Securities code: Shenglan Technology Co.Ltd(300843) securities abbreviation: Shenglan Technology Co.Ltd(300843) Announcement No.: 2022016 Shenglan Technology Co.Ltd(300843)
Announcement on the winning lot number of issuing convertible corporate bonds to unspecified objects
Sponsor (lead underwriter): Dongguan Securities Co., Ltd
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
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Shenglan Technology Co.Ltd(300843) (hereinafter referred to as " Shenglan Technology Co.Ltd(300843) " issuer "or" company ") and Dongguan Securities Co., Ltd. (hereinafter referred to as" Dongguan securities "," sponsor (lead underwriter) "or" lead underwriter ") in accordance with the securities law of the people's Republic of China and the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) Measures for the administration of securities issuance and registration of companies listed on the gem (for Trial Implementation) (order of the CSRC [No. 168]) The detailed rules for the implementation of convertible corporate bond business of Shenzhen Stock Exchange (revised in December 2018), the self regulatory guide for companies listed on the gem of Shenzhen Stock Exchange No. 1 - business handling (SZS [2022] No. 28) and other relevant provisions issue convertible corporate bonds to unspecified objects (hereinafter referred to as "convertible bonds" or "Shenglan convertible bonds").
The convertible bonds issued to unspecified objects are preferentially distributed to the original shareholders registered by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch (hereinafter referred to as "CSDCC Shenzhen Branch") after the closing of the market on the equity registration date (March 30, 2022, t-1), The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is issued to the public investors online through the trading system of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"). Please read this announcement carefully.
The main issues in the issuance process, subscription, payment and disposal of investors' abandonment are as follows:
1. After winning the subscription of convertible bonds, online investors shall fulfill the obligation of capital settlement in accordance with the announcement on the winning number of Shenglan Technology Co.Ltd(300843) issuing convertible corporate bonds to unspecified objects, so as to ensure that their capital account will have sufficient subscription funds on April 6 (T + 2) 2022. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located. If the investor's subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor. According to the relevant regulations of CSDCC Shenzhen Branch, the minimum unit to give up subscription is 1 piece. The part that online investors give up subscription shall be underwritten by the sponsor (lead underwriter).
2. When the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue; Or when the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issuance, the issuer and the recommendation institution (lead underwriter) will negotiate whether to take measures to suspend the issuance, and the recommendation institution (lead underwriter) will timely report to the Shenzhen Stock Exchange. If the issuance is suspended, the reasons for the suspension and subsequent arrangements will be disclosed, Choose an opportunity to restart the issuance within the validity period of the approval.
The part of the subscription amount of this issuance less than 330 million yuan shall be underwritten by the sponsor (lead underwriter). The recommendation institution (lead underwriter) shall determine the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion of the recommendation institution (lead underwriter) shall not exceed 30% of the total issuance, that is, in principle, the maximum underwriting amount is 99 million yuan. When the actual underwriting ratio exceeds 30% of this offering, the recommendation institution (lead underwriter) will start the internal underwriting risk assessment procedure, negotiate and communicate with the issuer to decide whether to suspend this offering. If it is determined to continue to perform the issuance procedures, the recommendation institution (lead underwriter) will adjust the final underwriting proportion, fully underwrite the amount less than the subscription amount of investors, and report to the Shenzhen Stock Exchange in time; If it is determined to take measures to suspend the issuance, the recommendation institution (lead underwriter) and the issuer will timely report to the Shenzhen Stock Exchange, announce the reasons for the suspension of the issuance, and choose an opportunity to restart the issuance within the validity period of the approval.
3. If an online investor has won the lottery for 3 times but failed to pay in full within 12 consecutive months, it shall not participate in the subscription of new shares, depositary receipts, convertible bonds and deliverable bonds online within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription.
The situation of abandoning subscription shall be judged by investors. The number of times of abandonment of subscription shall be calculated according to the cumulative number of new shares, depositary receipts, convertible bonds and payable bonds actually abandoned by investors. If an investor holds multiple securities accounts and abandons subscription in any one of the securities accounts, the number of times of abandonment shall be calculated cumulatively. The situations of abandonment of subscription occurred in disqualification and cancellation of securities accounts are also included in the statistics.
For the special account for directional asset management and enterprise annuity account of customers of securities companies, if the "account holder's name" and "valid identity document number" in the registration data of securities accounts are the same, statistics shall be made according to different investors.
According to Shenglan Technology Co.Ltd(300843) to issue convertible corporate bonds to unspecified objects
Report, Shenglan Technology Co.Ltd(300843) and the sponsor (lead underwriter) of this offering on April 1, 2022 (T + 1)
Presided over the lottery lottery ceremony for the online issuance of Shenglan convertible bonds. The lottery ceremony was conducted under the supervision of representatives of relevant units in accordance with the principles of openness, fairness and impartiality. The results of the lottery were notarized by Luohu Notary Office of Shenzhen City, Guangdong Province.
The winning results are announced as follows:
Last digit winning lot number
Last six digits: 90440940440938227
Last seven digits 15317233531723755317237531723809687605968763096876, 5596876
Last eight digits 781041752810417578389784
Last ten digits 25375104350037104355035104357537510435
If the mantissa of the subscription allotment number held by the investors participating in the online subscription of Shenglan convertible bonds is the same as the above number, it is the winning number. There are 45852 winning numbers in total, and each winning number can only subscribe for 10 Shenglan convertible bonds (1000 yuan).
It is hereby announced.
Issuer: Shenglan Technology Co.Ltd(300843)
Sponsor (lead underwriter): Dongguan Securities Co., Ltd
April 6, 2022
