Huatai United Securities Co., Ltd
Special verification report on the deposit and use of raised funds in Huaan Securities Co.Ltd(600909) 2021
Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities” or “sponsor”) is the sponsor of Huaan Securities Co.Ltd(600909) (hereinafter referred to as ” Huaan Securities Co.Ltd(600909) “, “company” or “issuer”) in the continuous supervision stage of allotment and public offering of securities, The deposit and use of raised funds in Huaan Securities Co.Ltd(600909) 2021 were verified in accordance with the provisions of laws and regulations such as the measures for the administration of securities issuance and listing recommendation business, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the stock listing rules of Shanghai Stock Exchange, the guidelines for the self discipline supervision of listed companies of Shanghai Stock Exchange No. 1 – standardized operation, The verification is as follows: I. Basic information of the raised funds
With the approval of the reply on approving Huaan Securities Co.Ltd(600909) share allotment (zjxk [2021] No. 736) issued by the China Securities Regulatory Commission, the company completed the share allotment on June 10, 2021, the number of shares issued was 1076601364, the issue price was 3.68 yuan / share, and the total amount of funds raised was 396189301952 yuan. After deducting the issuance expenses of 1849342745 yuan (excluding tax), the net amount of funds actually raised is 394339959207 yuan. The availability of the above funds has been verified by Tianzhi International Certified Public Accountants (special general partnership) and a capital verification report (tzyz [2021] No. 32768) has been issued. 2、 Management of raised funds
In order to standardize the management and use of the company’s raised funds and protect the rights and interests of investors, the company has formulated the management system of raised funds in accordance with the company law, the securities law, the measures for the management of raised funds of listed companies of Shanghai Stock Exchange, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds of listed companies, and in combination with the actual situation of the company The approval, use, management and supervision have made clear provisions to ensure the standardized use of raised funds in the system.
According to the regulations of the above regulatory authorities and the requirements of the raised funds management system, the company opened bank accounts for raised funds in Hefei government affairs and culture new area branch of China China Construction Bank Corporation(601939) Co., Ltd., business department of Hefei Branch of Shanghai Pudong Development Bank Co., Ltd., business department of Bank Of Communications Co.Ltd(601328) Anhui Branch, and held bank accounts with Huatai United Securities and China Construction Bank Corporation(601939) Anhui branch in June 2021 Shanghai Pudong Development Bank Co.Ltd(600000) Hefei Branch and Bank Of Communications Co.Ltd(601328) Anhui Branch signed the tripartite supervision agreement on the storage of special account for raised funds respectively.
According to the provisions of the raised funds management system, the company adopts a special account storage system for the raised funds and strictly performs the use approval procedures, so as to supervise the management and use of the raised funds and ensure that the special funds are used for special purposes. At the same time, according to the provisions of the tripartite supervision agreement on the special account for the storage of raised funds, if the company withdraws more than 50 million yuan from the special account for the storage of raised funds at one time or within 12 months and reaches 20% of the net amount of the total amount of the issued raised funds after deducting the issuance expenses, the special account storage bank shall timely notify the sponsor Huatai United Securities, and the sponsor representative designated by Huatai United Securities shall be authorized by the company Shi Fang can inquire and copy the information of the company’s special account at the special account bank at any time as needed; The special account bank shall timely, accurately and completely provide it with the required information about the special account. As of the date of issuance of this report, the tripartite supervision agreement on raised funds has been well performed.
As of December 31, 2021, the specific deposit of raised funds is as follows:
Unit: RMB
Deposit bank account No. balance remarks on December 31, 2021
China Construction Bank Corporation(601939) he 340501464808 Shenzhen Tellus Holding Co.Ltd(000025) 828106976564 current feizheng culture new area sub branch
Shanghai Pudong Development Bank Co., Ltd. 580100788018 China National Accord Medicines Corporation Ltd(000028) 827992322040 current department Hefei Branch Business Department
Bank Of Communications Co.Ltd(601328) Anhui 341 Shanghai Hajime Advanced Material Technology Co.Ltd(301000) 01 Boai Nky Medical Holdings Ltd(300109) 28587012471317 current branch business department
Total 23111769921
3、 Utilization and balance of raised funds in 2021
In 2021, the company actually used the raised funds of 372046680399 yuan. As of December 31, 2021, the company has accumulated 372046680399 yuan of raised funds, and the balance of raised funds (including interest income) is 23111769921 yuan.
Comparison table of use of raised funds
Unit: 10000 yuan
The total amount (net amount) of raised funds is 39433996. The total amount of raised funds invested in this year (excluding issuance expenses) is 37204668
Total amount of raised funds for change of purpose 0
The cumulative total amount of raised funds invested (excluding issuance expenses) is 37204668. The proportion of total raised funds with changed purposes is not applicable
The accumulated items up to the end of the period have been changed, The adjustment of the accumulated investment amount by the end of the period by raising funds is whether it is feasible by the end of the period to the scheduled current year. It is the committed investment (including the investment after the commitment of part funds). The total investment amount and the progress of the committed investment in the current year (%) can be used to realize whether the project change is expected to occur (1) amount (2) Difference of amount (4) = (2) / (1) significant change in benefits on the status day (3) = (1) – periodization (2)
Capital intermediary – not more than – not more than 2 billion yuan 200 China Vanke Co.Ltd(000002) 0000000 – 100 not applicable not applicable not applicable no business 2 billion yuan
Investment and delivery – no more than – no more than 1 billion yuan 100 Ping An Bank Co.Ltd(000001) 0000000 – 100 not applicable not applicable not applicable no easy business 1 billion yuan
Information technology no more than 5
And risk control body – 100 million yuan – no more than 500 million yuan 220466822046682229328 49.72 n / a n / a n / a n / a no construction
Other operations – not more than – not more than 500 million yuan 50 Shenzhen Fountain Corporation(000005) 000000 – 100 not applicable not applicable not applicable no capital arrangement of 500 million yuan
Total – no more than – no more than RMB 4 billion 37204668 – RMB 4 billion
Reasons for not reaching the planned progress (by specific raised investment projects) are not applicable
Description of major changes in project feasibility none
Prior to the arrival of the raised funds, the company invested 16849967226 yuan of self raised funds into the raised projects in advance.
On August 25, 2021, the company held the 28th meeting of the third board of directors and the 17th meeting of the third board of supervisors, deliberated and adopted the proposal on the early investment and replacement of investment projects with raised funds from share allotment, and the replacement of raised funds into self raised funds in advance, It is agreed to use the raised capital of 16849967226 yuan to replace the self raised capital that has been invested in the investment project of the raised capital in advance. The recommendation institution has issued verification opinions; Tianzhi International Certified Public Accountants (special general partnership) issued an assurance report. As of December 31, 2021, all the self raised funds of the above projects invested in raising funds in advance have been replaced.
Temporary replenishment of working capital with idle raised funds none
Cash management was carried out for idle raised funds, and there was no investment in related products
No permanent replenishment of working capital or repayment of bank loans with over raised funds
The amount of the balance of raised funds and the reasons for its formation are none
Other uses of raised funds none
4、 Assurance opinions of Accountants on the special report on the annual storage and use of raised funds
Tianzhi International Certified Public Accountants (special general partnership) conducted a special audit on Huaan Securities Co.Ltd(600909) “special report on the deposit and use of raised funds in 2021”, and issued “Hua’an certificate”
