Xiangcai Securities Co., Ltd
About Xuchang Ketop Testing Research Institute Co.Ltd(003008)
Special report on the deposit and actual use of raised funds in 2021
Xiangcai Securities Co., Ltd. (hereinafter referred to as “Xiangcai securities” or “sponsor”) as the sponsor of Xuchang Ketop Testing Research Institute Co.Ltd(003008) (hereinafter referred to as ” Xuchang Ketop Testing Research Institute Co.Ltd(003008) ” or “company”) for initial public offering of shares in 2020, in accordance with the measures for the administration of securities Issuance and listing sponsor business and the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 – sponsor business The deposit and use of raised funds in Xuchang Ketop Testing Research Institute Co.Ltd(003008) 2021 were checked in accordance with the provisions of laws and regulations such as the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the guidelines for the self discipline supervision of Listed Companies in Shenzhen Stock exchange No. 1 – standardized operation of listed companies on the main board, and the details are as follows:
1、 Basic information of raised funds
(I) actual raised funds
Approved by the reply on approving Xuchang Ketop Testing Research Institute Co.Ltd(003008) initial public offering of shares (zjxk [2020] No. 1879) of China Securities Regulatory Commission, Xuchang Ketop Testing Research Institute Co.Ltd(003008) issued 20 million RMB common shares (A shares) by means of public offering, with an issue price of 30.42 yuan per share. As of September 18, 2020, the company has actually issued 20 million RMB common shares (A shares) to the public, and the total amount of funds raised is 60840000000 yuan. After deducting the issuance expenses of 5272771212 yuan such as underwriting fee, recommendation fee, audit fee, lawyer fee and information disclosure, the net amount of funds actually raised is 55567228788 yuan. The availability of the above funds has been verified by Daxin Certified Public Accountants (special general partnership) and a capital verification report with the document No. daxinyz [2020] No. 2 Chongqing Lummy Pharmaceutical Co.Ltd(300006) has been issued. The company has adopted a special account storage system for the raised funds.
(II) use and balance of raised funds
According to the capital verification report dxyz [2020] No. 2 Chongqing Lummy Pharmaceutical Co.Ltd(300006) issued by Daxin Certified Public Accountants (special general partnership) on September 18, 2020, the company issued 20000000 ordinary shares in RMB to the public,
The net amount of funds actually raised was 555672300 yuan. As of December 31, 2021, the accumulated use amount of the company’s raised funds (including the early investment amount of replacement) was 2734309 million yuan, including 1909926 million yuan in previous years and 824383 million yuan in this year.
As of December 31, 2021, the balance of funds raised by the company was RMB 29237866321. See the following table for details:
Project amount (RMB)
Actually received raised funds 55567228788
Less: accumulated use amount of raised funds (including the amount of 27343091484 invested in replacement in advance)
Including: South China base (Zhuhai) construction project 15107871128
Headquarters base upgrading construction project 10171482356
R & D center construction project 1 Sichuan Languang Development Co.Ltd(600466) 000
Supplementary working capital 463272000
Plus: net amount of interest income of raised funds deducting handling charges 1013729017
As of December 31, 2021, the balance of raised funds was 29237866321
Including: purchase of structured deposits with raised funds 22500000000
Balance of raised funds account 6737866321
2、 Management of raised funds
(I) management of raised funds
In order to regulate the management and use of the company’s raised funds and effectively protect the rights and interests of investors, in accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of the raised funds of listed companies, the stock listing rules of Shenzhen Stock Exchange, the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and other laws and regulations Normative documents, articles of association and other relevant provisions, combined with the actual situation of the company, the company has formulated the Xuchang Ketop Testing Research Institute Co.Ltd(003008) raised funds management system. In accordance with the provisions of Xuchang Ketop Testing Research Institute Co.Ltd(003008) raised funds management system, the company implements a special account storage system for the raised funds and strictly performs the use approval procedures to ensure that the special funds are used for special purposes.
The company has set up five special accounts for raised funds. On October 12, 2020, the company signed the tripartite supervision agreement on raised funds with China Construction Bank Corporation(601939) Xuchang Branch, China Merchants Bank Co.Ltd(600036) Xuchang Branch, Bank Of China Limited(601988) Xuchang Branch, Industrial Bank Co.Ltd(601166) Xuchang Branch and the sponsor Xiangcai Securities Co., Ltd; On October 12, 2020, the company and its wholly-owned subsidiary Zhuhai Xuchang Ketop Testing Research Institute Co.Ltd(003008) Technology Co., Ltd. (collectively referred to as one party) signed the tripartite supervision agreement on raised funds with Shanghai Pudong Development Bank Co.Ltd(600000) Xuchang Branch and the sponsor Xiangcai Securities Co., Ltd. The company’s 2021 tripartite supervision agreement on raised funds was performed normally.
There is no significant difference between the three-party supervision agreement signed by the above five special accounts for raised funds and the model three-party supervision agreement of Shenzhen Stock Exchange, and the company has strictly followed and performed the raised funds.
(II) storage of raised funds in special account
As of December 31, 2021, the deposit of raised funds is as follows:
Account balance of opening company and opening bank (RMB) remarks
China Construction Bank shares
Xuchang 410500171284409999993083832808 current Xuji sub branch
China Construction Bank structured deposit Co., Ltd. Xuchang 41050271284400 Ping An Bank Co.Ltd(000001) 11000000000
Xuji sub branch
Bank Of China Limited(601988) share ownership
Company Limited Xuchang Xuji 259872470570311617543 current Avenue sub branch
Bank Of China Limited(601988) stock structured deposit Company Limited Xuchang Xuji 2598724705701500000000
Dadao sub branch
China Merchants Bank Co.Ltd(600036) shares
Company Limited Xuchang Xuji 371907715210 Anhui Gourgen Traffic Construction Co.Ltd(603815) 42409 current Avenue sub branch
China Merchants Bank Co.Ltd(600036) joint stock structured deposit Company Limited Xuchang Xuji 371907715281 An Hui Wenergy Company Limited(000543) 000000000
Dadao sub branch
China Merchants Bank Co.Ltd(600036) joint stock structured deposit Company Limited Xuchang Xuji 371907715281 Inner Mongoliayuan Xing Energy Company Limited(000683) 500000000
Dadao sub branch
The Industrial Bank Co.Ltd(601166) shares of the company have 4690101001001411611580848734 term of life Xuchang Branch
Zhuhai Xuchang Ketop Testing Research Institute Co.Ltd(003008) Shanghai Pudong Development Bank
Technology Co., Ltd. 164100788018 Shenzhen China Bicycle Company (Holdings) Limited(000017) 11168 Shenzhen Grandland Group Co.Ltd(002482) 7 current Xuchang Branch
Zhuhai Xuchang Ketop Testing Research Institute Co.Ltd(003008) Shanghai Pudong Development Bank structured deposit Technology Co., Ltd. Bank Co., Ltd. 164100788018 Shenzhen China Bicycle Company (Holdings) Limited(000017) 113500000000
Xuchang Branch
Account balance of opening company and opening bank (RMB) remarks
Total 29237866321
3、 Actual use of raised funds this year
（1） Use of funds for investment projects with raised funds
Unit: 10000 yuan
The total amount of raised funds is 5556723, and the total amount of raised funds invested in this year is 824383
Total amount of raised funds with changed purposes during the reporting period-
Accumulated total raised funds with changed purposes – accumulated total raised funds invested 2734309
Proportion of total raised funds with accumulative change of purpose-
Whether the investment has been changed and adjusted. Whether the investment has reached the project’s feasible commitment investment projects and over projects by the end of the period (including the total investment amount of the raised funds of the Department in the current year (%) whether the project has reached the expected and achievable investment direction of the raised funds) total investment (1) input amount (2) (3) = (2) / (1) significant change in benefits with status date
Committed investment projects
South China base (Zhuhai) no 264527226452724984861510787 57.11 not applicable on March 31, 2023 not applicable no
Construction Project
Headquarters base upgrade construction no 116819611681961575881017148 87.07 September 2022
