About Huatai United Securities Co., Ltd
Sinotruk Jinan Truck Co.Ltd(000951) continuous supervision period
2021 training report
Shenzhen Stock Exchange:
Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities” and “sponsor”) as the sponsor of Sinotruk Jinan Truck Co.Ltd(000951) (hereinafter referred to as ” Sinotruk Jinan Truck Co.Ltd(000951) ” and “company”) for non-public offering of shares in 2020, In accordance with the relevant provisions of regulations and rules such as self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 13 – recommendation business, stock listing rules of Shenzhen Stock Exchange and self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board, as well as the actual situation of Sinotruk Jinan Truck Co.Ltd(000951) and conscientiously perform the responsibilities of the recommendation institution, to the directors and supervisors of Sinotruk Jinan Truck Co.Ltd(000951) Senior managers, middle-level and above managers, controlling shareholders and actual controllers of listed companies and other relevant personnel have conducted planned and multi-level follow-up training, and the training contents are carried out in strict accordance with the latest requirements of China Securities Regulatory Commission and Shenzhen Stock Exchange on continuous supervision.
On March 25, 2022, relevant personnel of Huatai United Securities completed the continuous training of Sinotruk Jinan Truck Co.Ltd(000951) directors, supervisors, senior managers, middle-level and above managers, controlling shareholders and actual controllers of listed companies and other relevant personnel in accordance with the requirements of self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 13 – recommendation business, and hereby submitted the training report to your exchange.
1、 Main contents of training
On March 25, 2022, the training team trained the company’s directors, supervisors, senior managers, some middle-level and above managers, the company’s controlling shareholders and actual controllers by giving lectures and distributing materials. The training focused on the standardized operation of listed companies, the code of conduct of directors, supervisors, senior managers, controlling shareholders and actual controllers, information disclosure, related party transactions, raised funds management and other relevant contents, and explained them in combination with relevant cases. This training urges the above-mentioned objects to enhance their legal concept and integrity awareness, and strengthen their understanding of the responsibilities and obligations of managers of Listed Companies in the standardized operation of listed companies and information disclosure of listed companies.
2、 Training personnel
Huatai United Securities Sinotruk Jinan Truck Co.Ltd(000951) continuous steering group selected business backbones with professional knowledge and working experience in securities, law and finance and strong sense of responsibility to carry out systematic and detailed training for the training objects of the company. Trainees include Yu Shouxiang and fan Canyu (sponsor representative).
According to the requirements of Shenzhen Stock Exchange self regulatory guidelines for listed companies No. 13 – recommendation business, the participants in this training are Sinotruk Jinan Truck Co.Ltd(000951) directors, supervisors, senior managers, middle-level managers and above, as well as the controlling shareholders and actual controllers of listed companies.
3、 Training results
Through this training course, Sinotruk Jinan Truck Co.Ltd(000951) directors, supervisors, senior managers, managers above the middle level, controlling shareholders and actual controllers of listed companies and other relevant personnel have deepened their understanding and understanding of relevant laws, regulations and business rules of China Securities Regulatory Commission and Shenzhen Stock Exchange, and promoted the above objects to enhance their legal concept and integrity awareness, Strengthen the understanding of the responsibilities and obligations of managers of Listed Companies in corporate governance and standardized operation. This training will help to further improve the standard operation level of Sinotruk Jinan Truck Co.Ltd(000951) .
(no text below)
(there is no text on this page, which is the signature page of Huatai United Securities Co., Ltd. on the 2021 training report of Sinotruk Jinan Truck Co.Ltd(000951) continuous supervision period)
Sponsor representative:
Yu Shouxiang, fan Canyu
Huatai United Securities Co., Ltd. March 30, 2022
