This system is formulated in accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the stock listing rules of Shanghai Stock Exchange, the Guangxi Guiguan Electric Power Co.Ltd(600236) articles of association, the registration system for insiders of inside information and other relevant provisions in order to strengthen the management of the submission and use of the company’s external information during the preparation, deliberation and disclosure of Guangxi Guiguan Electric Power Co.Ltd(600236) (hereinafter referred to as “the company”) periodic reports and major matters.
Article 1 the scope of application of this system includes the company and its wholly-owned and holding subsidiaries, branches, directors, supervisors, senior managers and other relevant personnel of the company, and the external units or individuals involved in the information submitted by the company.
Article 2 the “information” referred to in this system refers to the unpublished information that may have a significant impact on the trading price of the company’s shares and their derivatives, including but not limited to periodic reports, interim reports, financial data and major events during the period of planning, preparation, approval and disclosure. Unpublished means that the company has not been officially disclosed on the information disclosure publications or websites of listed companies designated by the CSRC.
Article 3 the management of users of external information of the company shall be under the unified leadership and management of the board of directors. The Secretary of the board of directors shall be responsible for the daily management of information submitted to the outside world. All departments or relevant personnel of the company shall perform the review and management procedures of information submitted to the outside world in accordance with the provisions of this system.
Article 4 the directors, supervisors, senior managers and other relevant secret related personnel of the company shall have the obligation of confidentiality during the preparation of regular reports and the planning of major events of the company. Before the publication of the regular report and interim report, the contents of the regular report and interim report shall not be disclosed to the outside world or specific personnel in any form or by any means, including but not limited to performance symposium, analyst meeting, investor investigation symposium, etc.
Article 5 where the company submits information related to the annual report to specific external information users in accordance with laws and regulations, the provision time shall not be earlier than the disclosure time of the company’s performance express, and the disclosure content of the performance express shall not be less than the information provided to external information users.
Article 6 the company shall refuse to submit the annual statistical statements and other submission requirements of external units without laws and regulations.
Article 7 where the company should submit in accordance with the requirements of laws and regulations, it is necessary to register the relevant personnel of the external unit as insider for future reference. The specific registration system shall be implemented in accordance with the provisions of the company’s registration system for insiders.
Article 8 the company shall take the relevant information submitted as inside information and remind the relevant personnel of the external unit to perform the obligation of confidentiality in writing.
Article 9 external units or individuals shall not disclose the unpublished material information of the company submitted in accordance with laws and regulations, nor use the obtained unpublished material information to buy and sell the securities of the company or suggest others to buy and sell the securities of the company.
Article 10 if the above-mentioned major information is leaked due to improper confidentiality of external units or individuals and their staff, the company shall be notified immediately, and the company shall report to the Shanghai Stock Exchange and make an announcement at the first time.
Article 11 external units or individuals shall not use the unpublished material information submitted by the company in relevant documents, and shall not disclose the information at the same time as the company.
Article 12 external units or individuals shall strictly abide by the above terms. If they use the information submitted by the company in violation of this system and relevant regulations, resulting in economic losses to the company, the company will require them to bear compensation liability according to law; If the company buys and sells the company’s securities or suggests others to buy and sell the company’s securities by using the obtained unpublished material information, the company will recover its income according to law; If a crime is suspected, the case shall be transferred to the judicial organ for handling.
Article 13 matters not covered in this system shall be handled in accordance with relevant rules and regulations or other supplementary documents.
Article 14 the right to interpret this system belongs to the board of directors of the company.
Article 15 the system shall come into force from the date of deliberation and adoption by the board of directors.
