China Securities Co.Ltd(601066) about
Suzhou Anjie Technology Co.Ltd(002635) 2021 annual recommendation work report sponsor name: China Securities Co.Ltd(601066) short name of the recommended company: Suzhou Anjie Technology Co.Ltd(002635)
Name of sponsor representative: Lei Xiaofeng Tel: 021 Traffic Control Technology Co.Ltd(688015) 84
Name of sponsor representative: Xie wutao Tel: 021 Traffic Control Technology Co.Ltd(688015) 56
1、 Overview of sponsor work
Project work content
1. Review of information disclosure of the company
(1) Whether the company's information disclosure documents are reviewed in time
(2) Number of times the company's information disclosure documents were not reviewed in time 0
2. Supervise the establishment, improvement and effective implementation of rules and regulations of the company (1) whether supervise the establishment and improvement of rules and regulations of the company (including but not limited to prevention)
The system of related parties occupying the company's resources, the management system of raised funds and internal control are
Degree, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Number of times to query the company's special account for raised funds 1
(2) Is the progress of the company's fund-raising projects consistent with the information disclosure documents
4. Corporate governance supervision
(1) Number of attending the general meeting of shareholders 1
(2) Times of attending the board of directors of the company 1
(3) Times of attending the board of supervisors of the company as nonvoting delegates 1
5. On site inspection
(1) Number of on-site inspections 1
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange yes
(3) The main problems found in the on-site inspection and the rectification are none
6. Independent opinions
(1) Number of independent opinions 22
(2) Issues involved in issuing non consenting opinions and concluding comments none
7. Report the situation to the Institute (except for the on-site inspection report)
(1) Number of reports to the exchange 0
(2) The main contents of the report are none
(3) No progress or rectification of the reported items
8. Pay attention to the performance of duties
(1) Are there any matters needing attention
Lian hougui, Wu Zhenbo, Wu Guiguan, (2) main contents of concerns Huang Qingsheng has not fulfilled all performance compensation obligations to Suzhou Anjie Technology Co.Ltd(002635) perform
(3) Progress or rectification of concerns Suzhou Anjie Technology Co.Ltd(002635) has made compensation for performance
File a lawsuit against Lian hougui. After the judgment of first instance, Suzhou Anjie Technology Co.Ltd(002635) refused to accept the judgment of first instance and appealed. According to the result of the appeal, the case was sent back to Yichun intermediate people's Court of Jiangxi Province for retrial. At present, the case is still under trial
Wu Zhenbo failed to fulfill his performance compensation obligations as scheduled, and the company has filed a lawsuit. After the judgment of the first instance, Wu Zhenbo appealed. At present, the case is in the stage of second instance
The company has applied to the people's Court of Wuzhong District for enforcing the unpaid cash compensation payable by Wu Guiguan and Huang Qingsheng
9. Whether the records and custody of the working papers of the recommendation business are in compliance
10. Training for listed companies
(1) Training times: 1 time
(2) Training date: April 12, 2021
Relevant laws and regulations on the use of funds raised by listed companies; Relevant laws and regulations on public commitments of listed companies and relevant subjects; Listed companies and relevant subjects (3) the main contents of the training are related party transactions and relevant laws and regulations on capital occupation; Relevant laws and regulations on external guarantee of listed companies; The duty of loyalty and diligence of directors, supervisors and senior managers of listed companies
11. Other sponsor work that needs to be explained none
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure is not applicable
2. The establishment and implementation of the company's internal system are all applicable
3. The operation of the "three sessions" is applicable
4. Changes in controlling shareholders and actual controllers are applicable
5. The deposit and use of raised funds are applicable
6. Related party transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are not applicable
9. Other business categories and important matters (including foreign investment, venture capital, all applicable entrusted financial management, financial assistance, hedging, etc.)
10. The situation where the issuer or the intermediary institution it employs cooperates with the recommendation work is applicable
11. Others (including major changes in business environment, business development, financial status, management inapplicability, core technology, etc.)
3、 Performance of commitments of the company and shareholders
Whether the commitments of the company and shareholders have been fulfilled, the reasons for non fulfillment of commitments and Solutions
1. The commitment to avoid horizontal competition is not applicable
2. The commitment to regulate connected transactions is not applicable
3. The commitment on share locking is not applicable
4. Share reduction commitment is not applicable
5. The commitment to fill diluted immediate returns is not applicable
6. Commitments on relevant binding measures are not applicable
Lianhougui failed to fulfill its business compensation obligations as scheduled, and the company has filed a lawsuit.
After the judgment of the first instance, Suzhou Anjie Technology Co.Ltd(002635) refused to accept the judgment of the first instance. 7. Lian hougui, the shareholder of the company, and Wu Guiguan, Wu Zhenbo and Ke, the former shareholders, appealed. According to the results of the appeal, Ben xingcha, Huang Qingsheng and other five people, as the original shareholders of Weibo precision, promised to return the case to the court for retrial of the total amount of net profit commitments realized during the profit commitment period of Weibo precision, the intermediate people's Court of Yichun City, Jiangxi Province. At present, the case is still under trial, not less than 128 million yuan. If during the profit commitment period, Weibo precision management
If the net profit after deduction is lower than the net profit commitment, Wu Zhenbo fails to fulfill the performance compensation obligation as scheduled. The counterparty must proceed to the listed company in the form of shares for the insufficient part, and the company has filed a lawsuit. If the shares of the first instance bank are insufficient for compensation, it shall make a supplementary judgment in cash. After that, Wu Zhenbo filed an appeal. At present, the compensation is Suzhou Anjie Technology Co.Ltd(002635)
