Securities code: China Securities Co.Ltd(601066) securities abbreviation: China Securities Co.Ltd(601066) Announcement No.: Lin 2022007
China Securities Co.Ltd(601066)
Announcement of resolutions of the 21st Meeting of the second board of supervisors
The board of supervisors and all supervisors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents. 1、 Meetings of the board of supervisors
China Securities Co.Ltd(601066) (hereinafter referred to as “the company”) the 21st Meeting of the second board of supervisors was notified in writing on March 15, 2022 and held in the conference center of the company’s headquarters on March 30, 2022. Five supervisors shall attend the meeting; There were 5 supervisors actually present, including 1 supervisor present on site and 4 supervisors present by telephone (supervisor AI Bo, supervisor Zhao Lijun, supervisor Lin Xuan and supervisor Zhao Ming).
The meeting was presided over by Mr. Zhou Xiaoyu, chairman of the board of supervisors of the company, and relevant senior managers of the company attended the meeting as nonvoting delegates. The convening and voting of the meeting comply with laws and regulations, the Listing Rules of the stock exchange where the shares are listed, the China Securities Co.Ltd(601066) articles of Association (hereinafter referred to as the “articles of association”) and the rules of procedure of China Securities Co.Ltd(601066) board of supervisors.
2、 Deliberation at the meeting of the board of supervisors
(I) proposal on the work report of the board of supervisors in 2021
Voting results: 5 in favor, 0 against and 0 abstention. The proposal was adopted. This proposal still needs to be submitted to the general meeting of shareholders for deliberation.
(II) voting results of the proposal on the work of the company’s internal audit in 2021 and the work plan in 2022: 5 votes in favor, 0 against and 0 abstention. This proposal was adopted.
(III) proposal on the company’s 2021 annual financial settlement plan
Voting results: 5 in favor, 0 against and 0 abstention. The proposal was adopted. This proposal still needs to be submitted to the general meeting of shareholders for deliberation.
(IV) proposal on the company’s profit distribution plan for 2021
Voting results: 5 in favor, 0 against and 0 abstention. The proposal was adopted. This proposal still needs to be submitted to the general meeting of shareholders for deliberation.
The board of supervisors believes that the profit distribution plan complies with relevant laws, regulations, normative documents, articles of association and other internal systems, conforms to the actual situation of the company, conforms to the overall and long-term interests of shareholders, and meets the needs of the sustainable and healthy development of the company.
(V) proposal on the company’s 2021 annual report and performance announcement
Voting results: 5 in favor, 0 against and 0 abstention. The proposal was adopted. Among them, the annual reports of A-Shares and H shares need to be submitted to the general meeting of shareholders for deliberation.
The board of supervisors believes that the preparation and review procedures of the company’s 2021 annual report and performance announcement comply with relevant laws, regulations, normative documents, the articles of association and other internal systems; The content and format meet the requirements of the CSRC, Shanghai Stock Exchange, Hong Kong Stock Exchange and other relevant institutions, and can truly, accurately, completely and objectively reflect the operation, management and financial status of the company in 2021; There is no objection to the report, and it is not found that the personnel involved in the preparation and review of the report have violated the confidentiality provisions of insider information.
(VI) proposal on the company’s 2021 annual risk report
Voting results: 5 in favor, 0 against and 0 abstention. The proposal was adopted.
(VII) proposal on the 2021 annual compliance report of the company
Voting results: 5 in favor, 0 against and 0 abstention. The proposal was adopted.
(VIII) proposal on the company’s 2021 annual internal control evaluation report
Voting results: 5 in favor, 0 against and 0 abstention. The proposal was adopted.
(IX) proposal on the company’s 2021 social responsibility and environmental, social and Governance Report
Voting results: 5 in favor, 0 against and 0 abstention. The proposal was adopted.
(x) proposal on the special report on the deposit and actual use of the company’s raised funds in 2021
Voting results: 5 in favor, 0 against and 0 abstention. The proposal was adopted.
The board of supervisors believes that the deposit and use of the company’s raised funds comply with the relevant provisions of the China Securities Regulatory Commission and Shanghai Stock Exchange on the deposit and use of raised funds of listed companies, there is no change in the purpose of raised funds and damage to the interests of shareholders, and there is no violation in the deposit and use of raised funds. The China Securities Co.Ltd(601066) special report on the deposit and actual use of the company’s raised funds in the first half of 2021 complies with the relevant provisions of laws, regulations, normative documents and the company’s internal system, and truthfully reflects the deposit and actual use of the company’s raised funds as of December 31, 2021. The content is true, accurate and complete, without false records, misleading statements or major omissions.
（11） Proposal on estimating the daily connected / connected transactions of the company in 2022
Voting results: 5 in favor, 0 against and 0 abstention. The proposal was adopted. This proposal still needs to be submitted to the general meeting of shareholders for deliberation.
The board of supervisors believes that the deliberation, voting, disclosure and performance of the company’s daily related party / connected transactions comply with the relevant provisions of laws, regulations and the articles of association. The company’s related party / connected transactions are priced with reference to the market price level and industry practices, and the pricing is fair. There is no harm to the interests of the company and shareholders.
It is hereby announced.
China Securities Co.Ltd(601066) board of supervisors March 30, 2022
