Securities code: Shanxi Yongdong Chemistry Industry Co.Ltd(002753) securities abbreviation: Shanxi Yongdong Chemistry Industry Co.Ltd(002753) Announcement No.: 2022017 Shanxi Yongdong Chemistry Industry Co.Ltd(002753)
Public issuance of convertible corporate bonds
Announcement on the success rate of online issuance and priority placement results
Sponsor (lead underwriter): Sino German Securities Co., Ltd
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
hot tip
Shanxi Yongdong Chemistry Industry Co.Ltd(002753) (hereinafter referred to as " Shanxi Yongdong Chemistry Industry Co.Ltd(002753) ", "company" or "issuer") and Zhongde Securities Co., Ltd. (hereinafter referred to as "sponsor (lead underwriter)" or "Zhongde securities") in accordance with the securities law of the people's Republic of China, the measures for the Administration of securities issuance by listed companies and the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange No. 26 implementation rules of convertible bonds (hereinafter referred to as" Shenzhen Stock Exchange ") and" Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange) No. 26 implementation rules of convertible bonds business" in December 2018 (hereinafter referred to as "Shenzhen Stock Exchange"). The convertible bonds issued in this public offering shall be placed preferentially to the original shareholders registered by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch after the closing of the market on the equity registration date (April 7, 2022, t-1). The balance after the preferential placement of the original shareholders (including the part abandoned by the original shareholders) shall be issued to the public investors online through the trading system of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"). Investors who participate in online subscription application should carefully read this announcement and the website of Shenzhen Stock Exchange (www.szse. CN.) The promulgated implementation rules. Important tips on the issuance process, subscription and payment, disposal of investors' abandonment of purchase and other links of this convertible bond issuance are as follows. Please pay attention to them.
1. After winning the bidding for the purchase of convertible bonds, online investors shall perform the obligation of capital settlement in accordance with the announcement on the results of online bidding for Shanxi Yongdong Chemistry Industry Co.Ltd(002753) public issuance of convertible corporate bonds to ensure their capital
The account will eventually have sufficient subscription funds on April 12 (T + 2) 2022, and the transfer of investors' funds shall comply with the relevant regulations of the securities company where the investors are located. If the investor's subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor.
2. When the total number of convertible bonds subscribed by the original shareholders and online investors is less than 70% of the number of this public offering; Or when the total number of convertible bonds subscribed by the original shareholders and paid by online investors is less than 70% of the number of this public offering, the issuer and the sponsor (lead underwriter) will negotiate whether to take measures to suspend the offering. If the issuance is suspended, the issuer and the sponsor (lead underwriter) will timely report to the CSRC and disclose the reasons for the suspension and subsequent arrangements.
The part of the subscription amount of this issuance less than 380 million yuan shall be underwritten by the sponsor (lead underwriter). The underwriting base is 380 million yuan. The sponsor (lead underwriter) determines the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion of the sponsor (lead underwriter) shall not exceed 30% of the total issuance, that is, in principle, the maximum underwriting amount is 114 million yuan. When the underwriting ratio exceeds 30% of the total amount of this issuance, the sponsor (lead underwriter) will start the internal underwriting risk assessment procedure, continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer, and report to the CSRC in time.
3. If an online investor has won the lottery for 3 times but failed to pay in full within 12 consecutive months, it shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription. The situation of abandoning subscription shall be judged by investors. The number of times of abandonment of subscription shall be calculated according to the cumulative number of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds actually abandoned by investors; If an investor holds multiple securities accounts and abandons subscription in any one of the securities accounts, the number of times of abandonment shall be calculated cumulatively. The situations of abandonment of subscription occurred in disqualification and cancellation of securities accounts are also included in the statistics. For the special account for directional asset management and enterprise annuity account of customers of securities companies, if the "account holder's name" and "valid identity document number" in the registration data of securities accounts are the same, statistics shall be made according to different investors.
Shanxi Yongdong Chemistry Industry Co.Ltd(002753) publicly issued 380 million yuan of convertible corporate bonds. The preferential placement and online subscription of the original shareholders ended on April 8, 2022 (t day).
According to the announcement of Shanxi Yongdong Chemistry Industry Co.Ltd(002753) public offering of convertible corporate bonds (hereinafter referred to as the "issuance announcement") published on April 6, 2022 (T-2), once published, this announcement shall be deemed to serve the allocated information to all investors participating in the subscription. The subscription results of this yongdongzhuan 2 issuance are hereby announced as follows:
1、 General situation
Yongdongzhuan 2 will issue 380 million yuan at a price of 100 yuan / piece, totaling 38 million pieces. The priority placement date and online issuance date of the original shareholders are April 8, 2022 (t day).
2、 Priority placement results of original shareholders
The total number of yongdongzhuan 2 preferentially placed by the original shareholders is 2284354, or 22843540000 yuan, accounting for 60.11% of the total issuance.
3、 Online subscription results and successful issuance rate of social public investors
The total number of yongdongzhuan 2 issued online to public investors is 1515640, or 15156400000 yuan, accounting for 39.89% of the total issuance, and the online winning rate is 00013359626%.
According to the online subscription information provided by Shenzhen Stock Exchange, the number of valid subscriptions issued online to public investors is 113449281410, the total number of allotments is 11344928141, and the starting and ending numbers are 000000 Ping An Bank Co.Ltd(000001) 011344928141.
The issuer and the sponsor (lead underwriter) will organize a lottery ceremony on April 11, 2022 (T + 1), and the lottery results will be published in Shanghai Securities News, securities times and cninfo (www.cn. Info. Com. CN.) on April 12, 2022 (T + 2) Make an announcement on the Internet.
The investor shall confirm the number of convertible bonds to be subscribed according to the winning lot number. Each winning lot number can only subscribe 10 pieces (i.e. 1000 yuan) of Yongdong zhuan2. 4、 Placement results
Category effective subscription quantity actual allocated quantity winning rate / allotment ratio (piece) (piece) (case (%)
Original shareholder 22843542284354100%
Online social public investors 113449281410151564000013359626%
Total 1134515657643799994-
Note: as it is stipulated in the "issuance announcement" that each one is a subscription unit for preferential placement to the original shareholders, and every 10 online subscriptions are a subscription unit, the balance of 6 is underwritten by the sponsor (lead underwriter).
5、 Time to market
The listing time of yongdongzhuan 2 will be announced separately.
6、 Documents for future reference
For general information about this offering, please refer to the issuance announcement published in Shanghai Securities News and securities times on April 6, 2022 (T-2), and investors can also go to http://www.cn.info.com.cn Query the full text of the prospectus and relevant information about the offering.
7、 Issuer and sponsor (lead underwriter)
Issuer: Shanxi Yongdong Chemistry Industry Co.Ltd(002753)
Address: gaoqu village, Xishe Town, Jishan County, Yuncheng City, Shanxi Province
Contact: Zhang Wei
Tel: 03595662069
Sponsor (lead underwriter): Sino German Securities Co., Ltd
Address: 22F, office building 1, Huamao center, No. 81 Jianguo Road, Chaoyang District, Beijing contact: equity capital market department
Tel: 01059026619
Issuer: Shanxi Yongdong Chemistry Industry Co.Ltd(002753) sponsor (lead underwriter): Sino German Securities Co., Ltd. April 11, 2022
