Xiangcai Securities Co., Ltd
About Xuchang Ketop Testing Research Institute Co.Ltd(003008)
Recommendation work report in 2021
Name of Sponsor: Xiangcai Securities Co., Ltd. abbreviation of the sponsored company: Xuchang Ketop Testing Research Institute Co.Ltd(003008)
Name of sponsor representative: Wu Xiaoping Tel.: 02150293506
Name of sponsor representative: Zhao Wei Tel: 02150293506
1、 Overview of sponsor work
Project work content
1. Review of the company’s information disclosure-
(1) Whether the company’s information disclosure documents are reviewed in time
(2) The number of times the company’s information disclosure documents were not reviewed in time 0 times 2. The situation of supervising the company to establish, improve and effectively implement the rules and regulations (1) whether the company was supervised to establish and improve the rules and regulations (including but not limited to the system to prevent related parties from occupying the company’s resources, the raised fund management system, internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Query the company’s special account for raised funds once
(2) Whether the progress of the company’s fund-raising project is consistent with the information disclosure document 4 Corporate governance supervision
(1) Times of attending the general meeting of shareholders of the company as nonvoting delegates: 1
(2) Times of attending the board of directors of the company as nonvoting delegates: 1
(3) Times of attending the board of supervisors of the company as nonvoting delegates: 1
5. On site inspection
(1) 3 times of on-site inspection
Work content
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange is (3) the main problems found in the on-site inspection and the rectification are not found. 6 Independent opinions
(1) 8 times of expressing independent opinions
(2) Issues involved in issuing non consenting opinions and concluding comments are not applicable 7 Report the situation to the Institute (except for the on-site inspection report)
(1) The number of times reported to the exchange is not reported to the exchange except for the verification opinions, on-site inspection reports and training reports issued in accordance with the regulations.
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported items is not applicable
8. Pay attention to the performance of duties
(1) Are there any matters needing attention? No
(2) The main contents of the concerns are not applicable
(3) The progress or rectification of concerns is not applicable
9. Whether the record and custody of the working paper of the recommendation business are in compliance with the requirements of 10 Training for listed companies
(1) Training times: 1 time
(2) Training date: March 30, 2022
According to the requirements of the Listing Rules of Shenzhen Stock Exchange and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 (3) main content of training – standardized operation of listed companies on the main board and other rules, the important regulatory provisions are updated Standardize the use of raised funds for training.
11. There is no other recommendation work that needs to be explained
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure is not applicable
2. The establishment and implementation of the company’s internal system are all applicable
3. The operation of the “three sessions” is applicable
4. Changes in controlling shareholders and actual controllers are applicable
Problems and measures taken
5. The deposit and use of raised funds are applicable
6. Connected transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are applicable
9. Important matters of other business categories (package)
Including foreign investment, venture capital and entrustment
Financial management, financial assistance, hedging, etc.)
10. The issuer or any intermediary employed by it is applicable
11. Cooperation of the institution with the recommendation work Others (including business environment and business)
Development, financial status, management status, all applicable
Major changes in core technology)
3、 Performance of commitments of the company and shareholders
Whether the commitments of the company and shareholders are fulfilled, the reasons for non fulfillment of commitments and Solutions
Shareholder share lock-in commitment is not applicable
Shareholders’ shareholding intention and reduction intention are not applicable
The commitment of the company and shareholders to stabilize the stock price is not applicable
The prospectus of the company and shareholders does not exist
In case of false records, misleading statements or not applicable
Commitment of major omission
Companies filling diluted immediate returns are not applicable
Measures and commitments
The of the company and shareholders on commitments is not applicable
Commitment to binding measures
The commitment of shareholders to avoid horizontal competition is not applicable
Promise
Reduction of shareholders and related party transactions is not applicable
promise
4、 Other matters
Description of report items
In June 2021, Mr. Tang Jian, the former sponsor representative, was due to work for 1 The change of the sponsor representative and the reason for the change cannot continue to perform the continuous supervision duties. Xiangcai securities appointed Mr. Zhao Wei to replace Mr. Tang Jian to perform the corresponding duties for the unfinished continuous supervision work.
2. During the reporting period, the CSRC and the bourse did not take regulatory measures against the recommendation institution or the company recommended by it, and there was no rectification
3. Other major matters to be reported none
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(there is no text on this page, which is the signature page of the recommendation work report of Xiangcai Securities Co., Ltd. on Xuchang Ketop Testing Research Institute Co.Ltd(003008) 2021)
Sponsor representative:
Wu Xiaoping, Zhao Wei
Xiangcai Securities Co., Ltd
