Securities code: Lanzhou Lishang Guochao Industrial Group Co.Ltd(600738) securities abbreviation: Lanzhou Lishang Guochao Industrial Group Co.Ltd(600738) Announcement No.: 2022019 Lanzhou Lishang Guochao Industrial Group Co.Ltd(600738)
Announcement on the renewal of the company's audit institution
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents. Important content tips:
● the company plans to renew the appointment of Tianjian Certified Public Accountants (special general partnership) as the company's audit institution in 2022 to be responsible for the audit of the company's financial report and internal control.
1、 Basic information of the accounting firm to be employed
（1） Institutional information
1. Basic information
Firm name: Tianjian Certified Public Accountants (special general partnership)
Date of establishment: July 18, 2011 organizational form: special general partnership
Registered address: 6 / F, 128 Xixi Road, Xihu District, Hangzhou, Zhejiang
Hu Shaoxian, the chief partner, had 210 partners at the end of last year
At the end of last year, there were 1901 practitioners and certified public accountants
Number of Certified Public Accountants 749 have signed the audit report of securities service business
The total business income is 3.06 billion yuan
In 2020, the revenue from audit business was 2.72 billion yuan
enter
The income from securities business is 1.88 billion yuan
In 2020, there were 529 listed public customers
The total audit fees of the company (including a and B shares) are 570 million yuan
Audit information: manufacturing industry, information transmission, software and information technology service industry, wholesale and retail industry, real estate industry, construction industry, power, heat, gas and water production and supply industry, financial industry involving major industries, transportation, warehousing and postal industry, culture Sports and entertainment, leasing and business services, water conservancy, environment and public facilities management, scientific research and technical services, agriculture, forestry, animal husbandry, fishery, mining, accommodation and catering, education, comprehensive services, etc
The company has 19 audit clients of Listed Companies in the same industry
2. Investor protection ability
At the end of last year, Tianjian Certified Public Accountants (special general partnership) has accrued more than 100 million yuan of occupational risk fund, and the cumulative compensation limit of occupational insurance purchased exceeds 100 million yuan. The purchase of occupational insurance mentioned in the occupational risk fund complies with the relevant provisions of the Ministry of Finance on the measures for the administration of occupational risk fund of certified public accountants and other documents.
In recent three years, Tianjian Certified Public Accountants (special general partnership) is not required to bear civil liability in the civil litigation related to practice.
3. Integrity record
Tianjian Certified Public Accountants (special general partnership) has been subject to supervision and management measures 14 times in recent three years due to its professional behavior, and has not been subject to criminal punishment, administrative punishment, self-discipline supervision measures and disciplinary sanctions. 36 employees have been subject to supervision and management measures 20 times in recent three years due to their practice behavior, and have not been subject to criminal punishment, administrative punishment and self-discipline supervision measures.
（2） Project information
1. Basic information
When? When
When does the item start
The surname of Mu has become the name of the information group that has been engaged in signing or reviewing the audit reports of Listed Companies in the past three years, and has been registered and listed in the company
Provided by the accounting company
Professional audit
service
Xiang Ye signed Wanbangde Pharmaceutical Holding Group Co.Ltd(002082) , Zhejiang Dehong Automotive Electronic & Electrical Co.Ltd(603701) 2018 in 2003, 2001, 2019
Muxi annual audit report;
Hesheng signed the annual audit report of Kuaijishan Shaoxing Rice Wine Co.Ltd(601579) , Wanbangde Pharmaceutical Holding Group Co.Ltd(002082) 2019 in 2020;
In 2021, the auditor signed the annual audit report of Kuaijishan Shaoxing Rice Wine Co.Ltd(601579) , Zhejiang Sf Oilless Bearing Co.Ltd(300817) , Lanzhou Lishang Guochao Industrial Group Co.Ltd(600738) 2020.
sign
Note: Chen signed Lanzhou Lishang Guochao Industrial Group Co.Ltd(600738) 2019 annual audit report in 2011, 2009, 2019 and 2020; The audit report of Lanzhou Lishang Guochao Industrial Group Co.Ltd(600738) 2020 will be signed every year in 2021. Huihui planner
Quality signed the audit control report of Shenzhen Genvict Technologies Co.Ltd(002869) , Guangdong Guoli Sci&Tech Co.Ltd(300716) , yingtongliangxun, Shenzhen Prince New Materials Co.Ltd(002735) , Xinjiang Tianye Co.Ltd(600075) 2018 in 2019;
The audit report of Xinjiang Tianye Co.Ltd(600075) , Tianye water saving and yifuwei annual treatment was signed in 1999, 2009, 2019 and 2020; Review the 2019 audit report of Kuaijishan Shaoxing Rice Wine Co.Ltd(601579) , Lihe shangguochao;
In 2021, we signed the audit report of Tianye water saving, Yingtong Telecommunication Co.Ltd(002861) , Jinyi technology and Leaguer (Shenzhen) Microelectronics Corp(688589) 2020.
Note: Tianjian Certified Public Accountants (special general partnership) has not completed the audit of the business income in 2021 and the total audit fees of listed companies (including a and B shares) in 2021, so it is still disclosed according to the business data in 2020 provided by the audit institution; In addition to the above, the above basic information is the actual situation as of December 31, 2021.
2. Integrity record
In the past three years, the project partner, the signing certified public accountant and the project quality control reviewer have not been subject to criminal punishment due to their professional behavior, administrative punishment and supervision measures by the CSRC and its dispatched offices, industry competent departments, self-discipline supervision measures and disciplinary sanctions by self-discipline organizations such as stock exchanges and industry associations.
3. Independence
Tianjian Certified Public Accountants (special general partnership), project partners, signed certified public accountants and project quality control reviewers do not have circumstances that may affect their independence.
4. Audit fees
The company's total audit fee in 2021 is 1.25 million yuan, including financial report audit fee of 1 million yuan and internal control audit fee of 250000 yuan. The audit fee for 2022 will be determined through consultation with the accounting firm based on the audit fee for 2021 and in accordance with the fair and reasonable pricing principle of the market and the nature and complexity of audit services.
2、 Procedures to be performed by the accounting firm to be reappointed
（1） Deliberations of the audit committee of the board of directors
The audit committee of the board of directors of the company has fully understood the practice of Tianjian Certified Public Accountants (special general partnership) and summarized its audit work in 2021. It believes that Tianjian Certified Public Accountants (special general partnership) adheres to the independent audit with a fair and objective attitude in the audit of the company's annual report, shows good professional ethics and obligation quality, and has strong professional ability, The audit of the company's financial report and internal control of financial report in 2021 has been well completed. In the process of providing annual audit services for the company, Tianjian Certified Public Accountants (special general partnership) followed the independent, objective and fair professional standards and successfully completed the annual audit. According to their professional ethics and ability to perform their duties, it is recommended to continue to employ Tianjian Certified Public Accountants (special general partnership) as the audit institution of the company in 2022.
（2） Prior approval opinions and independent opinions of independent directors
Prior approval opinion of independent directors: Tianjian Certified Public Accountants (special general partnership) can perform its duties and issue audit reports for the company objectively and fairly in accordance with audit standards during the employment period. In order to maintain the continuity and normal operation of the audit work in 2022, the company plans to continue to appoint Tianjian Certified Public Accountants (special general partnership) as the audit organization of the company in 2022 to be responsible for the audit of the company's financial and internal control in 2022. In view of this, we agree to submit the matter to the 33rd meeting of the ninth board of directors for deliberation. Independent opinions of independent directors: Tianjian Certified Public Accountants (special general partnership) has the corresponding professional qualification and competence, has rich experience and professional quality in the audit of listed companies, has been diligent and conscientious during its tenure as the company's audit institution in 2020, has better performed the responsibilities and obligations agreed by both parties, has fairly and reasonably expressed independent audit opinions, and the audit opinions issued for the company can be objective, fair and reasonable Truly reflect the company's financial situation, operating results and the effectiveness of internal control. The procedures for the appointment of this audit institution comply with the relevant provisions of the company law and the articles of association. We agree that Tianjian Certified Public Accountants (special general partnership) will continue to serve as the company's financial and internal control audit institution in 2022, and request the board of directors to submit the above matters to the company's 2021 annual general meeting for deliberation.
（3） The board of directors reviewed the renewal of the audit institution
The company held the 33rd meeting of the 9th board of directors on April 2, 2022. The voting directors deliberated and adopted the proposal on renewing the appointment of audit institution with 8 votes in favor, 0 against and 0 abstention, and agreed to renew the appointment of Tianjian Certified Public Accountants (special general partnership) as the company's audit institution in 2022 to be responsible for the company's financial audit and internal control audit in 2022.
（4） The renewal of the accounting firm needs to be submitted to the 2021 annual general meeting of shareholders of the company for deliberation and effective from the date of deliberation and approval by the general meeting of shareholders of the company.
It is hereby announced.
Lanzhou Lishang Guochao Industrial Group Co.Ltd(600738) board of directors April 7, 2022
