About Huatai United Securities Co., Ltd
Tracking report of Kangping Technology (Suzhou) Co.Ltd(300907) (Suzhou) Co., Ltd. in 2021
Name of Sponsor: Huatai United Securities Co., Ltd. abbreviation of the sponsor: Kangping Technology (Suzhou) Co.Ltd(300907)
Name of sponsor representative: Zheng Shijie Tel: 01056839300
Name of sponsor representative: Jia Peng Tel: 01056839300
1、 Overview of sponsor work
Project work content
1. Review of the company's information disclosure
(1) Whether the company's information disclosure documents are reviewed in time
(2) Number of times the company's information disclosure documents were not reviewed in time 0
2. Supervise the company's establishment, improvement and effective implementation of rules and regulations (1) whether supervise the company to establish and improve rules and regulations (including but not limited to)
The system of preventing related parties from occupying the company's resources, the management system of raised funds and
Internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Number of times to query the company's special account for raised funds 2
① The company held the first (Interim) meeting of the Fourth Board of directors in 2021 and the first (Interim) meeting of the Fourth Board of supervisors in 2021 on February 10, 2021, and deliberated and adopted the proposal on changing the purpose of some raised funds and increasing capital to wholly-owned subsidiaries, Agree with the company to adjust the amount of funds to be invested in the "project with an annual output of 12 million sets of electric tools, household appliances and auto parts motors and Shanghai Pudong Development Bank Co.Ltd(600000) sets of complete electric tools", By increasing capital to the wholly-owned subsidiary of the company, the company implemented the newly raised capital investment project "the project with an annual output of 3.2 million motors and 60000 electric tools", and agreed to submit the proposal to the company. (2) whether the progress of the company's raised capital project is consistent with the information disclosure documents, and the shareholders' meeting for review. The independent directors of the company expressed their consent, and the recommendation institution issued a verification opinion without objection. On February 26, 2021, the first extraordinary general meeting of the company in 2021 deliberated and approved the proposal on changing the purpose of some raised funds and increasing capital to wholly-owned subsidiaries;
② The company held the second meeting of the Fourth Board of directors in 2021 and the second meeting of the Fourth Board of supervisors in 2021 on April 8, 2021, and deliberated and adopted the proposal on using some idle raised funds to temporarily supplement working capital, It is agreed that the company will temporarily supplement the working capital with idle raised funds of no more than 100 million yuan (including the principal amount) on the premise of ensuring the normal operation of the investment projects with raised funds, and the service life is limited
Project work content
It is one year from the date of deliberation and approval by the board of directors, and will be returned to the special account for raised funds upon expiration. The independent directors of the company expressed their consent, and the recommendation institution issued a verification opinion without objection;
③ The company held the fifth meeting of the Fourth Board of directors in 2021 and the fourth meeting of the Fourth Board of supervisors in 2021 on August 25, 2021, and deliberated and adopted the proposal on changing the purpose of some raised funds, It is agreed that the company will terminate the "project with an annual output of 12 million motors and Shanghai Pudong Development Bank Co.Ltd(600000) complete sets of electric tools, household appliances and auto parts", The raised funds for the project will be invested in the "project with an annual output of 10 million sets of electric tools, household appliances and auto parts Motors", which needs to be submitted to the general meeting of shareholders of the company for deliberation.
The independent directors of the company expressed their consent, and the recommendation institution issued a verification opinion without objection. On September 13, 2021, the second extraordinary general meeting of the company in 2021 deliberated and approved the proposal on changing the purpose of some raised funds;
④ The company held the eighth (Interim) meeting of the Fourth Board of directors in 2021 and the seventh (Interim) meeting of the Fourth Board of supervisors in 2021 on December 31, 2021, The proposal on using some idle raised funds and self owned funds for cash management was deliberated and passed, and it was agreed that the company would not affect the investment plan of raised funds and the safety of raised funds, and the normal production and operation of the company, In total, idle raised funds and self owned funds of no more than RMB 300 million (including this amount) are used for cash management, of which the idle raised funds are no more than RMB 200 million (including this amount), The use of self owned funds not exceeding RMB 100 million (including this amount) for the purchase of principal guaranteed financial products with high safety, good liquidity, low risk and a period of not more than 12 months shall be valid within 12 months from the date of deliberation and approval by the board of directors. Within the above-mentioned limit and term, the funds can be recycled and used in a rolling manner. The independent directors of the company gave their consent opinions, and the recommendation institution issued no objection verification opinions
4. Corporate governance supervision
(1) Attend the general meeting of shareholders of the company twice as nonvoting delegates, and other meeting documents have been reviewed
(2) The number of times of attending the board of directors of the company as nonvoting delegates was not present, and the meeting documents were reviewed
(3) The number of times of attending the board of supervisors of the company as nonvoting delegates did not attend the meeting as nonvoting delegates, and the meeting documents were reviewed
5. On site inspection
(1) Number of on-site inspections 1
(2) Whether the on-site inspection report is submitted in accordance with the provisions of Shenzhen Stock Exchange yes
(3) The main problems found in the on-site inspection and the rectification are none
6. Expression of independent opinions
(1) Number of independent opinions 10
(2) The issues involved in issuing non consenting opinions and concluding comments are not applicable
7. Report to Shenzhen Stock Exchange (excluding on-site inspection report)
term
