Securities code: Caitong Securities Co.Ltd(601108) securities abbreviation: Caitong Securities Co.Ltd(601108) Announcement No.: 2022021 Caitong Securities Co.Ltd(601108)
Suggestive announcement of share allotment
Sponsor (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd
Lead underwriter: 996015
Huatai United Securities Co., Ltd
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Important tips
1. Caitong Securities Co.Ltd(601108) (hereinafter referred to as the "issuer", " Caitong Securities Co.Ltd(601108) " or "the company") the share allotment plan has been deliberated and adopted at the 10th meeting of the third board of directors held on April 27, 2021 and the 2020 annual general meeting held on May 19, 2021. The application for share allotment has been examined and approved by the issuance Review Committee of China Securities Regulatory Commission (hereinafter referred to as "CSRC"), and has been approved by the official reply on approving Caitong Securities Co.Ltd(601108) share allotment (zjxk [2022] No. 178) of CSRC.
2. The price of this allotment is 6.80 yuan / share. The allotment is made to all shareholders through the trading system of Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange") through online pricing. The allotment code is "760108", and the allotment is referred to as "CAITONG allotment".
3. The starting and ending date of allotment payment: the normal trading hours of Shanghai Stock Exchange from March 31, 2022 (T + 1) to April 8, 2022 (T + 5). Shareholders are reminded to pay attention to the time of subscription payment.
4. During the online subscription period of this allotment and the online clearing day of China Securities Depository and Clearing Co., Ltd. Shanghai Branch (hereinafter referred to as "CSDCC Shanghai Branch"), that is, from March 31, 2022 (T + 1) to April 11, 2022 (T + 6), the trading of A-share shares and "CAITONG convertible bonds" of the company will be stopped; On April 12, 2022 (T + 7), the announcement of the issuance results of the allotment was published, and the trading of the company's A-share shares and "CAITONG convertible bonds" resumed.
The period from T-3 to t + 6 of this allotment is from March 25, 2022 (T-3) to April 4, 2022
On June 11 (T + 6), CAITONG convertible bonds stopped converting shares.
5. The listing time of the allotment will be determined according to the arrangement of the Shanghai Stock Exchange after the successful issuance of the allotment and will be announced separately.
6. The full text of Caitong Securities Co.Ltd(601108) share allotment manual and other relevant materials are published in 2022
March 28, 2014 (T-2) website of Shanghai Stock Exchange（ http://www.sse.com.cn. ）； Investors want to know about this
Please read the relevant contents carefully for the details of the release.
1、 Basic information of this allotment
1. Type of issued shares: RMB ordinary shares (A shares).
2. Par value per share: 1.00 yuan.
3. Placing proportion and quantity: Based on the registration date of this issuance of shares on March 30, 2022 (t day)
After the closing of the stock exchange, the total share capital of the company is 3589016653 shares, which is distributed to the public according to the proportion of 3 shares per 10 shares
Placement of shares by all shareholders. The total number of shares that can be allotted this time is 1076704995 shares, all of which are subject to unlimited sale conditions
Outstanding shares.
4. Allotment price: the allotment price is 6.80 yuan / share.
5. Commitment of major shareholders to subscribe for this Allotment: the controlling shareholder of the company, Zhejiang Financial Holding Co., Ltd
A commitment has been issued to fully subscribe for the shares of this allotment in cash according to the shareholding ratio in accordance with this allotment plan
Placeable shares.
6. Issuing object: as of the date of equity registration, after the closing of Shanghai Stock Exchange on March 30, 2022 (t day),
All shareholders of Caitong Securities Co.Ltd(601108) registered in Shanghai Branch of China Securities Depository and Clearing Corporation Limited.
7. Issuing method: online pricing issuing method is adopted, which is carried out through the trading system of Shanghai Stock Exchange.
8. Underwriting method: consignment.
9. Main dates and suspension arrangements of this Allotment:
Trading day date allotment arrangement suspension arrangement
Caitong Securities Co.Ltd(601108) Caitong Securities Co.Ltd(601108) CAITONG convertible bond 113043
T-2 on March 28, 2022, the prospectus and abstract of share allotment and share allotment were published
Bank announcement, online roadshow announcement, normal transaction, normal transaction all day
T-1 on March 29, 2022, the online roadshow stopped changing shares
Trading day date allotment arrangement suspension arrangement
Caitong Securities Co.Ltd(601108) Caitong Securities Co.Ltd(601108) CAITONG convertible bond 113043
T date: March 30, 2022 equity registration date
From March 31, 2022 to the start and end date of allotment payment (payment ends at
From t + 1 to t + 5 (15:00 on T + 5, April 8, 2022), the trading was suspended all day, and the suggestive announcement of allotment was published all day (5 times). The trading was suspended all day and the conversion of shares was stopped
T + 6 April 11, 2022 registered company online clearing
Publish the announcement of the issuance results, the benchmark date for the delisting of successful issuance in the whole day of normal trading, or stop the conversion of shares due to the loss of issuance (the resumption trading date of failure on T + 7, April 12, 2022, and the return to normal trading of failed issuance) /Daily conversion of regular funds into shares (in case of issuance failure)
Note 1: the above times are normal trading days. The equity registration date and payment period of this allotment issue are the same as those of the stock exchange of Hong Kong and
The securities trading days of Shanghai Stock Exchange are consistent, and investors will not suffer losses due to the inconsistency of trading days between the two exchanges.
Note 2: in case of major emergencies affecting this offering, the issuer and the joint lead underwriters will timely announce and modify this offering
Release schedule.
2、 Subscription method of this allotment
1. Subscription method
Participate in online subscription through the trading system of Shanghai Stock Exchange.
2. Payment time
The payment time for this allotment is from March 31, 2022 (T + 1) to April 8, 2022
During the normal trading hours of the Shanghai Stock Exchange (T + 5 day), those who fail to make payment within the time limit shall be deemed to have automatically waived the right to subscribe for the allotment of shares.
3. Subscription quantity
The shares are allotted to all shareholders in the proportion of 3 shares for every 10 shares. Shanghai stock exchange according to relevant
The rules are rounded according to the principle of accurate algorithm (shareholders can view the securities balance of "CAITONG allotment" through the trading system)
Amount), that is, first calculate the integer part of the subscription amount according to the placing proportion and the number of shares in each account
Calculate the part less than 1 share (the mantissa shall be kept to three decimal places), and all accounts shall be sorted according to the mantissa from large to small
Carry in sequence (random order if the mantissa is the same) until the total number of distributable shares obtained by each account is equal to the number of distributable shares
The total number of shares is the same.
The issuer is the subject company of the interconnection between the mainland and Hong Kong stock markets and needs to be traded through the mainland and Hong Kong stock markets
Yi interconnection mechanism arranges share allotment to Hong Kong investors. Hong Kong investors hold a stake through the interconnection between the mainland and Hong Kong
If there are shares of the issuer and participate in this allotment, the Hong Kong Exchanges and Clearing Limited will adjust the amount of these fractional shares to integer units in accordance with the relevant rules of the central clearing system.
4. Payment method
During the payment period, all shareholders can go through the procedures of allotment and payment through the trading system of Shanghai Stock Exchange in the business department of the designated trading of shares by means of online entrustment, telephone entrustment, on-site entrustment of the business department, etc. The allotment code is "760108", the allotment is referred to as "CAITONG allotment", and the allotment price is 6.80 yuan / share.
During the payment period of allotment of shares, a shareholder may declare multiple times, but the total number of allotments declared shall not exceed the limit of the number of shares that the shareholder can allot. If the shares held by the original shareholders are held in custody in two or more business departments, they shall subscribe at the corresponding business departments respectively. 3、 Issuer and co lead underwriters
1. Issuer: Caitong Securities Co.Ltd(601108)
Office address: West building, CAITONG Shuangguan building, No. 198, Tianmushan Road, Xihu District, Hangzhou, Zhejiang
Contact: Li Defeng
Tel: 057187821312
2. Sponsor (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd
Office address: Room 301, floor 3, Century Business Plaza, No. 989, Changle Road, Xuhui District, Shanghai
Contact: capital market department
Tel: 02154033647
3. Co lead underwriter: China International Capital Corporation Limited(601995)
Office address: block 2, international trade building, No. 1, Jianguomenwai street, Chaoyang District, Beijing
Contact: capital market department
Tel: 01065051166
4. Co lead underwriter: Huatai United Securities Co., Ltd
Office address: 4th floor, building 1, No. 228, Jiangdong Middle Road, Jianye District, Nanjing, Jiangsu Province
Contact: stock capital market department
Tel: 02583387679
It is hereby announced.
Issuer: Caitong Securities Co.Ltd(601108) sponsor (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting sponsor Co., Ltd. lead underwriter: China International Capital Corporation Limited(601995) Huatai United Securities Co., Ltd. April 6, 2022
Issuer: Caitong Securities Co.Ltd(601108) mm / DD / yyyy (this page has no text and is the seal page of Caitong Securities Co.Ltd(601108) suggestive announcement on share allotment)
Recommendation institution (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. (this page has no text and is the seal page of Caitong Securities Co.Ltd(601108) stock allotment suggestive announcement)
Co lead underwriter: China International Capital Corporation Limited(601995) year
