Securities code: Beiqi Foton Motor Co.Ltd(600166) securities abbreviation: Beiqi Foton Motor Co.Ltd(600166) No.: pro 2022036 Beiqi Foton Motor Co.Ltd(600166)
About being punished by securities regulatory authorities and exchanges in the past five years
Or announcement of regulatory measures and rectification
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or material omissions in the contents of this announcement
And bear individual and joint liabilities for the authenticity, accuracy and integrity of its contents.
Beiqi Foton Motor Co.Ltd(600166) (hereinafter referred to as "the company") has been operating in strict accordance with the relevant requirements of the company law of the people's Republic of China, the securities law of the people's Republic of China, the Listing Rules of Shanghai Stock Exchange and other laws, regulations and normative documents since its listing, and has continuously improved the corporate governance structure and established and improved the internal control system under the supervision and guidance of the securities regulatory authorities and Shanghai Stock Exchange, Improve the level of corporate governance and promote the sustainable, stable and healthy development of the company.
In view of the company's non-public offering of A-Shares this time, in accordance with the requirements of relevant laws and regulations, the company has conducted a self-examination on the punishment or regulatory measures taken and rectification by the securities regulatory authorities and the exchange in the past five years. The relevant information is as follows: I. The Punishment of the company by the securities regulatory authorities and the exchange in the past five years
The company has not been punished by the securities regulatory authority and the exchange in the past five years.
2、 The company's regulatory measures and rectification taken by the securities regulatory department and the exchange in the past five years
(I) regulatory concerns
1. On February 9, 2018, Shanghai Stock Exchange issued the decision on paying attention to the supervision of Beiqi Foton Motor Co.Ltd(600166) and relevant responsible persons (szgjh [2018] No. 0003), which dealt with the matters of imprudence and inaccuracy in the company's disclosure of performance forecast, Xu Heyi, chairman of Beiqi Foton Motor Co.Ltd(600166) in time, Wang Jinyu, general manager, Xie Wei, independent director and convener of the audit committee of the board of directors Gong yueqiong, the person in charge of finance, and Gong Minyu, the Secretary of the board of directors, paid attention to supervision.
Rectification: the company attaches great importance to the issues concerned by supervision, will take warning, strictly abide by the provisions of laws, regulations and listing rules, standardize operation and earnestly fulfill the obligation of information disclosure; Directors, supervisors and senior managers will strengthen in-depth study of information disclosure related businesses, ensure the effective implementation of information disclosure system, strengthen financial management, and strengthen the accuracy and timeliness of accounting work at all levels.
2. On April 27, 2021, Shanghai Stock Exchange issued the decision on supervising and paying attention to Beiqi Foton Motor Co.Ltd(600166) timely serving as the Secretary of the board of directors Gong min (szgjh [2021] No. 0045), which paid attention to the matters that the company disclosed the significant progress of equity transfer in a timely manner and to Beiqi Foton Motor Co.Ltd(600166) timely serving as the Secretary of the board of directors Gong min.
Rectification: the company attaches great importance to the issues concerned by supervision, will take warning, strictly abide by the provisions of laws, regulations and listing rules, standardize operation and earnestly fulfill the obligation of information disclosure; Directors, supervisors and senior managers will strengthen the in-depth study of information disclosure related businesses, promote the standardized operation of the company, and ensure that the company discloses all major information in a timely, fair, true, accurate and complete manner.
(II) supervision letter
On January 16, 2020, Shanghai Stock Exchange issued the supervision letter on matters related to Beiqi Foton Motor Co.Ltd(600166) equity transfer. On January 28, 2022, Shanghai Stock Exchange issued the supervision letter on matters related to Beiqi Foton Motor Co.Ltd(600166) performance forecast. The company and all directors, supervisors, supervisors and senior managers earnestly implement the requirements of the working letter, perform the obligation of information disclosure according to law and regulations, and protect the interests of investors. In addition to the above, the company has not been subject to other regulatory measures taken by the securities regulatory authorities and exchanges in the past five years.
It is hereby announced.
Beiqi Foton Motor Co.Ltd(600166)
Board of directors
March 31, 2002
