Monthly statement of changes in securities of share issuers and issuers of Hong Kong depositary securities listed in accordance with chapter 19b of the Listing Rules
As of March 31, 2022 status: newly submitted
To: Hong Kong Exchanges and Clearing Limited
Company name: Gf Securities Co.Ltd(000776)
Date of submission: April 1, 2022
1. Changes in authorized / registered share capital
1. Class of shares ordinary shares class of shares H shares listed on the stock exchange of Hong Kong (Note 1) yes
Description of securities code 01776 Gf Securities Co.Ltd(000776) H shares
Number of authorized / registered shares par value authorized / registered share capital
Balance at the end of last month: RMB 17017962001 RMB 1701796200 increase / decrease (-) 0 RMB 0 balance at the end of this month 1701796200 RMB 1 RMB 17017962002 Class of shares common stock class of shares A-Shares listed on the stock exchange of Hong Kong (Note 1) no
Description of stock code Gf Securities Co.Ltd(000776) Gf Securities Co.Ltd(000776) a shares
Number of authorized / registered shares par value authorized / registered share capital
Balance at the end of last month 5919291464 RMB 1 increase / decrease (-) 0 RMB 0 balance at the end of this month 5919291464 RMB 1 RMB 5919291464 Total authorized / registered capital at the end of this month: RMB 7621087664
II. Changes in issued shares
1. Class of shares ordinary shares class of shares H shares listed on the stock exchange of Hong Kong (Note 1) yes
Description of securities code 01776 Gf Securities Co.Ltd(000776) H shares
Balance at the end of last month: 1701796200
Increase / decrease (-) 0
Balance at the end of this month: 1701796200
2. Class of shares common stock class A shares listed on the stock exchange of Hong Kong (Note 1) no
Description of stock code Gf Securities Co.Ltd(000776) Gf Securities Co.Ltd(000776) a shares
Balance at the end of last month 5919291464
Increase / decrease (-) 0
Balance at the end of this month: 5919291464
3. Details of changes in issued shares (a) Share options (under the issuer’s share option plan) do not apply (b) Warrants promising to issue shares of issuers to be listed do not apply (c) Convertible notes (i.e. converted into shares of the issuer to be listed) do not apply (d) Any other agreement or arrangement entered into for the issuance of the issued shares to be listed, including options (but excluding options issued under the share option plan), shall not apply
(E). Other changes in issued shares are not applicable
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4. Information about Hong Kong depositary securities (ADSS) is not applicable
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Submitted by: Mo Minghui
Title: Joint Company Secretary
(director, secretary or other duly authorized officer)
notes
1. The stock exchange of Hong Kong means the stock exchange of Hong Kong.
2. Subparagraphs (I) to (VIII) are the proposed form of confirmation, which may be revised on a case by case basis. If the issuer has previously made relevant confirmation on the issuance of certain securities in the statement published in accordance with article 13.25a of the main board rules / article 17.27a of the gem rules, it is not necessary to make further confirmation in this statement.
3. “Same” herein refers to:
·The par value of the securities is the same and the amount payable or paid up is the same;
·Securities are entitled to receive dividends / interest calculated at the same interest rate in the same period, and the amount of dividends / interest payable to each unit at the next dividend payment is also exactly the same (total and net); and
·Securities have the same interest, such as unrestricted transfer, attendance and voting at meetings, and have the same interest in all other respects.
4. If there is insufficient space, please submit additional documents.
5. If shares are repurchased:
·”The issuable shares will be listed on the stock exchange of Hong Kong” shall be understood as “the purchased shares will be listed on the stock exchange of Hong Kong”; and
·”Securities code of issuable shares (if listed on the stock exchange of Hong Kong)” shall be understood as “securities code of repurchased shares (if listed on the stock exchange of Hong Kong)”; and
·”Class of issuable shares” shall be understood as “class of shares repurchased”; and
·”Issue and allotment date” shall be understood as “cancellation date”
6. If shares are redeemed:
·”The issuable shares will be listed on the stock exchange of Hong Kong” shall be understood as “the redeemed shares will be listed on the stock exchange of Hong Kong”; and
Page 5 of 6 V 1.0.1 “securities code of issuable shares (if listed on the stock exchange of Hong Kong)” shall be understood as “securities code of redeemed shares (if listed on the stock exchange of Hong Kong)”; And “class of issuable shares” shall be understood as “class of shares redeemed”; And “issue and allotment date” shall be understood as “redemption date”
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