Board of supervisors of Sifang North Electro-Optic Co.Ltd(600184) Co., Ltd
Verification opinions on the list of incentive objects first granted by the restricted stock incentive plan in 2022 (as of the grant date)
The board of supervisors of Sifang North Electro-Optic Co.Ltd(600184) Co., Ltd. (hereinafter referred to as “the company” or ” Cubic Sensor And Instrument Co.Ltd(688665) “), in accordance with the company law of the people’s Republic of China (hereinafter referred to as “the company law”), the securities law of the people’s Republic of China (hereinafter referred to as “the securities law”), and the measures for the administration of equity incentive of listed companies (hereinafter referred to as “the administrative measures”) Relevant laws, regulations and normative documents such as the Listing Rules of Shanghai Stock Exchange on the Kechuang board (hereinafter referred to as the “Listing Rules”), the self regulatory guide for listed companies on the Kechuang board No. 4 – disclosure of equity incentive information, and the relevant provisions of the articles of association of Sifang North Electro-Optic Co.Ltd(600184) Co., Ltd. (hereinafter referred to as the “articles of association”), The company has verified the list of incentive objects first granted by the company’s restricted stock incentive plan in 2022 (hereinafter referred to as “this incentive plan”) (as of the grant date), and the verification opinions are as follows:
1. The incentive objects determined in this incentive plan of the company have the qualifications specified in the company law, securities law, listing rules and other laws, regulations and normative documents as well as the articles of association, and there are no following circumstances that may not become incentive objects specified in the management measures:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law;
(5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. For the first time, the incentive targets of this incentive plan are senior managers and core technology (business) backbones of the company, excluding independent directors and supervisors of the company.
3. Except for one incentive object who leaves the company and will not be granted restricted shares, the list of incentive objects granted by the company’s restricted stock incentive plan for the first time is consistent with the incentive object conditions specified in the incentive plan approved by the company’s first extraordinary general meeting in 2022.
4. The incentive objects granted for the first time in the incentive plan comply with the provisions of the company law, the securities law and other laws and regulations, as well as the articles of association on the relevant qualifications of the equity incentive plan, the conditions of incentive objects specified in the administrative measures, listing rules and other laws, regulations and normative documents, and the scope of incentive objects specified in the incentive plan, Its subject qualification as the incentive object of the company’s restricted stock incentive plan in 2022 is legal and effective.
In conclusion, the board of supervisors agreed to the list of incentive objects granted for the first time in the incentive plan of the company, and agreed that the first grant date of the incentive plan of the company was April 1, 2022, granting 935000 restricted shares to 106 incentive objects at the grant price of RMB 77.60/share.
Board of supervisors of Sifang North Electro-Optic Co.Ltd(600184) Co., Ltd. April 7, 2022
