Huatai United Securities Co., Ltd
About Beibu Gulf Port Co.Ltd(000582)
Report on continuous supervision training in 2021
Shenzhen Stock Exchange:
Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities” and “sponsor”) as a sponsor of Beibu Gulf Port Co.Ltd(000582) (hereinafter referred to as ” Beibu Gulf Port Co.Ltd(000582) ” or “company”) for continuous supervision of public issuance of convertible corporate bonds, in accordance with the stock listing rules of Shenzhen Stock Exchange and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board In accordance with the provisions of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business and the guidelines for self regulation and supervision of listed companies of Shenzhen Stock Exchange No. 13 – recommendation business, as well as the actual situation of Beibu Gulf Port Co.Ltd(000582) and earnestly perform the responsibilities of the recommendation institution, and carry out planned and multi-level follow-up training for Beibu Gulf Port Co.Ltd(000582) ‘s directors, supervisors, senior managers and other relevant personnel, The contents of the training shall be conducted in strict accordance with the latest requirements of China Securities Regulatory Commission and Shenzhen Stock Exchange on continuous supervision.
On April 1, 2022, relevant personnel of Huatai United Securities completed the continuous training of Beibu Gulf Port Co.Ltd(000582) directors, supervisors, senior managers, middle-level and above managers and other relevant personnel in accordance with the requirements of self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 13 – recommendation business, and hereby submitted the training report to your exchange.
1、 Main contents of training
On April 1, 2022, the training team trained the company’s directors, supervisors, senior managers, some middle-level and above managers and other relevant personnel by giving lectures and distributing learning materials. This training focuses on the precautions after the listing of convertible bonds of listed companies, share reduction and change management, and explains them in combination with relevant cases.
2、 Training personnel
The Beibu Gulf Port Co.Ltd(000582) continuous steering group of Huatai United Securities selected business backbones with professional knowledge and working experience in securities, law and finance and strong sense of responsibility to carry out systematic and detailed training for the training objects of the company. The training personnel include Zheng Hongshu (sponsor representative) and Liu Jiao.
In accordance with the relevant provisions of the guidelines for self regulation and supervision of listed companies of Shenzhen Stock Exchange No. 13 – recommendation business and in combination with the actual situation of the company, the personnel participating in this training are Beibu Gulf Port Co.Ltd(000582) directors, supervisors, senior managers and managers above the middle level.
3、 Training results
Through this training, directors, supervisors, senior managers and other relevant personnel of the company have deepened their understanding and understanding of relevant laws, regulations and business rules of China Securities Regulatory Commission and Shenzhen Stock Exchange, and promoted the above-mentioned objects to enhance their legal concept and integrity awareness, It is helpful for the above personnel to further understand and understand their responsibilities and obligations in the standardized operation of the company’s convertible bonds after listing and their own code of conduct for share trading. This training will help to further improve the standard operation level of Beibu Gulf Port Co.Ltd(000582) .
(there is no text on this page, which is the signature and seal page of the report of Huatai United Securities Co., Ltd. on continuous supervision and training in Beibu Gulf Port Co.Ltd(000582) 2021) sponsor representative:
Yang bailing, Zheng Hongshu
Huatai United Securities Co., Ltd
