Stock Code: Espressif Systems (Shanghai) Co.Ltd(688018) stock abbreviation: Espressif Systems (Shanghai) Co.Ltd(688018) Announcement No.: 2022016 Lexin information technology (Shanghai) Co., Ltd
Self inspection report on the trading of the company's shares by insiders of the company's restricted stock incentive plan in 2022
The company and all members of the board of directors guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal liabilities for the authenticity, accuracy and integrity of its contents according to law.
On March 10, 2022, Lexin information technology (Shanghai) Co., Ltd. (hereinafter referred to as "the company") held the second meeting of the second board of directors and the second meeting of the second board of supervisors, deliberated and adopted the proposal on the company's restricted stock incentive plan in 2022 (Draft) and its summary, and posted it on the website of Shanghai Stock Exchange (www.sse. Com. CN.) on March 10, 2022 Relevant announcements were disclosed.
In accordance with the provisions of the measures for the administration of information disclosure of listed companies, the information disclosure management system of the company and relevant internal confidentiality systems, the company has taken sufficient and necessary confidentiality measures for the 2022 restricted stock incentive plan (hereinafter referred to as the "incentive plan") and registered the insiders of the incentive plan. In accordance with the requirements of normative documents such as the measures for the administration of equity incentive of listed companies, the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange, and the self regulatory guide for companies listed on the science and Innovation Board No. 4 - disclosure of equity incentive information of Shanghai Stock Exchange, the company conducted a self-examination on the trading of shares of the company by insiders of the incentive plan. The details are as follows:
1、 Scope and procedure of verification
1. The verification object is the insider of the incentive plan.
2. The insiders of the incentive plan filled in the registration form of insiders.
3. The company inquired and confirmed the purchase and sale of the company's shares of the verified object six months before the initial public disclosure of the incentive plan (September 10, 2021 to March 10, 2022) to China Securities Depository and Clearing Co., Ltd. Shanghai Branch, and the inquiry certificate was issued by China Securities Depository and clearing Co., Ltd. Shanghai Branch.
2、 Description of the purchase and sale of the company's shares by the verification object
According to the inquiry certificate on Shareholding and share change of information disclosure obligors issued by China Securities Depository and Clearing Co., Ltd. Shanghai Branch, six months before the announcement date of the company's restricted stock incentive plan (Draft) in 2022 (September 10, 2021 to March 10, 2022), all verification objects did not buy or sell the company's shares.
3、 Conclusion
In the process of planning this incentive plan, the company limited the scope of personnel involved in the planning and discussion in strict accordance with the measures for the administration of information disclosure of listed companies, the company's information disclosure management system, the company's insider information registration management system and relevant internal confidentiality systems of the company, timely registered the relevant company personnel and intermediaries exposed to insider information, and took corresponding confidentiality measures. Before the company publicly disclosed the announcement related to the incentive plan for the first time, no information disclosure was found.
After verification, within 6 months before the public disclosure of the draft incentive plan, no insider was found to use the insider information related to the company's 2022 restricted stock incentive plan for stock trading or disclose the insider information related to the incentive plan.
Board of directors of Lexin information technology (Shanghai) Co., Ltd. April 1, 2022
