Guoyuan Securities Company Limited(000728)
About Chacha Food Company Limited(002557)
2021 annual recommendation work report
Name of recommendation institution: Guoyuan Securities Company Limited(000728) abbreviation of the recommended company: Chacha Food Company Limited(002557) ( Chacha Food Company Limited(002557) )
Name of sponsor representative: Sun Bin Tel.: 055162207863
Name of sponsor representative: Wang Gang Tel.: 055162207353
1、 Overview of sponsor work
Project work content
1. Review of the company's information disclosure
(1) Whether the company's information disclosure documents are reviewed in time
(2) The number of times that the company's information disclosure documents are not reviewed in time is none
2. Supervise the company's establishment, improvement and effective implementation of rules and regulations (1) whether supervise the company to establish and improve rules and regulations (including but not limited to)
The system limited to preventing related parties from occupying the company's resources and raising funds are
Management system, internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Query the company's special account for raised funds 12 times
(2) Is the progress of the company's fund-raising project consistent with the information disclosure documents
Consistent 4 Corporate governance supervision
(1) The number of times of attending the general meeting of shareholders of the company is 0
(2) Times of attending the board of directors of the company 0 times
(3) Times of attending the board of supervisors of the company as nonvoting delegates: 0
5. On site inspection
(1) Number of on-site inspections: 1
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange yes
(3) The main problems found in the on-site inspection and the rectification are none
6. Expression of independent opinions
(1) Number of independent opinions 12 times
(2) Issues involved in issuing non consenting opinions and concluding comments none
7. Report to the Institute (except for the on-site inspection report)
(1) No number of reports to the exchange
(2) The main contents of the report are none
(3) No progress or rectification of the reported items
8. Pay attention to the performance of duties
(1) Whether there are matters needing attention none
(2) Main contents of concerns none
(3) Progress or rectification of concerns none
9. Whether the records and custody of the working papers of the recommendation business are in compliance
10. Training for listed companies
(1) Training times: 1 time
(2) Training date: December 28, 2021
Relevant provisions of regulations and rules such as the measures for the administration of convertible corporate bonds, the guidelines for the main contents of regulation (3) training of listed companies of Shenzhen Stock Exchange (revised in 2020), the amendment to the criminal law (11), etc
11. There is no other recommendation work that needs to be explained
2、 Problems found and measures taken by the company's sponsor
Problems and measures taken
1. Information disclosure is not applicable
2. The establishment and implementation of the company's internal system are all applicable
3. The operation of the "three sessions" is applicable
4. Changes in controlling shareholders and actual controllers are applicable
5. The deposit and use of raised funds are applicable
6. Connected transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are applicable
9. Other business categories and important matters (including
Foreign investment, venture capital, entrusted financial management and all are applicable
Financial assistance, hedging, etc.)
10. The issuer or the intermediary employed by the issuer is applicable
11. Cooperation with the sponsor Others (including business environment and business development)
Exhibition, financial status, management status and core are all applicable
Major changes in technology)
3、 Performance of commitments of the company and shareholders
Whether the commitments of the company and shareholders are fulfilled, the reasons for non fulfillment of commitments and Solutions
Shareholders serving as directors, supervisors and senior managers of the company promise that the shares transferred each year during their tenure will not exceed 25% of the total shares of the company they hold, and half a year after their resignation
Do not transfer its shares in the company; In the declaration of leaving office, six are not applicable
Within 12 months after the month, the proportion of the number of shares of the company sold through the listing and trading of the stock exchange in the total number of shares of the company held by it shall not exceed 50%; The actual controller of the company, Mr. Chen Xianbao, and the controlling shareholder, Hefei Huatai Group Co., Ltd., promise that I / the company and my / the company's subsidiaries and joint-stock companies will not produce or develop any products that compete or may compete with the products produced by the joint-stock company, and will not directly or indirectly operate any business that competes or may compete with the business operated by the joint-stock company, Nor participate in investing in any other enterprise that competes or may compete with the products produced or business operated by the joint stock company; If the joint stock company further expands its production
Product and business scope, I / company and my / company ownership are not applicable
The subsidiaries and joint-stock companies of Yiyi will not compete with the expanded products or businesses of the joint-stock company; If there is competition with the expanded products or businesses of the joint-stock company, I / the company and my / the company's subsidiaries and joint-stock companies will avoid horizontal competition by stopping the production or operation of competitive businesses or products, bringing competitive businesses into the operation of the joint-stock company, or transferring competitive businesses to unrelated third parties; If this letter of commitment is proved to be untrue or not observed, I / the company will compensate the joint stock company for all direct and indirect losses; According to the articles of association of Hefei Huatai Group Co., Ltd. and its controlling shareholders, there will inevitably be transactions between Mr. Chen Huatai Group Co., Ltd. and its controlling shareholders in the future
In accordance with market rules and general commercial principles, the provisions of are not applicable
By signing a written agreement, conduct transactions fairly and reasonably to safeguard the interests of the joint-stock company and all shareholders. I / the company will not use my position in the joint-stock company to seek illegitimate interests for the person / the company and other enterprises controlled by me / the company in related party transactions with the joint-stock company.
4、 Other matters
Description of report items
1. The sponsor's representative is changed and its reasons remain unchanged
2. During the reporting period, the CSRC and the bourse made recommendations to the sponsors
No regulatory measures taken by the institution or its sponsor company
Matters and rectification
3. Other major matters to be reported none
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(there is no text on this page, which is the signature page of Guoyuan Securities Company Limited(000728) on Chacha Food Company Limited(002557) 2021 annual recommendation work report)
Sponsor representative (signature):
Sun Bin, Wang Gang
date
