Securities code: Sinoma Energy Conservation Ltd(603126) securities abbreviation: Sinoma Energy Conservation Ltd(603126) Announcement No.: pro 2022028 Sinoma Energy Conservation Ltd(603126)
Self inspection report on the trading of the company's shares by insiders of the company's stock option incentive plan in 2021
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
The fourth meeting of the board of directors (hereinafter referred to as the "summary of the company's stock option plan") was held on November 1, 2021 on the website of Shanghai Stock Exchange (hereinafter referred to as the "summary of the company's stock option plan") Relevant announcements were disclosed.
According to the requirements of the measures for the administration of equity incentive of listed companies and other normative documents, the company has taken sufficient and necessary confidentiality measures for the 2021 stock option incentive plan (hereinafter referred to as the "incentive plan" and "this incentive plan"), and registered the insiders of the incentive plan. According to the measures for the administration of equity incentive of listed companies and other relevant provisions, the company has conducted a self-examination on the trading of the company's shares by insiders of the incentive plan six months before the initial public disclosure of the incentive plan. The specific circumstances are announced as follows: I. scope and procedures of verification
(I) the verification object is the insider of the incentive plan.
(II) the insiders of the incentive plan are listed in the Sinoma Energy Conservation Ltd(603126) insiders registration form.
(III) the company inquired and confirmed the purchase and sale of the company's shares of the verified object six months before the initial public disclosure of the incentive plan (from May 6, 2021 to November 5, 2021) to China Securities Depository and Clearing Co., Ltd. Shanghai Branch, and obtained the inquiry certificate of shareholding and share change of information disclosure obligor issued by China Securities Depository and Clearing Co., Ltd. Shanghai Branch.
2、 Description of the purchase and sale of the company's shares by the verification object
According to the inquiry certificate on Shareholding and share change of information disclosure obligor issued by China Securities Depository and Clearing Co., Ltd. Shanghai Branch on April 6, 2022, all verification objects did not buy or sell the company's shares within six months before the announcement of the incentive plan (i.e. from May 6, 2021 to November 5, 2021). 3、 Conclusion
In the process of planning the incentive plan, the company has strictly limited the scope of personnel involved in planning and discussion in strict accordance with the provisions of the measures for the administration of information disclosure of listed companies, the Sinoma Energy Conservation Ltd(603126) information disclosure management system and relevant internal confidentiality systems of the company, registered the relevant company personnel and intermediaries who have access to insider information in time, and taken corresponding confidentiality measures. Before the company publicly disclosed the announcement related to the incentive plan for the first time, no information disclosure was found. After verification, within six months before the public disclosure of the draft incentive plan, no insider was found to use the relevant insider information of the incentive plan for stock trading or disclose the relevant insider information of the incentive plan.
It is hereby announced
Sinoma Energy Conservation Ltd(603126) board of directors April 6, 2022
