Guosen Securities Co.Ltd(002736)
About Lingyi Itech (Guangdong) Company(002600)
Report on continuous supervision and recommendation in 2021
Name of recommendation institution: Guosen Securities Co.Ltd(002736) abbreviation of the recommended company: Lingyi Itech (Guangdong) Company(002600)
Name of sponsor representative: Cui Wei Tel: 075582134633
Name of sponsor representative: Hou LiXiao Tel: 075582134633
1、 Overview of sponsor work
Project work content
1. Review of information disclosure of the company
(1) Whether the company's information disclosure documents are reviewed in time
(2) The number of times the company's information disclosure documents were not reviewed in time was 0
2. Supervise the company's establishment, improvement and effective implementation of rules and regulations (1) whether the company is supervised to establish and improve rules and regulations (including but not limited to the system to prevent related parties from occupying the company's resources, the management system of raised funds, the internal control system, the internal audit system and the related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Query the company's special account for raised funds twice
(2) Whether the progress of the company's fund-raising projects is consistent with the information disclosure documents 4. Corporate governance supervision
(1) 3 times of attending the general meeting of shareholders of the company as nonvoting delegates
(2) 3 times of attending the board of directors of the company as nonvoting delegates
(3) Times of attending the board of supervisors of the company as nonvoting delegates: 0
5. On site inspection
(1) Number of on-site inspections: 1
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange yes
Main problems found in on-site inspection: the original raised investment project "electromagnetic functional material project" (the total investment is 665849800 yuan, the construction period is one year, and the construction site is located in the east of Jingba Road, Dongtai Economic Development Zone, Dongtai City, Jiangsu Province and No. 8 Jingba Road, Dongtai Economic Development Zone). The implementation progress is slower than the original plan; (3) Main problems found in on-site inspection and rectification: the company issued an announcement on changing some investment projects of raised funds in December 2021 to adjust "electromagnetic functional material project", one of the investment projects of non-public offering of shares, The remaining raised funds of 490 million yuan and interest will be used to invest in the "new touch panel and keyboard module project".
6. Independent opinions
(1) 9 times of expressing independent opinions
(2) Issues involved in issuing non consenting opinions and concluding comments none
7. Report the situation to the Institute (except for the on-site inspection report)
(1) No number of reports to the exchange
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported items is not applicable
8. Pay attention to the performance of duties
(1) Are there any matters needing attention? No
(2) The main contents of the concerns are not applicable
(3) The progress or rectification of concerns is not applicable
9. Whether the records and custody of the working papers of the recommendation business are in compliance
10. Training for listed companies
(1) Training times: 1 time
(2) Training date: November 26, 2021
The main contents of the training are to introduce to the company in accordance with the latest provisions of the listing rules and standardized operation guidelines of Shenzhen Stock Exchange. (3) the main contents of the training are to introduce the general requirements, laws and regulations, disclosure requirements, external guarantees, related party transactions and other contents of listed companies Supervision and management, and explain relevant requirements in combination with cases.
11. Other sponsor work that needs to be explained none
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure is not applicable
2. The establishment and implementation of the company's internal system are all applicable
3. The operation of the "three sessions" is applicable
4. Changes in controlling shareholders and actual controllers are applicable
5. The deposit and use of raised funds are applicable
6. Related party transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are not applicable
9. Other business categories and important matters (including
Foreign investment, venture capital, entrusted financial management and all are applicable
Financial assistance, hedging, etc.)
10. None of the issuers or the intermediaries employed by them is applicable
Cooperation with sponsors 11. Others (including business environment and business development)
Exhibition, financial status, management status and core technology are all applicable
Major changes in technology and other aspects) III. performance of commitments of the company and shareholders
Whether the commitments of the company and shareholders are fulfilled, the reasons for non fulfillment of commitments and Solutions
(I) commitments made during asset restructuring
1. The commitment of horizontal competition is not applicable
2. The commitment of related party transactions is not applicable
3. Performance commitments and compensation arrangements are not applicable
4. Commitments on horizontal competition and related party transactions are not applicable
5. Performance and compensation commitments are not applicable
6. The commitment to guarantee the fulfillment of profit commitment and compensation is not applicable
In 2020, due to the private lending dispute case and the default of stock pledge repo transaction, Wang 7, whether the share locking commitment is true or not, and the passive reduction of shares by Nandong and its concerted actors has violated the share locking commitment.
The Shenzhen Stock Exchange has publicly condemned Wang Nandong.
8. The commitment to avoid the occupation of funds is not applicable
(II) commitments made during initial public offering or refinancing
1. Share reduction commitment is not applicable
4、 Other matters
Description of report items
1. Change of sponsor representative and its reasons none
2. During the reporting period, China Securities Regulatory Commission and Shenzhen Stock Exchange have no or
Matters and rectification of supervision measures taken by the company recommended by it
3. Other major matters to be reported none
(no text below)
(there is no text on this page, which is the signature and seal page of Guosen Securities Co.Ltd(002736) report on Lingyi Itech (Guangdong) Company(002600) 2021 annual continuous supervision and recommendation) recommendation representative:
Cui Wei, Hou LiXiao
Guosen Securities Co.Ltd(002736) MM DD YY
