Stock abbreviation: Norinco International Cooperation Ltd(000065) Stock Code: Norinco International Cooperation Ltd(000065) Announcement No.: 2022025 convertible bond abbreviation: Northern convertible bond convertible bond Code: 127014
Norinco International Cooperation Ltd(000065)
First suggestive announcement of allotment of shares by consignment
Sponsor (lead underwriter): Gf Securities Co.Ltd(000776)
The company and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete without false records, misleading statements or major omissions.
Important tips
1. Abbreviation of this Allotment: Northern A1 allotment; Allotment Code: 080065; Allotment price: 5.16 yuan / share; 2. The starting and ending date of this allotment payment: the normal trading hours of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange") from April 6, 2022 (R + 1) to April 12, 2022 (R + 5). Please pay attention to the subscription time;
3. The trading of Norinco International Cooperation Ltd(000065) A shares and "northern convertible bonds" will be suspended during the period of this allotment payment and online clearing, i.e. from April 6, 2022 (R + 1) to April 13, 2022 (R + 6); During the period from R-3 to R + 6 of this allotment, that is, from March 29, 2022 (R-3) to April 13, 2022 (R + 6), the conversion of "northern convertible bonds" is suspended. On April 14, 2022 (R + 7), the result of share allotment was announced, the trading of Norinco International Cooperation Ltd(000065) A shares resumed, and the trading of "northern convertible bonds" resumed.
4. The summary of Norinco International Cooperation Ltd(000065) share allotment statement was published in the securities times on March 30, 2022. The full text of the share allotment statement and other relevant materials of this offering can be found on cninfo.com（ http://www.cn.info.com.cn./ ）Query. Investors who want to know the details of this offering, please read the relevant contents carefully.
5. The listing time of this allotment will be determined according to the arrangement of Shenzhen Stock Exchange after the successful issuance of the allotment and will be announced separately.
6. The share allotment plan was deliberated and adopted at the 44th meeting of the seventh board of directors held on August 11, 2021, the third extraordinary general meeting of shareholders held on October 22, 2021 and the fifth meeting of the eighth board of directors held on December 1, 2021. On October 22, 2021, China Ordnance Industry Group Co., Ltd. issued the reply on matters related to Norinco International Cooperation Ltd(000065) share allotment (bjgz [2021] No. 362), and agreed to the overall scheme of share allotment in principle. The application for share allotment has been examined and approved by the 21st Meeting of the issuance examination committee of the 18th Issuance Examination Committee of China Securities Regulatory Commission (hereinafter referred to as "CSRC") in 2022, and has been approved by the CSRC's zjxk [2022] No. 511 document.
1、 Basic information of this offering
1. Type of issued shares: RMB ordinary shares (A shares).
2. Par value per share: 1.00 yuan.
3. Proportion and number of allotments
This allotment is based on the total number of 774507031 A shares of the issuer after the closing of Shenzhen Stock Exchange on April 1, 2022 (r day), and is allotted to all shareholders according to the proportion of 3 shares per 10 shares. The total number of shares that can be allotted is 232352109.
The issuer was once the subject company of the interconnection between the mainland and Hong Kong stock markets, and now some Hong Kong investors still hold Norinco International Cooperation Ltd(000065) shares. The company needs to arrange the allotment of shares to Hong Kong investors through the trading interconnection mechanism between the mainland and Hong Kong stock markets. There may be differences in the treatment of fractional shares between the mainland and Hong Kong. Investors are reminded to pay attention. If the allotted shares are less than 1 share, it shall be handled in accordance with the relevant provisions of the business guide for securities issuers of China Securities Depository and Clearing Corporation Shenzhen Branch (revised version in May 2021). The piecemeal allotment warrants generated in the process of allotment shall be sorted according to the number, and the small number shall be carried forward to the large number of shareholders in order to achieve the minimum bookkeeping unit of 1 share; If Hong Kong investors hold the issuer's shares and participate in the allotment through the interconnection between the mainland and Hong Kong, the Hong Kong Exchanges and Clearing Co., Ltd. will adjust the amount of these fractional shares to integer units in accordance with the relevant rules of the central clearing system for the portion of the allotment shares less than 1 share.
4. Estimated total amount and purpose of raised funds
The total amount of funds to be raised in this allotment shall not exceed RMB 120 million (including issuance expenses). The net amount after deducting issuance expenses will be used to supplement the company's working capital and repay the loan. Before the raised funds are in place, the company will repay the loan through self raised funds according to the actual maturity date of the loan, and replace it in accordance with the procedures specified in relevant laws and regulations after the raised funds are in place.
5. Allotment price
The allotment price is 5.16 yuan / share, the allotment code is "080065", and the allotment is referred to as "northern A1 allotment".
6. Distribution object
The issuing object is all shareholders of the company registered in the company after the closing of Shenzhen Stock Exchange on April 1, 2022 (r day).
The company's controlling shareholder, actual controller northern company and its concerted actor northern technology promise to fully subscribe for the placing shares in cash according to their shareholding ratio.
7. Distribution mode
This allotment of shares adopts the online pricing issuance method for the shareholders of unlimited conditional shares and limited conditional shares, and the online issuance is carried out through the trading system of Shenzhen Stock Exchange.
8. Underwriting method
This allotment of shares adopts the method of selling on a commission basis.
9. Main dates and suspension arrangements of this Allotment:
The main dates and suspension arrangements during the issuance of this allotment are as follows:
Suspension arrangement
Transaction date share allotment arrangement Norinco International Cooperation Ltd(000065) northern convertible bond ( Norinco International Cooperation Ltd(000065) ) (127014)
R-3 on March 29, 2022, the normal trading of convertible bonds into shares was suspended, and the conversion of shares was suspended throughout the day
Publish share allotment instructions and share allotments
R-2 March 30, 2022 abstract of the prospectus and public offering
Notice, online roadshow announcement, normal transaction, normal transaction, all R-1 day, March 31, 2022, online roadshow day, suspension of share conversion, R day, April 1, 2022, allotment equity registration date
From R + 1 to April 6, 2022 - start and end dates of allotment and payment, suspension of trading for the whole day, prompt announcement of shares on April 12, 2022 (5 times), suspension of trading for the whole day, suspension of share conversion for the whole day, R + 6, online liquidation of the registered company on April 13, 2022
On R + 7, the trading day will be resumed on April 14, 2022, and the announcement of normal trading and positive results of the issuance will be published; Successful issuance of convertible shares
Suspension arrangement
Transaction date share allotment arrangement Norinco International Cooperation Ltd(000065) northern convertible bond ( Norinco International Cooperation Ltd(000065) ) (127014)
Ex right base date or issuance failure
Refund date
Note 1: the above dates are arranged as normal trading days. In case of major emergencies affecting the issuance, the sponsor (lead underwriter) and the issuer will timely announce and modify the relevant issuance date;
Note 2: during the period from R-3 to R + 6 of this allotment, that is, from March 29, 2022 (R-3) to April 13, 2022 (R + 6), the conversion of "northern convertible bonds" is suspended.
2、 Subscription method of this allotment
1. Allotment payment time
During the normal trading hours of the Shenzhen Stock Exchange from April 6, 2022 (R + 1) to April 12, 2022 (R + 5), those who fail to pay within the time limit shall be deemed to have automatically waived the right to subscribe for the allotment of shares.
2. Allotment payment method
During the payment period, shareholders can go through the procedures of allotment and payment through the trading system of Shenzhen Stock Exchange at the stock custody securities firm through online entrustment, telephone entrustment, on-site entrustment of the business department, etc. The allotment code is "080065", the allotment is referred to as "northern A1 allotment", and the allotment price is 5.16 yuan / share. The number of shares to be allotted multiplied by the number of shares to be allotted as of the registration date is 30.0.
The issuer was once the subject company of the interconnection between the mainland and Hong Kong stock markets, and now some Hong Kong investors still hold Norinco International Cooperation Ltd(000065) shares. The company needs to arrange the allotment of shares to Hong Kong investors through the trading interconnection mechanism between the mainland and Hong Kong stock markets. If the allotment shares are less than 1 share, it shall be handled in accordance with the relevant provisions of the business guide for securities issuers of China Securities Depository and Clearing Corporation Shenzhen Branch (revised version in May 2021). The piecemeal allotment warrants generated in the process of allotment shall be sorted according to the number, and the small number shall be carried forward to the large number of shareholders in order to achieve the minimum bookkeeping unit of 1 share, Please carefully check the securities balance of "northern A1 allocation". If Hong Kong investors hold the issuer's shares and participate in the allotment through the interconnection between the mainland and Hong Kong, the Hong Kong Exchanges and Clearing Co., Ltd. will adjust the amount of these fractional shares to integer units in accordance with the relevant rules of the central clearing system for the portion of the allotment shares less than 1 share.
During the payment period of allotment of shares, a shareholder may declare multiple times, but the total number of allotments declared shall not exceed the limit of the number of shares that the shareholder can allot. If the shares held by the original shareholders are held in custody in two or more business departments, they shall subscribe at the corresponding business departments respectively.
3. Place of allotment payment
During the payment period, shareholders can handle the procedures of allotment and payment through the trading system of Shenzhen stock exchange with their ID card (or business license), shareholder account card and capital account card at the stock custody securities firm, or through the trading system of Shenzhen stock exchange through online entrustment, telephone entrustment, etc. If the shares held by investors are held in custody in two or more business departments, they shall subscribe at the corresponding business departments respectively.
3、 Issuer, sponsor (lead underwriter)
1. Issuer
Name: Norinco International Cooperation Ltd(000065)
Office address: Norinco International Cooperation Ltd(000065) building, yard 6, Zhengda Road, Shijingshan District, Beijing
Legal representative: Yuan Jun
Contact: Office of the board of directors
Tel: 01068137370
2. Sponsor (lead underwriter)
Name: Gf Securities Co.Ltd(000776)
Office address: Gf Securities Co.Ltd(000776) building, No. 26, Machang Road, Tianhe District, Guangzhou, Guangdong legal representative: Lin Chuanhui
Contact: capital market department
Tel: 02066338151, 66338152
Issuer: Norinco International Cooperation Ltd(000065) sponsor (lead underwriter): Gf Securities Co.Ltd(000776) April 6, 2022
Suggestive announcement of share allotment
(Ben)
