Huatai United Securities Co., Ltd
About Hc Semitek Corporation(300323)
Special verification report on the deposit and use of raised funds in 2021
Huatai United Securities Co., Ltd. (hereinafter referred to as "Huatai United Securities") is the sponsor of Hc Semitek Corporation(300323) (hereinafter referred to as " Hc Semitek Corporation(300323) ", "company" or "listed company") to issue shares to specific objects and list on GEM in 2020, In accordance with the measures for the administration of securities issuance and listing recommendation business, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, the Listing Rules of GEM stocks of Shenzhen Stock Exchange The deposit and use of Hc Semitek Corporation(300323) the raised funds in 2021 have been verified in accordance with the provisions of laws and regulations such as the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 13 - recommendation business and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM. The verification results are as follows: I. Basic information of the raised funds
According to the reply on Approving the registration of Hc Semitek Corporation(300323) issuing shares to specific objects (zjxk [2020] No. 2575) issued by China Securities Regulatory Commission on October 14, 2020, the company is approved to issue 148075024 ordinary shares to specific objects at an issue price of 10.13 yuan per share. The subscription money is fully paid in currency, and the total amount of funds raised is 149999999312 yuan, After deducting the underwriting and recommendation fees (excluding tax), issuance registration fees (excluding tax) and other issuance fees (excluding tax) totaling RMB 1708891996, the net raised funds amounted to RMB 148291107316 (hereinafter referred to as "the funds raised by issuing shares to specific objects in 2020"). The raised funds have been transferred to the special account for raised funds designated by the company by Huatai United Securities Co., Ltd., the lead underwriter of this issuance to specific objects, on December 3, 2020, and have been verified by Rongcheng Certified Public Accountants (special general partnership) and issued the capital verification report (Rongcheng Yan Zi [2020] No. 518z0065). The company has deposited the above raised funds in the special account for raised funds management. 2、 Management of raised funds
In order to standardize the management and use of the company's raised funds and protect the rights and interests of investors, the company formulated the measures for the management of raised funds in accordance with the relevant provisions of the Shenzhen Stock Exchange GEM Listing Rules and in combination with the actual situation of the company, which was deliberated and adopted by the company's second extraordinary general meeting in 2020 and the first extraordinary general meeting in 2022.
At the 7th Meeting of the 4th board of directors on November 29, 2020, the company considered and approved the proposal on opening a special account for raised funds and authorizing the signing of a supervision agreement for the special account for raised funds. The company has opened a special account for raised funds in China Merchants Bank Co.Ltd(600036) Wuhan Branch Guanggu sub branch. The company has signed the tripartite supervision agreement for raised funds with China Merchants Bank Co.Ltd(600036) Wuhan Branch Guanggu sub branch and Huatai United Securities Co., Ltd. to standardize the use of raised funds.
Hc Semitek Corporation(300323) (Zhejiang) Co., Ltd., a wholly-owned subsidiary of the company, has opened special fund-raising accounts in five banks: Industrial And Commercial Bank Of China Limited(601398) Yiwu Branch, Yiwu Branch of Guangdong Development Bank Co., Ltd. Bank Of China Limited(601988) Yiwu Branch, Shanghai Pudong Development Bank Co.Ltd(600000) Yiwu Branch and China Merchants Bank Co.Ltd(600036) Jinhua Yiwu Branch. The company signed the four party supervision agreement on raised funds with the above five banks, Hc Semitek Corporation(300323) (Zhejiang) Co., Ltd. and Huatai United Securities Co., Ltd. to standardize the use of raised funds.
As of December 31, 2021, the storage of raised funds is as follows:
Unit: 10000 yuan
Bank name bank account balance
China Merchants Bank Co.Ltd(600036) Wuhan Branch Guanggu 1279024580108050.00 sub branch
China Merchants Bank Co.Ltd(600036) Jinhua Yiwu sub branch 5719100046103160.50
Industrial And Commercial Bank Of China Limited(601398) Yiwu Branch 120802 Guangzhou Jointas Chemical Co.Ltd(002909) 31329919.88
Guangfa Bank Co., Ltd. Yiwu Branch 9550880211902500515617.44
Bank Of China Limited(601988) Yiwu Branch 38447879935716181.74
Shanghai Pudong Development Bank Co.Ltd(600000) Yiwu 5 Dalian Demaishi Precision Technology Co.Ltd(301007) 88016 Shenzhen Cereals Holdings Co.Ltd(000019) 530.56 branch
The total balance of the raised funds account is 1681012
3、 Utilization and balance of raised funds in 2021
(I) use and balance of raised funds
As of December 31, 2021, the company has used 1046418700 yuan of raised funds, received 678100 yuan of interest income from the settlement bank and 1387000 yuan of interest income from financial management. In 2021, the company paid a total of 8004896 million yuan for the project of raising funds by issuing shares to specific objects, and directly invested 8004896 million yuan in the committed project of raising funds (paying 8004422 million yuan for the project and 47400 yuan for the project bank service charge); Temporarily replenish working capital of 70 million yuan; The balance of the special account for raised funds is 1681012 million yuan; The raised fund of 200 million yuan is used to buy financial products.
(II) advance investment and replacement of investment projects with raised funds
On December 25, 2020, the company held the 9th meeting of the 4th board of directors and the 6th meeting of the 4th board of supervisors, deliberated and adopted the proposal on using raised funds to replace self raised funds invested in raised projects in advance and paying issuance expenses in advance. The company used the raised funds of RMB 185251200 to replace self raised funds invested in raised projects in advance Use the raised funds of 2.946 million yuan to replace the self raised funds that pay the issuance expenses in advance, and use the raised funds of 188197200 yuan in total to replace the self raised funds that are invested in the above-mentioned raising projects in advance and pay the issuance expenses in advance.
Rongcheng Certified Public Accountants (special general partnership) issued the verification report on the report of Hc Semitek Corporation(300323) pre investment of raised funds in investment projects with self raised funds (Rongcheng zhuanzi [2020] No. 518z0428). On December 28, 2020, the company used the raised funds of RMB 185251200 to replace the self raised funds that have been invested in the raised investment projects in advance, and on January 7, 2021, the company used the raised funds of RMB 2946000 to replace the self raised funds that have paid the issuance expenses in advance.
(III) temporary replenishment of working capital with idle raised funds
At the 9th meeting of the 5th board of directors and the 6th meeting of the 5th board of supervisors on December 3, 2021, the company deliberated and approved the proposal on reusing some idle raised funds to temporarily supplement working capital, and agreed that the company would temporarily supplement working capital with idle raised funds of no more than 200 million yuan, and the service life would not exceed 12 months from the date of deliberation and approval of the board of directors. Independent directors express their opinions and agree to the above matters. As of December 31, 2021, the company used the raised funds to temporarily supplement the working capital of 70 million yuan.
(IV) cash management and investment of idle raised funds in related products
The company held the 9th meeting of the 4th board of directors and the 6th meeting of the 4th board of supervisors on December 25, 2020, deliberated and approved the proposal on using some idle raised funds for cash management. On the premise of ensuring the funds required by the company's raised investment projects and ensuring the safety of the raised funds, the company can use the temporarily idle raised funds with a total amount of no more than RMB 400 million for cash management, The amount of funds can be used on a rolling basis within 12 months from the date of deliberation and approval by the board of directors. After the above proposal is considered and passed, the company uses idle raised funds to purchase and redeem financial products. The details are as follows:
Unit: 10000 yuan
No. entrusting party entrusted party income type amount purchase time redemption time
1 Hc Semitek Corporation(300323) (Zhejiang Bank Of China Limited(601988) stock principal guarantee solid 15000 January 2021 April 2021 Jiang) Co., Ltd. fixed income month 08
Hc Semitek Corporation(300323) (Zhejiang Guangfa Bank Co., Ltd. breakeven floating income January 2021 January 2022 Jiang) Co., Ltd. Yiwu Yixing branch on January 13, 20000
Hc Semitek Corporation(300323) (Zhejiang Guangfa Bank Co., Ltd. breakeven floating collection April 2021 July 2021 3 Jiang) Co., Ltd. Yiwu Yixing branch on May 23 and 22, 5000
Hc Semitek Corporation(300323) (Zhejiang Guangfa Bank Co., Ltd. breakeven floating collection September 2021 December 2021 4 Jiang) Co., Ltd. Yiwu Yixing branch October 9, 5000
As of December 31, 2021, the balance of structured deposits was 200 million yuan, with a total cash management interest of 1.387 million yuan.
(V) other information about the use of raised funds
Payment of raised investment project funds by bank acceptance bill and replacement with raised funds in equal amount:
At the second meeting of the 5th board of directors on July 6, 2021, the company deliberated and approved the proposal on using bank acceptance bills to pay the funds of raised capital investment projects and replace them with the raised funds in the same amount, and agreed that during the follow-up implementation of raised investment projects, according to the actual situation, the company and its wholly-owned subsidiaries implementing raised investment projects will use bank acceptance bills to pay (or endorse and transfer) the funds required for raised investment projects, And from the special account for raising funds of the company and its wholly-owned subsidiaries to replace the same amount of funds to the general account of the company and its wholly-owned subsidiaries. Independent directors express their opinions and agree to the above matters.
In 2021, in order to improve the use efficiency of funds and reduce the financial cost, the company used the bank acceptance bill to pay the funds required for the investment and construction of some raised investment projects. The amount of funds required for the raised investment projects paid by the bank acceptance bill in 2021 was RMB 214474 million, which has been replaced from the special account for raised funds to the general account of the company and its wholly-owned subsidiary.
1. The redemption time of the product is slightly later than the validity period considered in the previous resolution of the board of directors. The company held the 12th meeting of the Fifth Board of directors on April 11, 2022 to supplement and confirm the above failure to redeem the financial products in time according to the validity period of the previous resolution of the board of directors. As of the redemption date of the product, the product has been fully redeemed.
Comparison of the use of funds raised by issuing shares to specific objects in 2020
Unit: 10000 yuan
Total amount of raised funds invested in the current year
14829111 total funds raised 8004896
Total amount of raised funds with changed purposes in the reporting period - accumulated raised funds invested
Total amount of raised funds accumulated for changed purposes - total amount of raised funds
