Securities code: Shenzhen Jpt Opto-Electronics Co.Ltd(688025) securities abbreviation: Shenzhen Jpt Opto-Electronics Co.Ltd(688025) Announcement No.: 2022022 Shenzhen Shenzhen Jpt Opto-Electronics Co.Ltd(688025) North Electro-Optic Co.Ltd(600184) Co., Ltd
Announcement on reappointment of audit institutions in 2022
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal responsibility for the authenticity, accuracy and integrity of its contents according to law.
Important content tips:
Name of accounting firm to be employed: Zhitong accounting firm (special general partnership) (hereinafter referred to as "Zhitong accounting firm" and "Zhitong")
1、 Basic information of the accounting firm to be employed
(I) institutional information
1. Basic information
(1) Basic information of the firm
The predecessor of Grant Thornton was Beijing accounting firm established in 1981. It was transformed into a special general partnership with the approval of Beijing Municipal Bureau of Finance in 2011 and renamed Grant Thornton accounting firm (special general partnership) in 2012. The chief partner of Zhitong is Li Huiqi, and its registered address is 5 / F, set square, No. 22, Jianguomenwai street, Chaoyang District, Beijing.
Grant Thornton has obtained the practice certificate (Certificate No.: 0014469) issued by the Beijing Municipal Bureau of finance. It is one of the first batch of accounting firms in China to obtain the qualification of securities and futures related business, the qualification of engaging in the audit business of super large state-owned enterprises, and the qualification of financial audit. It is one of the first batch of mainland firms to engage in the audit business of H-share enterprises issued by the Ministry of Finance and the Securities Regulatory Commission, and is registered with PCAOB in the United States. Grant Thornton has been engaged in securities service business for more than 20 years.
Grant Thornton is a Chinese member of Grant Thornton.
(2) Personnel information
By the end of 2021, Zhitong has more than 5000 employees, including 204 partners, 1153 certified public accountants, and more than 400 certified public accountants who have signed the audit report of securities service business.
(3) Business scale
The total audited revenue of Zhitong in 2020 was 2.196 billion yuan, including 1.679 billion yuan from audit business and 349 million yuan from securities business. 210 listed companies were audited in the 2020 annual report. The main industries include manufacturing, information transmission, software and information technology services, wholesale and retail, transportation, warehousing and postal services and real estate, with a total charge of 279 million yuan. The company has 26 audit customers of Listed Companies in the same industry.
2. Investor protection ability
Grant Thornton has purchased occupational insurance with a cumulative compensation limit of 600 million yuan, and the purchase of occupational insurance complies with relevant regulations. By the end of 2020, the occupational risk fund was 104351 million yuan.
Zhitong shall not bear civil liability for any civil litigation related to its practice that has been concluded in recent three years.
3. Integrity record
In recent three years, Grant Thornton has been subject to criminal punishment 0 times, administrative punishment 1 time, supervision and management measures 8 times, self-discipline and supervision measures 0 times and disciplinary punishment 1 time.
In recent three years, 20 employees have been subject to criminal punishment 0 times, administrative punishment 1 time, supervision and management measures 9 times, self-discipline and supervision measures 0 times and disciplinary punishment 1 time for their practice behavior.
(II) project information
1. Basic information
The basic information of the project partner, signature certified public accountant and project quality control reviewer is as follows:
Signed project partner: Cai Fanrong, who became a certified public accountant in 2004, began to audit listed companies in 2005, and began to practice in Zhitong in 2019. Since 2020, he has provided audit services for Shenzhen Shenzhen Jpt Opto-Electronics Co.Ltd(688025) North Electro-Optic Co.Ltd(600184) Co., Ltd. (hereinafter referred to as " Shenzhen Jpt Opto-Electronics Co.Ltd(688025) " or "the company"); Three audit reports of listed companies have been signed in the past three years.
Signature certified public accountant: Liu Ruilin, who became a certified public accountant in 2017, began to audit listed companies in 2017, began to practice in Zhitong in 2019, and began to provide audit services for Shenzhen Jpt Opto-Electronics Co.Ltd(688025) since 2020; One audit report of listed companies has been signed in recent three years.
Reviewer of project quality control: Li Shilong, who became a certified public accountant in 2009, began to audit listed companies in 2007 and began to practice in the firm in 2015; In the past three years, 1 audit report of listed companies and 11 audit reports of companies listed on the new third board have been signed.
2. Integrity record
In the past three years, the above-mentioned personnel have not been subject to criminal punishment due to their professional behavior, administrative punishment, supervision and management measures of the CSRC and its dispatched offices and industry competent departments, and self-discipline supervision measures and disciplinary sanctions of self-discipline organizations such as stock exchanges and industry associations.
3. Independence
The above-mentioned personnel do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants. 4. Audit fees
The audit fee for 2021 is proposed to be 1 million yuan (including 850000 yuan for annual report audit and 150000 yuan for internal control audit). The cost is determined by consulting with the company based on the business scale, industry and complexity of accounting treatment, as well as the auditor and workload required for annual report audit.
The audit fee in 2022 is mainly based on the responsibility of professional services and the degree of professional technology investment, taking into account the experience and level of employees involved in the work, the corresponding charge rate and the working hours invested.
2、 Procedures to be performed by the accounting firm to be reappointed
(I) performance of the audit committee
The 11th meeting of the audit committee of the second board of directors of the company was held on March 30, 2022 by means of on-site combined with communication voting. It considered and adopted the proposal on the renewal of the appointment of the audit institution in 2022, and held that Zhitong was able to fulfill its duties, follow the professional standards of independence, objectivity and impartiality, and better complete the audit work entrusted by the company, The reports issued can objectively and truly reflect the financial situation and operating results of the company. We agree with the company to determine its audit fee of 1 million yuan (including tax) in 2021, agree to renew the appointment of Zhitong as the company's audit institution in 2022, and agree to submit this proposal to the board of directors for deliberation.
(II) the independent directors of the company give their prior approval opinions and independent opinions
The independent directors of the company gave their prior approval opinion that the company hired Grant Thornton as the company's audit institution in 2021. In the process of auditing various audits and financial statements of the company, the Institute can carry out audit work in accordance with relevant national regulations and the requirements of Certified Public Accountants' practice norms and express audit opinions independently and objectively. Therefore, it is recommended that the company continue to hire Grant Thornton as the company's audit institution in 2022, And pay the audit fee of 1 million yuan (including tax) in 2021.
It is agreed to submit the proposal to the 42nd meeting of the second board of directors for deliberation.
The independent directors of the company expressed relevant independent opinions and believed that the audit fees of the company are mainly based on the responsibility of professional services and the degree of professional technology investment, comprehensively considering the experience and level of employees involved in the work, the corresponding charge rate and the working hours invested, and pricing according to the business scale, industry and accounting complexity of the company, According to the audit personnel required for the audit of the company's annual report, the workload invested and the fee standard of Grant Thornton, we agree to determine the final audit fee of 1 million yuan (including tax) in 2021.
During his tenure as the company's audit institution in 2021, Zhitong adhered to the independent audit standards, provided the company with various special audit and financial statement audit services, ensured the smooth development of the company's work, and better fulfilled the responsibilities and obligations specified in the employment contract. Grant Thornton has corresponding professional qualification and competence. Therefore, we agree to continue to appoint Zhitong as the company's audit institution in 2022, and agree to submit the proposal to the company's general meeting of shareholders for deliberation.
(III) deliberation and voting of the board of directors
The 42nd meeting of the second board of directors of the company was held on March 30, 2022 by means of on-site combined with communication voting. The proposal on renewing the appointment of audit institution in 2022 was deliberated and approved, and it was agreed to determine that the audit fee of the company's audit institution in 2021 was 1 million yuan (including tax), and it was agreed that the company would renew the appointment of Zhitong as the audit institution in 2022 for one year.
(IV) effective date
The matter of renewing the appointment of the audit institution in 2022 needs to be submitted to the general meeting of shareholders of the company for deliberation and effective from the date of deliberation and approval by the general meeting of shareholders of the company.
It is hereby announced.
Board of directors of Shenzhen Shenzhen Jpt Opto-Electronics Co.Ltd(688025) North Electro-Optic Co.Ltd(600184) Co., Ltd
March 31, 2022
