Securities code: China Galaxy Securities Co.Ltd(601881) securities abbreviation: China Galaxy Securities Co.Ltd(601881) Announcement No.: 2022029 China Galaxy Securities Co.Ltd(601881)
Announcement of resolutions of the first meeting (regular) of the Fourth Board of supervisors in 2022
The board of supervisors and all supervisors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
China Galaxy Securities Co.Ltd(601881) (hereinafter referred to as "the company") the first meeting (regular meeting) of the Fourth Board of supervisors in 2022 was held on March 30, 2022 in conference room m1902, Qinghai finance building, No. 8, Xiying street, Fengtai District, Beijing. The notice of this meeting was sent to all supervisors and compliance director by email on March 16, 2022. This meeting was convened and presided over by Chairman Qu Yanping of the board of supervisors. There were 4 supervisors who should participate in the voting and 4 supervisors who actually participated in the voting. Compliance director Liang Shipeng attended the meeting as a nonvoting delegate. The convening, convening and voting procedures of this meeting comply with the provisions of the company law of the people's Republic of China and the articles of association, and the resolutions made are legal and effective.
The meeting formed the following resolutions:
1、 The proposal on submitting to review the 2021 annual work report of China Galaxy Securities Co.Ltd(601881) board of supervisors was reviewed and approved, and it was agreed to submit the proposal to the 2021 annual general meeting of shareholders of the company for deliberation.
Voting status of the proposal: 4 in favor, 0 against and 0 abstention.
2、 Deliberated and passed the proposal of China Galaxy Securities Co.Ltd(601881) board of supervisors' key points for 2022. Voting: 4 in favor, 0 against and 0 abstention.
3、 The proposal on recommending candidates for equity supervisors of China Galaxy Securities Co.Ltd(601881) the Fourth Board of supervisors was reviewed and approved, and it was agreed to submit the proposal to the 2021 annual general meeting of shareholders of the company for deliberation.
Agree to nominate Mr. Wei Guoqiang as the candidate for equity supervisor of the Fourth Board of supervisors of the company, and submit it to the general meeting of shareholders for election.
See the attachment for the resume of Mr. Wei Guoqiang.
Voting status of the proposal: 4 in favor, 0 against and 0 abstention.
4、 Deliberated and adopted the proposal on submitting for deliberation China Galaxy Securities Co.Ltd(601881) 2021 annual report
The board of supervisors issued the following written review opinions on the company's 2021 annual report:
1. The content and format of the company's 2021 annual report comply with the regulations of the regulatory authority and can truly, accurately and completely reflect the actual situation of the company's operation, management and financial situation in 2021;
2. The preparation and review procedures of the company's 2021 annual report comply with relevant laws and regulations, the articles of association and the company's internal management system;
3. It is not found that the personnel involved in the preparation and review of the company's 2021 annual report have violated the confidentiality provisions.
Voting status of the proposal: 3 in favor, 0 against and 0 abstention (out of careful consideration of the potential conflict of interest in his post responsibilities, fan minfei, supervisor, avoided voting).
5、 Deliberated and passed the proposal on submitting for deliberation China Galaxy Securities Co.Ltd(601881) 2021 financial settlement plan
Voting status of the proposal: 3 in favor, 0 against and 0 abstention (out of careful consideration of the potential conflict of interest in his post responsibilities, fan minfei, supervisor, avoided voting).
6、 The proposal on submitting for deliberation the profit distribution plan for China Galaxy Securities Co.Ltd(601881) 2021 was deliberated and adopted
Voting status of the proposal: 3 in favor, 0 against and 0 abstention (out of careful consideration of the potential conflict of interest in his post responsibilities, fan minfei, supervisor, avoided voting).
7、 The proposal on China Galaxy Securities Co.Ltd(601881) 2022 annual work plan was deliberated and adopted. The voting status of the proposal was: 3 in favor, 0 against and 0 abstention (for careful consideration of the possibility of potential conflict of interest in his post responsibilities, supervisor fan minfei avoided voting).
8、 Deliberated and adopted the compliance report of China Galaxy Securities Co.Ltd(601881) 2021
Voting status of the proposal: 4 in favor, 0 against and 0 abstention.
9、 Reviewed and approved the risk management report of China Galaxy Securities Co.Ltd(601881) 2021
Voting status of the proposal: 4 in favor, 0 against and 0 abstention.
10、 Deliberation and approval of the proposal of China Galaxy Securities Co.Ltd(601881) 2021 annual internal control evaluation report voting: 4 in favor, 0 against and 0 abstention.
11、 Deliberated and adopted the China Galaxy Securities Co.Ltd(601881) 2021 annual report on social responsibility and environmental, social and Governance
Voting status of the proposal: 4 in favor, 0 against and 0 abstention.
In addition, the board of supervisors listened to the report of China Galaxy Securities Co.Ltd(601881) on anti money laundering in 2021 and the report of China Galaxy Securities Co.Ltd(601881) on clean practice management in 2021.
It is hereby announced.
China Galaxy Securities Co.Ltd(601881) board of supervisors March 31, 2022 Annex:
Resume of Mr. Wei Guoqiang
Wei Guoqiang, male, born in August 1976, master of economics. He received a bachelor's degree in economics from Shandong University in July 1999 and a master's degree in economics from the University of foreign economic relations and trade in August 2002.
From August 2002 to January 2010, Mr. Wei Guoqiang successively served as the deputy chief clerk of the policy and regulation department of the former China Insurance Regulatory Commission, the chief clerk and deputy director of the development and reform department; From January to April, 2010, he served as deputy director and Deputy Secretary of the National Bureau of investigation and research, and served as the second and fourth Secretary of the National Bureau of investigation and research from January to April, 2010; Since April 2020, he has served as the deputy director of the comprehensive management department of Central Huijin Investment Co., Ltd. and the director of Central Huijin Asset Management Co., Ltd. since September 2020.
