Zhongtian Guofu Securities Co., Ltd
About Shenzhen Minkave Technology Co.Ltd(300506)
Tracking report during continuous supervision in 2021
Name of Sponsor: Zhongtian Guofu Securities Co., Ltd. abbreviation of Sponsor: Shenzhen Minkave Technology Co.Ltd(300506)
Name of sponsor representative: Song Xun Tel: 075533522821
Name of sponsor representative: Ding Tianyi Tel: 075533522821
1、 Overview of sponsor work
Project work content
1. Review of the company's information disclosure
(1) Whether the company's information disclosure documents are reviewed in time
(2) Number of times the company's information disclosure documents are not reviewed in time no
2. Supervise the company's establishment, improvement and effective implementation of rules and regulations (1) whether the company is supervised to establish and improve rules and regulations (including but not limited to the system to prevent related parties from occupying the company's resources, the management system of raised funds, the internal control system, the internal audit system and the related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Query the company's special account for raised funds once
(2) Whether the progress of the company's fund-raising projects is consistent with the information disclosure documents. First, 4. Corporate governance supervision
(1) The number of times of attending the general meeting of shareholders of the company is 0
(2) Times of attending the board of directors of the company 0 times
(3) Times of attending the board of supervisors of the company as nonvoting delegates: 0
5. On site inspection
(1) The number of on-site inspections is 0, and it is less than 3 months from the listing date of new shares (December 30, 2021) to the end of 2021
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange is not applicable
(3) The main problems found in the on-site inspection and the rectification are not applicable
6. Expression of independent opinions
(1) Number of independent opinions: 1
Project work content
(2) Issues involved in issuing non consenting opinions and concluding comments no non consenting opinions were issued
7. Report to the Institute (except for the on-site inspection report)
(1) 0 times reported to the exchange
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported items is not applicable
8. Pay attention to the performance of duties
(1) Whether there are matters needing attention does not exist
(2) The main contents of the concerns are not applicable
(3) The progress or rectification of concerns is not applicable
9. Whether the records and custody of the working papers of the recommendation business are in compliance
10. Training for listed companies
(1) Training times: 0
(2) Training date not applicable
(3) The main contents of the training are not applicable
11. There is no other recommendation work that needs to be explained
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure is not applicable
2. The establishment and implementation of the company's internal system are all applicable
3. The operation of the "three sessions" is applicable
4. Changes in controlling shareholders and actual controllers are applicable
5. The deposit and use of raised funds are applicable
6. Connected transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are applicable
9. Important matters of other business categories (including foreign investment and venture capital) are applicable
Capital, entrusted financial management, financial assistance, hedging, etc.)
10. The issuer or the intermediary agency hired by it shall cooperate with the recommendation work
situation
11. Others (including business environment, business development, financial status, all applicable)
Major changes in management status, core technology, etc.) III. performance of commitments of the company and shareholders
Whether the commitments of the company and shareholders are fulfilled, reasons for non fulfillment of commitments and Solutions
Whether the commitments of the company and shareholders are fulfilled, reasons for non fulfillment of commitments and Solutions
1. Commitments made during asset restructuring are not applicable
2. Commitments made during initial public offering or refinancing are not applicable
3. Other commitments made to minority shareholders of the company are not applicable
4、 Other matters
Description of report items
On March 9, 2022, due to work adjustment, the former sponsor representative Mr. Nie ronghua was appointed by Zhongtian Guofu securities. 1. Change of sponsor representative and its reasons. The representative song Xun took over the sponsor work during the continuous supervision period from Nie ronghua, The current sponsor representatives of the issuer are song Xun and Ding Tianyi.
2. Matters and rectification of regulatory measures taken by CSRC and Shenzhen stock exchange against recommendation institutions or companies without their recommendation during the reporting period
3. Other major matters to be reported none
(there is no text on this page, which is the signature page of the tracking report of Zhongtian Guofu Securities Co., Ltd. on the continuous supervision period of Shenzhen Minkave Technology Co.Ltd(300506) 2021) (signature of the sponsor representative:
Song Xun
Signature of sponsor representative:
Ding Tianyi
Zhongtian Guofu Securities Co., Ltd. April 1, 2022
