Wuxi Dk Electronic Materials Co.Ltd(300842) board of directors
Explanation that the relevant entities of this transaction are not allowed to participate in any major asset restructuring of Listed Companies in accordance with Article 13 of the guidelines for the supervision of listed companies No. 7 - supervision of abnormal stock transactions related to major asset restructuring of listed companies
Wuxi Dk Electronic Materials Co.Ltd(300842) (hereinafter referred to as "the company") intends to issue shares to Taizhou SOTE M & A Investment Fund (limited partnership) 15 shareholders of Jiangsu SOTE Electronic Materials Co., Ltd. (hereinafter referred to as "Jiangsu SOTE") including Shanghai M & A equity investment fund phase II partnership (limited partnership) purchased 100% equity of Jiangsu SOTE held by them and raised supporting funds (hereinafter referred to as "this transaction" and "this major asset reorganization").
According to the provisions of Article 13 of the guidelines for the supervision of listed companies No. 7 - supervision of abnormal stock transactions related to major asset restructuring of listed companies, the company explains whether the relevant subjects of this transaction are not allowed to participate in any major asset restructuring of listed companies as follows:
The relevant subjects of this transaction have not been placed on file for investigation or investigation due to suspected insider trading related to this major asset restructuring, and there have been no cases of administrative punishment by China Securities Regulatory Commission or criminal responsibility investigated by judicial organs according to law due to insider trading related to major asset restructuring in the last 36 months.
Therefore, the relevant entities of this transaction are not allowed to participate in any major asset restructuring of Listed Companies in accordance with Article 13 of the guidelines for the supervision of listed companies No. 7 - supervision of abnormal stock transactions related to major asset restructuring of listed companies. (no text below)
(there is no text on this page, which is the seal page of the Wuxi Dk Electronic Materials Co.Ltd(300842) board of directors' statement that the relevant subjects of this transaction are not allowed to participate in any major asset reorganization of Listed Companies in accordance with Article 13 of the guidelines for the supervision of listed companies No. 7 - supervision of abnormal stock transactions related to major asset reorganization of listed companies) Wuxi Dk Electronic Materials Co.Ltd(300842) board of directors April 7, 2022
