Securities code: Kaili Catalyst & New Materials Co.Ltd(688269) securities abbreviation: Kaili Catalyst & New Materials Co.Ltd(688269) Announcement No.: 2022008
Kaili Catalyst & New Materials Co.Ltd(688269)
Special report on the deposit and use of raised funds in 2021
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal responsibility for the authenticity, accuracy and integrity of its contents according to law.
Kaili Catalyst & New Materials Co.Ltd(688269) (hereinafter referred to as " Kaili Catalyst & New Materials Co.Ltd(688269) " the company "or" the company ") the board of directors in accordance with the relevant provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies, the Listing Rules of Science and Innovation Board of Shanghai Stock Exchange, and the self regulatory guidelines for science and innovation board listed companies of Shanghai Stock Exchange No. 1 - standardized operation, The special report on the deposit and use of raised funds in 2021 was prepared. The contents are as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
According to the reply on Approving the registration of Kaili Catalyst & New Materials Co.Ltd(688269) initial public offering issued by China Securities Regulatory Commission (zjxk [2021] No. 1396), the company issued 23360000 ordinary shares (A shares) in the initial public offering of RMB, the total amount of funds raised was 44243840000 yuan, after deducting 4185681951 yuan of Issuance related expenses (excluding tax), and the net amount of funds raised was 40058158049 yuan. All the above funds have been in place on June 3, 2021 and deposited in the special account for raised funds opened by the company. ShineWing Certified Public Accountants (special general partnership) verified the availability of funds raised by the company and issued the capital verification report on the paid in capital of Xi'an Kaili Catalyst & New Materials Co.Ltd(688269) Materials Co., Ltd. for initial public offering of shares (xyzh / 2021bjaa110804).
(II) use and balance of raised funds in 2021
As of December 31, 2021, the use and balance of the raised funds of the company are as follows:
Unit: Yuan
Project amount
Total raised funds 44243840000
Less: recommendation and underwriting fee 2921763019
Received amount of raised funds: 41322076981
Less: other issuance expenses paid by raised funds 1263918932
Actual net amount of raised funds 158.49
Less: accumulated investment of raised funds project 8883590335
Less: service charge 310878
Plus: deposit interest income 79171655
Less: the amount of cash management with raised funds in this period is 15000000000
Plus: cash management amount of raised funds recovered in the current period: 5000000000
Plus: income from cash management with raised funds in this period: 25424658
Plus: issuance expenses (pre invested with self raised funds) 414279245
The balance of funds raised is 21693132394
2、 Management of raised funds
(I) management system of raised funds
In order to regulate the management and use of raised funds and protect the rights and interests of investors, in accordance with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) (CSRC announcement [2022] No. 15), the listing rules of shares on the science and Innovation Board of Shanghai Stock Exchange The company has formulated the Kaili Catalyst & New Materials Co.Ltd(688269) raised funds management system (hereinafter referred to as the "raised funds management system") in accordance with the provisions of relevant laws and regulations such as the guidelines for the application of the self regulatory rules of listed companies on the science and Innovation Board of Shanghai Stock Exchange No. 1 - standardized operation, and in combination with the actual situation of the company.
(II) supervision agreement of raised funds
The company and the sponsor China Securities Co.Ltd(601066) (hereinafter referred to as " China Securities Co.Ltd(601066) ") signed the tripartite supervision agreement on the storage of special account for raised funds (hereinafter referred to as "tripartite supervision agreement") with China China Construction Bank Corporation(601939) Xi'an Economic and Technological Development Zone sub branch, China Industrial And Commercial Bank Of China Limited(601398) Xi'an Weiyang sub branch, Bank Of China Limited(601988) Xi'an Economic and Technological Development Zone sub branch and Xi'an Weiyang road sub branch of Shanghai Pudong Development Bank. Tripartite supervision agreement
There is no significant difference with the tripartite supervision agreement (model) on the storage of special account for raised funds formulated by the stock exchange
However, there is no problem in the performance of the tripartite supervision agreement.
(III) storage of raised funds in special account
As of December 31, 2021, the special deposit account and balance of the company's raised funds are as follows:
Unit: Yuan
Raised funds
Account opening subject bank account No
Special account balance
China China Construction Bank Corporation(601939) Xi'an Economic and technological
Company 6105019 Guangdong Zhengye Technology Co.Ltd(300410) Zhejiang Hisoar Pharmaceutical Co.Ltd(002099) 7404598203 Development Zone sub branch
Company China Industrial And Commercial Bank Of China Limited(601398) Xi'an Weiyang sub branch 370 Hanwang Technology Co.Ltd(002362) 92 Xiamen Comfort Science & Technology Group Co.Ltd(002614) 9012362290899
Shanghai Pudong development bank Xi'an Weiyang
Company 720500788017 Shenzhen Zhongheng Huafa Co.Ltd(000020) 10491352520 road sub branch
Bank Of China Limited(601988) Xi'an Economic and Technological Development
Company 102094317540572227272 District sub branch
Tongchuan Kaili China Industrial And Commercial Bank Of China Limited(601398) Xi'an Weiyang sub branch 370 Hanwang Technology Co.Ltd(002362) 92 Zhejiang Haers Vacuum Containers Co.Ltd(002615) 17862663500
Total 21693132394
(IV) cash management of raised funds
On August 12, 2021, the company held the 16th meeting of the second board of directors and the second supervisor
At the seventh meeting of the board of directors, the proposal on using some idle raised funds for cash management was deliberated and adopted
The company is approved to use idle raised funds of no more than 150 million yuan (including 150 million yuan) in
To ensure that it will not affect the construction of raised investment projects and the use of raised funds, and on the premise of effectively controlling risks, it can be used for purchase
Buy financial products with high security, good liquidity, low risk and principal guaranteed agreement for a period of time from the directors of the company
The date of approval by the board of directors and the board of supervisors shall not exceed 12 months (including 12 months).
As of December 31, 2021
As of, the balance of structured deposits purchased by the company with raised funds is as follows:
Unit: Yuan
Trustee product type income type amount purchase date end date period
Shanghai Pudong Development Bank structural deposit and guaranteed principal floating 20212022-bank Xi'an Weiyang road payment income type 10000000000 10-29 1-28 bank
Total -- 10000000000 --
3、 Actual use of raised funds this year
(I) use of funds for projects invested with raised funds (hereinafter referred to as "projects invested with raised funds")
As of December 31, 2021, the company has actually used the raised funds of 8883590335 yuan. For the specific use of the raised funds, see the attached table comparison table of the use of raised funds (attached table I) of this report.
(II) early investment and replacement of raised investment projects
On August 12, 2021, the company held the 16th meeting of the second board of directors and the 7th Meeting of the second board of supervisors, deliberated and approved the proposal on using raised funds to replace self raised funds for pre invested projects and pre paid issuance expenses, and agreed to use raised funds to replace self raised funds for pre invested projects and issuance expenses of RMB 6.884 million.
(1) Advance investment of raised investment projects with self raised funds and replacement scheme
As of July 31, 2021, the company has invested a total of 286417 million yuan in raised investment projects and land involved, of which 259005 million yuan of land and other related expenses are paid by the company's own funds, and the self raised amount invested in advance in the proposed replacement raised investment projects is 2.7412 million yuan. The details are as follows:
Unit: 10000 yuan
Projects proposed to be invested and invested in raising and related projects
Project name, capital amount and proposed replacement amount of land and other related expenses are self raised
Advanced catalytic materials and technologies
1. Innovation center and industrialization construction 1967908113180 37.25 project
2 rare and precious metal catalytic material production 1531673173237 236.87 production and reuse industrialization project
Total 3499581286417 274.12
(2) Pre investment of issuance fee and replacement scheme with self raised funds
The total issuance cost of the company is 418568 million yuan (excluding value-added tax), of which 292176 million yuan (excluding value-added tax) has been deducted from the total amount of raised funds, and the total issuance cost (excluding value-added tax) not transferred from the raised funds account is 126392 million yuan. As of July 31, 2021, the company paid the issuance fee of 4.243 million yuan with self raised funds, and the proposed replacement amount is 4.1428 million yuan.
As of December 31, 2021, the self raised fund of 2.7412 million yuan invested by the company in advance and the self raised fund of 4.1428 million yuan paid in advance have not been transferred out of the special account for raised funds, and this part of the fund will still be used as raised funds and invested in the construction of raised projects.
The independent directors of the company have expressed their independent opinions with explicit consent, and the sponsor China Securities Co.Ltd(601066) has issued clear verification opinions on this matter. ShineWing Certified Public Accountants (special general partnership) verified the replacement and issued the assurance report on the replacement of Kaili Catalyst & New Materials Co.Ltd(688269) raised funds (xyzh / 2021bjaa110931). The specific content of the company was disclosed on the website of Shanghai Stock Exchange (W) on August 16, 2021
