Citic Securities Company Limited(600030)
About Kede Numerical Control Co.Ltd(688305)
Special verification report on the deposit and actual use of raised funds in 2021
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " or "sponsor") is the sponsor of Kede Numerical Control Co.Ltd(688305) (hereinafter referred to as " Kede Numerical Control Co.Ltd(688305) " or "listed company") for initial public offering and listing on the science and innovation board, In accordance with the measures for the administration of securities issuance and listing recommendation business, the rules for the listing of shares on the science and Innovation Board of Shanghai Stock Exchange, the measures for the administration of funds raised by listed companies of Shanghai Stock Exchange, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of funds raised by listed companies, and the guidelines for the self-discipline supervision of listed companies on the science and Innovation Board of Shanghai Stock Exchange No. 1 - standardized operation and other laws and regulations, The deposit and actual use of the raised funds of the listed company in 2021 were verified as follows:
1、 Basic information of raised funds
(I) amount of raised funds and time of fund arrival
Approved by the reply on Approving the registration of Kede Numerical Control Co.Ltd(688305) initial public offering (zjxk [2021] No. 1590) of China Securities Regulatory Commission, as of July 6, 2021, the company has issued 22680000 ordinary shares in RMB, with an issue price of 11.03 yuan per share, raised a total of 25016040000 yuan, and deducted the issuance expenses excluding tax of 5863594084 yuan, The net amount of funds actually raised was RMB 19152445916. The above raised funds have been verified by Lixin Certified Public Accountants (special general partnership) and issued a capital verification report (xksbz [2021] No. zg11706).
(II) use and balance of raised funds in 2021
As of December 31, 2021, the cumulative use and balance of raised funds are as follows:
Unit: RMB
Project amount
Total raised funds 25016040000
Less: payment of issuance related expenses 5863594084
Net amount of initial raised funds 19152445916
Less: 9234295497 of raised funds used in the current period
Among them: 3186414474 of the projects invested with self owned funds were replaced
The amount directly invested in the raised investment project is 2047881023
Permanent supplementary working capital amount 4000000000
Plus: interest income deducting handling fee expenses 75833576
Less: the balance of temporarily idle raised funds purchase financial management account is 9000000000
As of December 31, 2021, the balance of the raised funds account was 993983995
As of December 31, 2021, the balance of raised funds account:
Unit: RMB
Account name bank name account number closing balance
Kede Numerical Control Co.Ltd(688305) Co., Ltd. China Citic Bank Corporation Limited(601998) Dalian Economic and Technological Development Zone Branch 8110401013200549706680089997
Kede Numerical Control Co.Ltd(688305) Co., Ltd. China Industrial And Commercial Bank Of China Limited(601398) Co., Ltd
Company Limited Dalian Free Trade 34 Shaanxi Xinghua Chemistry Co.Ltd(002109) 29003323627 - Pilot Zone sub branch
Shaanxi Kede Numerical Control Co.Ltd(688305) Technology Co., Ltd. China Merchants Bank Co.Ltd(600036) Co., Ltd. 910900426210123313893998 Xianyang Branch
Total 993983995
Note: in addition to the above raised funds account, the balance of time deposits and financial products purchased by the company with temporarily idle raised funds is RMB 9000000000. For details, see III. actual use of raised funds this year (IV) cash management of idle raised funds and investment in related products. As of December 31, 2021, the total balance of raised funds was 9993983995 yuan.
2、 Management of raised funds in 2021
(I) management of raised funds
In order to regulate the management and use of raised funds and protect the rights and interests of investors, the company has complied with the relevant provisions and requirements of laws, regulations and normative documents such as the company law, the securities law, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), and the guidelines for the self discipline supervision of listed companies on the science and Innovation Board of Shanghai Stock Exchange No. 1 - standardized operation, In combination with the actual situation of the company, the Kede Numerical Control Co.Ltd(688305) raised funds management system (hereinafter referred to as "raised funds management system") is formulated, which makes specific and clear provisions on the storage, use, management and supervision of the company's raised funds.
The company has been storing, using and managing the raised funds in strict accordance with the relevant provisions of the raised funds management system.
(II) storage of raised funds in special account
In accordance with the relevant laws and regulations and the relevant provisions of the raised funds management system, the company, the commercial bank implementing the raised investment Citic Securities Company Limited(600030) (hereinafter referred to as the "sponsor" or " Citic Securities Company Limited(600030) ") and the commercial bank storing the raised funds in a special account have respectively signed the three party supervision agreement for the storage of raised funds and the four party supervision agreement for the storage of raised funds, which have made detailed agreements on the relevant responsibilities and obligations of all parties, There is no significant difference between the content of the agreement and the tripartite supervision agreement (model) on the special account for raised funds formulated by Shanghai Stock Exchange. The details are as follows:
On July 5, 2021, the company signed the tripartite supervision agreement on the storage of special account for raised funds with the sponsor and China Citic Bank Corporation Limited(601998) Dalian Branch, with the bank account number of 8110401013200549706; On the same day, the company signed the tripartite supervision agreement on the storage of special account for raised funds with the sponsor Citic Securities Company Limited(600030) and Industrial And Commercial Bank Of China Limited(601398) Dalian pilot Free Trade Zone sub branch, with the bank account number of 34 Shaanxi Xinghua Chemistry Co.Ltd(002109) 29003323627.
On November 26, 2021, the company, its wholly-owned subsidiary Shaanxi Kede, the sponsor and China Merchants Bank Co.Ltd(600036) Xianyang Branch signed the four party supervision agreement on the storage of special account for raised funds, with the bank account number of 910900426210123.
3、 Actual use of raised funds in 2021
During the year, the use of the company's raised funds was as follows:
(I) use of funds for projects invested with raised funds (hereinafter referred to as "projects invested with raised funds")
The actual use of the company's raised funds in 2021 is detailed in Schedule 1 comparison table of the use of raised funds.
(II) early investment and replacement of raised investment projects
According to the resolutions of the 14th meeting of the second board of directors and the 14th meeting of the second board of supervisors in 2021, the investment plan of the raised funds disclosed in the prospectus and the special audit report on the replacement of Kede Numerical Control Co.Ltd(688305) raised funds issued by Lixin Certified Public Accountants (special general partnership) on August 6, 2021 with the report no. of xksbz [2021] No. zg11762, The total amount of the company's self raised funds invested in the raised investment projects in advance and the issuance expenses paid in advance with the self raised funds is 3705979123 yuan, of which the self raised funds invested in the raised investment projects in advance is 3186414474 yuan. (III) temporary replenishment of working capital with idle raised funds
As of December 31, 2021, the company did not temporarily supplement working capital with idle raised funds.
(IV) cash management of idle raised funds and investment in related products
On July 20, 2021, the company held the 13th meeting of the second board of directors and the 13th meeting of the second board of supervisors respectively, deliberated and adopted the proposal on using some temporarily idle raised funds for cash management, and agreed that the company, without affecting the construction and implementation of raised investment projects, the use plan of raised funds and ensuring the safety of raised funds, Use the temporarily idle raised funds of no more than RMB 120 million for cash management and purchase principal guaranteed investment products (including but not limited to structural deposits, time deposits, certificates of deposit and financial products) sold by financial institutions with high safety, good liquidity and legal business qualification. The service life is valid within 12 months from the date of deliberation and approval by the board of directors. Within the above quota and period, the funds can be used in a circular and rolling manner.
In order to improve the use efficiency of the raised funds, the company has managed some of the temporarily idle raised funds in cash. As of December 31, 2021, see the following table for details:
Unit: RMB
Trustee's product name investment amount Subscription Date maturity date expected income category whether to return the interest rate type
China Citic Bank Corporation Limited(601998) Dalian, through 20212022-1-breakeven and non arrival technology development, distinguishes between large amount certificates of deposit 3000000000 7-22 1.976% revenue type banks
China Citic Bank Corporation Limited(601998) Dalian economic win-win Zhixin exchange rate 2021 - 2021 - 1.48% - breakeven floating arrived at the economic technology development division, linked to RMB Shanghai Pudong Development Bank Co.Ltd(600000) 0000 7-26 10-25 3.5% dynamic income period, receiving structured deposit return
China Citic Bank Corporation Limited(601998) Dalian economic win-win Zhixin exchange rate 2021 - 2022-1 - 1.48% - breakeven floating undelivered economic technology development distinguish between linked RMB Shanghai Pudong Development Bank Co.Ltd(600000) 0000 11-1 28 3.4% structured deposits in the period of movable income
(V) use of over raised funds
The company has no over raised funds.
(VI) use of surplus raised funds
The company does not use the surplus funds of raised investment projects for other raised investment projects or non raised investment projects.
(VII) other information about the use of raised funds
The company has no other use of the raised funds.
4、 Change the use of funds of raised investment projects
The company does not change the raised investment projects.
5、 Problems in the use and disclosure of raised funds
The company deposits and uses the raised funds in strict accordance with the company law, the securities law, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the guidelines for the self discipline supervision of listed companies on the science and Innovation Board of Shanghai Stock Exchange No. 1 - standardized operation and other laws, regulations and normative documents, as well as the relevant provisions and requirements of the raised funds management system, And perform relevant information disclosure in a timely, true, accurate and complete manner without violation
