Sinolink Securities Co.Ltd(600109)
About Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068)
Verification opinions on the deposit and use of raised funds in 2021
Sinolink Securities Co.Ltd(600109) (hereinafter referred to as ” Sinolink Securities Co.Ltd(600109) ” or “sponsor”) as a sponsor under the continuous supervision of Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) (hereinafter referred to as ” Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) ” or “company”), In accordance with the requirements of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, and the guidelines for the self discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on GEM, special verification was conducted on the deposit and actual use of raised funds in Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) 2021, The details are as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and availability of funds
With the approval of the reply on Approving the registration of Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) initial public offering of shares (zjxk [2021] No. 2359) issued by the China Securities Regulatory Commission, the company publicly issued 21000000 ordinary shares (A shares) to the public at an issue price of 13.98 yuan / share, and the total amount of raised funds was 29358000000 yuan, deducting the recommendation underwriting and issuance expenses (excluding tax) of 2650000000 yuan, After deducting other external expenses directly related to the issuance of equity securities (excluding tax) of RMB 2811909753, the net amount of funds actually raised was RMB 23896090247. The above raised funds have been verified by Lixin Certified Public Accountants (special general partnership) and issued capital verification report (xksbz [2021] No. zf10911).
(II) use and balance of raised funds in this year
The actual use of the company’s raised funds in 2021 is as follows: (1) the company replaces the self raised funds of 16421570000 yuan invested in the investment projects with the raised funds in advance; (2) The supplementary working capital expenditure is 74520247 yuan.
As of December 31, 2021, the company has used up the funds in the special account for raised funds as planned, and the balance is the net amount of interest income generated in the special account for raised funds after deducting handling charges.
2、 Deposit and management of raised funds
(I) management of raised funds
In order to standardize the management and use of the company’s raised funds and protect the interests of investors, In accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the guidelines for the self discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on GEM and other relevant laws, regulations and normative documents, and in combination with the actual situation of the company, The management system of raised funds has been formulated to make clear provisions on the storage, use, management and supervision of the company’s raised funds.
On September 29, 2021, the company signed the tripartite supervision agreement on raised funds with the deposit bank of raised funds and the sponsor Sinolink Securities Co.Ltd(600109) respectively to manage the storage and use of raised funds.
There is no significant difference between the above signed regulatory agreement and the model regulatory agreement of Shenzhen Stock Exchange, and the regulatory agreement has been effectively implemented.
(II) storage of raised funds in special account
As of December 31, 2021, the balance of the special account for the deposit of raised funds is as follows:
Name of raised funds storage bank bank account closing balance (yuan) remarks
Zhejiang Hangzhou Yuhang Rural Commercial Bank Co., Ltd. 2010 Jiangsu Transimage Technology Co.Ltd(002866) 5076760745834
Liangzhu Xincheng sub branch
Total 60745834
As of December 31, 2021, the company’s raised funds have been used up, and the balance is the net amount of interest income generated from the special account for raised funds after deducting handling charges.
3、 Actual use of raised funds in 2021
(I) use of funds for investment projects with raised funds
The actual use of the company’s raised funds in 2021 is detailed in Schedule 1 comparison table of the use of raised funds. (II) changes in the place and mode of implementation of the project invested with raised funds
None.
(III) advance investment and replacement of investment projects with raised funds
On October 13, 2021, the company held the fifth meeting of the second board of directors, deliberated and approved the proposal on using the raised funds to replace the self raised funds invested in the raised investment projects in advance, and agreed to replace the pre raised funds with the raised funds
(1) It is used to replace the actual investment amount of 1272948 million yuan invested in the raised capital investment project “270000 tons of waste resources comprehensive utilization project” in advance with self raised funds in the early stage;
(2) The actual investment amount used to replace the investment project “intelligent three-dimensional warehouse construction project” invested in advance with self raised funds in the early stage is 369209 million yuan.
See the company’s disclosure on cninfo.com on October 13, 2021 for relevant matters（ http://www.cn.info.com.cn./ ）Relevant announcements. The independent directors of the company expressed their independent opinions on the matter, the sponsor issued verification opinions, and Lixin Certified Public Accountants (special general partnership) issued a special assurance report.
(IV) temporary replenishment of working capital with idle raised funds
None.
(V) use of surplus raised funds
None.
(VI) use of over raised funds
During the reporting period, the company did not permanently supplement working capital or repay bank loans with over raised funds. (VII) purpose and destination of unused raised funds
During the reporting period, the company has no unused raised funds.
(VIII) use of other raised funds
During the reporting period, the company did not use the raised funds.
4、 Change the use of funds for investment projects with raised funds
During the reporting period, there was no change in the investment project of the company’s raised funds.
5、 Problems in the use and disclosure of raised funds
The relevant information disclosed by the company is not disclosed in a timely, true, accurate and complete manner. The used raised funds are invested in the promised investment projects of raised funds, and there are no major cases of illegal use of raised funds.
6、 Assurance opinions of Accountants on the special report on the annual storage and use of raised funds
Lixin Certified Public Accountants (special general partnership) conducted a special audit on the special report on the storage and use of raised funds in 2021 prepared by the board of directors of the company, and issued the assurance report on the annual storage and use of raised funds. According to the accountant: Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) 2021 special report on the deposit and use of raised funds is in accordance with China Securities Regulatory Commission’s guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) (CSRC announcement [2022] No. 15) The relevant provisions of the self regulatory guidelines for listed companies on the Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on the gem and the self regulatory guidelines for listed companies on the gem of the Shenzhen Stock Exchange No. 2 – announcement format truthfully reflect the deposit and use of raised funds in Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) 2021.
7、 Verification opinions of the recommendation institution
During the reporting period, the sponsor representative inquired about the special account of raised funds through conversation with the company’s directors, supervisors, senior managers, internal auditors, certified public accountants and other personnel, and consulted the internal audit report, special instructions on the annual storage and use of raised funds, the verification report on the annual use of raised funds by accountants, as well as various business and management rules and regulations, from the management of raised funds, the use of raised funds The integrity, rationality and effectiveness of the fund-raising system were verified in terms of the information disclosure of the raised funds. After verification, the recommendation institution believes that the deposit and use of the raised funds in Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) 2021 comply with the relevant laws and regulations such as the measures for the administration of securities issuance and listing recommendation business, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of the raised funds of listed companies, the guidelines for the self discipline supervision of Listed Companies in Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on GEM In accordance with the provisions and requirements of laws and regulations and normative documents, the raised funds have been stored and used in a special account. There is no case of changing the purpose of the raised funds in a disguised manner and damaging the interests of shareholders, and there is no case of illegal use of the raised funds.
(there is no text on this page, which is the signature page of Sinolink Securities Co.Ltd(600109) special verification opinions on the deposit and actual use of raised funds in Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) 2021)
Sponsor representative:
Lin Lan, Fan Jun
Sinolink Securities Co.Ltd(600109) (seal) schedule 1:
Comparison table of use of raised funds
Prepared by: Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) 2021 unit: RMB 10000
Investment in this year
Total amount of raised funds 2389609
Total amount
The total amount of raised funds with changed purposes during the reporting period is not applicable to the accumulated investment
The accumulated total amount of raised funds with changed purposes is not applicable to the raised funds of 2389609
The proportion of the total amount of raised funds with accumulated change of purpose does not apply to the total amount of funds
Whether the project has reached the end of the period, whether the project can be changed, and the raised funds are invested in the current year after adjustment. By the end of the period, the investment progress reaches the expected performance of the current year, which is the investment target of committed investment projects and over raised funds (including the total amount of committed investment (1) into the cumulative investment (%) Total amount of available realized estimated change (2) (3) = significant change in benefits on the status day (2) / (1) periodization
Committed investment projects
1. Annual 270000 tons of waste resources comprehensive utilization item no 1458428127294812729481272948 100. Zoje Resources Investment Co.Ltd(002021) 481.37 no no no project June
2. Intelligent three-dimensional warehouse construction project no 516480369209369209369209 100.00 not applicable in 2021 no
