when the stocks issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer’s initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of this public offering, the issuer and the joint lead underwriter will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors who provide effective quotation fail to participate in the subscription or the offline investors who obtain the preliminary placement fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The joint lead underwriters shall report the breach to the China Securities Association for the record. The number of violations of placing objects in the stock markets of Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”), Shenzhen Stock Exchange and Beijing stock exchange (hereinafter referred to as “Beijing stock exchange”) shall be calculated together. During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and placement of relevant projects in various sectors of the stock market of Shanghai Stock Exchange, Shenzhen Stock Exchange and Beijing stock exchange. Offline investors included in the abnormal list shall not participate in the quotation and placement of offline investors.
5. Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the offline investors participating in the offline subscription.
1、 Final result of strategic placement
The issuing price of this offering shall not exceed the lower of the median and weighted average of offline investors’ quotation after excluding the highest quotation and the median and weighted average of public funds, social security funds, pensions, enterprise annuity funds and insurance funds after excluding the highest quotation.
According to the issuing price, the relevant subsidiaries of the sponsor will not participate in the strategic placement. This offering does not arrange the strategic placement of asset management plans and other external investors to the senior managers and core employees of the issuer. Finally, this issuance will not be targeted to strategic investors. 2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) and the initial public offering of gem
Special provisions on issuance and underwriting of securities (CSRC announcement [2021] No. 21), Shenzhen Securities Exchange
Detailed rules for the implementation of initial public offering of securities on the Shenzhen GEM [No. 2021]
Detailed rules for the implementation of offline IPO in Shenzhen market (revised in 2020) (SZS [2020]
No. 483), detailed rules for placement of initial public offering shares (Zhong Zheng Xie Fa [2018] No. 142), under the registration system
Rules for the administration of offline investors in initial public offering of shares (Zhong Zheng Xie Fa [2021] No. 212) and registration system
Under the relevant provisions of the code for underwriting initial public offerings (zxsf [2021] No. 213), CO chairs
The underwriter verified and confirmed the qualification of investors participating in offline subscription. According to the offline power distribution of Shenzhen Stock Exchange
For the effective subscription results finally received by the sub platform, the joint lead underwriters make the following statistics:
The offline subscription of this offering has been completed on April 11, 2022 (t day). After verification and confirmation,
All of the 5486 effective offer placement objects managed by 214 offline investors disclosed in the issuance announcement
Offline subscription was made in accordance with the requirements of the issuance announcement, and the effective number of subscription was 636071 million shares.
(II) preliminary offline placement results
According to the preliminary inquiry on the initial public offering of shares and listing on the gem of Suzhou ousheng Electric Co., Ltd
The offline placement principles and policies announced in the price and promotion announcement (hereinafter referred to as “preliminary inquiry and promotion announcement”)
According to the calculation method, the issuer and the joint lead underwriter have made a preliminary placement of offline issued shares and various offline investments
The effective subscription and preliminary placement results of investors are as follows:
The proportion of the number of shares effectively subscribed to the number of shares effectively initially allotted offline to the total number of shares (shares) subscribed by various types of investors (10000 shares) issued offline (%) cases (%) (%)
Public funds, social security funds, pension funds
Pension, enterprise annuity and insurance funds 285052044.811664510470.80 005839322 (class a investors)
Qualified foreign institutional investors
(class B investors) 548000.862115670.90 003860712
Other investors
Category of investors (349232550) C
Total 6360710100. Edifier Technology Co.Ltd(002351) 1 Tcl Technology Group Corporation(000100) .00-
Note: if the total number is inconsistent with the mantissa of the sum of the sub item values, it is caused by rounding.
According to the principle of offline placement announced in the preliminary inquiry and promotion announcement, the placement did not produce surplus shares. with
The placement arrangement and results of the above are in line with the placement principles published in the preliminary inquiry and promotion announcement. See the attached table for the allocation of each placement object in the end.
2、 Contact information of joint lead underwriters
If offline investors have any questions about the offline placement results announced in this announcement, please contact the joint lead underwriters of this offering. The specific contact information is as follows:
(I) recommendation institution (co lead underwriter): Zhongtai Securities Co.Ltd(600918)
Contact address: 17 / F, Hongsheng International Center, No. 9, Chaoyangmen North Street, Dongcheng District, Beijing
Contact: capital market department
Tel: 01059013870, 01059013880
(II) Co lead underwriter: Minsheng Securities Co., Ltd
Contact address: No. 8, Puming Road, China (Shanghai) pilot Free Trade Zone
Contact: capital market department
Tel: 01085127979
Issuer: sponsor (co lead underwriter) of Suzhou ousheng Electric Co., Ltd.: Zhongtai Securities Co.Ltd(600918) co lead underwriter: Minsheng Securities Co., Ltd. April 13, 2022 (no text on this page) Seal page of the announcement of initial public offering and initial placement results of Suzhou ousheng Electric Co., Ltd. under the GEM Listing network
Issuer: Suzhou ousheng Electric Co., Ltd. (this page has no text, which is the seal page of the announcement of initial public offering and initial placement results of Suzhou ousheng Electric Co., Ltd. under the GEM Listing network)
Sponsor (co lead underwriter): Zhongtai Securities Co.Ltd(600918) mm / DD / yyyy (there is no text on this page, which is the seal page of the announcement of initial public offering and initial placement results of Suzhou ousheng Electric Co., Ltd. under the GEM Listing network)
Co lead underwriter: Minsheng Securities Co., Ltd. (mm / DD / yyyy)
Attached table: preliminary placement details of offline issuance
Serial number investor name
