Citic Securities Company Limited(600030) about
Sichuan Road & Bridge Co.Ltd(600039)
Special verification report on the deposit and use of raised funds in 2021
As the sponsor of Sichuan Road & Bridge Co.Ltd(600039) (hereinafter referred to as " Sichuan Road & Bridge Co.Ltd(600039) " or "the company") in 2012, 2016 and 2020, Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " or "the sponsor") in accordance with the administrative measures for securities issuance and listing recommendation business of China Securities Regulatory Commission The regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of funds raised by listed companies (revised in 2022), the self regulatory guidelines for listed companies of Shanghai Stock Exchange No. 1 - standardized operation of Shanghai Stock Exchange and other laws and regulations The deposit and use of the funds raised from non-public offering of shares in 2016 and 2020 were verified in 2021. The details are as follows:
1、 Amount, arrival time and deposit of raised funds
(I) amount of raised funds and time of receipt
1. Non public offering of shares in 2012
With the approval of zjxk [2013] No. 1120 document of China Securities Regulatory Commission, the company privately issued 463366336 RMB common shares (A shares), with a par value of 1 yuan per share and an issue price of 5.05 yuan per share. The total amount of funds raised was 23399999680 yuan. After deducting the issuance expenses of 3743999995 yuan, the net amount of funds raised was 230255999685 yuan. It has been verified by Ruihua Certified Public Accountants (special general partnership) and issued Ruihua Yan Zi [2013] No. 9108004 capital verification report. 2. Non public offering of shares in 2016
With the approval of zjxk [2017] No. 1373 document of China Securities Regulatory Commission, the company privately issued 590792838 RMB ordinary shares (A shares) on September 13, 2017, with a par value of 1 yuan per share and an issue price of 3.91 yuan per share. The total amount of funds raised was 23099999658 yuan. After deducting the issuance fee of 3499499995 yuan (including tax), the net amount of funds raised was 227500499663 yuan. On August 30, 2017, Citic Securities Company Limited(600030) transferred the net amount of the above raised funds to the special storage account of raised funds opened by Sichuan Road & Bridge Co.Ltd(600039) Sichuan Road & Bridge Co.Ltd(600039) . The availability of the raised funds has been verified by Ruihua Certified Public Accountants (special general partnership) and a capital verification report (rhyz [2017] No. 51050005) has been issued.
3. Non public offering of shares in 2020
With the approval of zjxk [2020] No. 2618 document of China Securities Regulatory Commission, the company privately issued 1064274779 RMB ordinary shares (A shares) on November 25, 2020, with a par value of 1 yuan per share and an issue price of 3.99 yuan per share. The total amount of funds raised was 424645636821 yuan. After deducting the issuance expenses of 2192836197 yuan, the net amount of funds raised was 422452800624 yuan. On October 30, 2020, Citic Securities Company Limited(600030) transferred the net amount of the above raised funds to the special storage account of raised funds opened by Sichuan Road & Bridge Co.Ltd(600039) Sichuan Road & Bridge Co.Ltd(600039) . The availability of the raised funds has been verified by ShineWing Certified Public Accountants (special general partnership) and issued xyzh / 2020cdaa80007 capital verification report.
(II) use and deposit of raised funds
1. Non public offering of shares in 2012
On December 18, 2013, the company and the sponsor signed the tripartite supervision agreement on the storage of special account for raised funds with China Construction Bank Corporation(601939) Chengdu Xinhua sub branch (hereinafter referred to as "Chengdu Xinhua sub branch of China Construction Bank") and China Minsheng Banking Corp.Ltd(600016) Chengdu Branch (hereinafter referred to as " China Minsheng Banking Corp.Ltd(600016) Chengdu Branch"). According to the specific arrangements for the use of the raised funds, the company will increase the capital of the raised funds to Sichuan Road and Bridge Construction Group Co., Ltd. (hereinafter referred to as "road and Bridge Group") as planned. The company, road and bridge group and the sponsor will cooperate with the opening bank of the special account for the raised funds, CCB Chengdu Xinhua sub branch, China Minsheng Banking Corp.Ltd(600016) Chengdu Branch, Bank Of Communications Co.Ltd(601328) Sichuan Branch, Agricultural Bank Of China Limited(601288) Chengdu Guanghua sub branch China Citic Bank Corporation Limited(601998) Chengdu Branch signed the four party supervision agreement on the storage of special account for raised funds on January 20, 2014.
According to the specific arrangements for the use of the raised funds, Luqiao group will increase the capital of the raised funds to Sichuan Zilong Expressway Development Co., Ltd. (hereinafter referred to as "Zilong company") and Sichuan neiweirong Expressway Development Co., Ltd. (hereinafter referred to as "neiweirong company"). Accordingly, the company, Zilong company, neiweirong company and the sponsor signed the four party supervision agreement on the storage of special account for raised funds with the opening banks of special account for raised funds Industrial And Commercial Bank Of China Limited(601398) Chengdu Gaoxin sub branch and Bank Of China Limited(601988) Chengdu Wuhou sub branch on February 27, 2014.
In this year, the company invested 490.00 yuan in the raised capital investment projects (bank service charge), of which 490.00 yuan was invested in the BOT project of Zilong expressway, and the account of Industrial And Commercial Bank Of China Limited(601398) Chengdu high tech Industrial Development Zone sub branch 4402239019 Shenzhen Sdg Information Co.Ltd(000070) 535 was cancelled on April 8, 2021, And transfer the balance of 4140836 yuan in the special account for deposit of raised funds into the general deposit account of Zilong Expressway BOT project Bank Of China Limited(601988) Chengdu Chenghua sub branch 125288711068 account.
As of December 31, 2021, the accumulated interest income of the special account for raised funds was 478357070 yuan, and the accumulated use of raised funds by the company was 23072946195 yuan. The due balance of raised funds was 4140836 yuan, and the actual balance was 4140836 yuan, which had been transferred to the general deposit account Bank Of China Limited(601988) Chengdu Chenghua sub branch 125288711068 account of Zilong Expressway BOT project, After carrying forward, the special deposit account for the raised funds from the BOT project of Longjiang Expressway Industrial And Commercial Bank Of China Limited(601398) Chengdu high tech Industrial Development Zone sub branch 4402239019 Shenzhen Sdg Information Co.Ltd(000070) 535 was cancelled on April 8, 2021.
Account name bank name account number net amount of raised funds as of date balance storage method
Chengdu hongpailou branch of Sichuan neiwei Rongcheng Expressway Bank Of China Limited(601988) Co., Ltd. cancelled Road Development Co., Ltd. 121226936403110297273885 0.00 (Note 1)
Sichuan Zilong Expressway China Industrial And Commercial Bank Of China Limited(601398) Co., Ltd. has been cancelled. Chengdu Gaoxin 4402239019 Shenzhen Sdg Information Co.Ltd(000070) 535120034958507 0.00 (Note 2) sub branch of Development Co., Ltd
Total 230332232392
Note 1: Bank Of China Limited(601988) Chengdu hongpailou sub branch 121226936403 account was cancelled on June 27, 2016, and the balance of 753969 yuan of bank deposit in the special account for the deposit of raised funds was transferred to the 129338142950 general deposit account opened in Bank Of China Limited(601988) Chengdu hongpailou sub branch of neiwei Rong Expressway BOT project.
Note 2: Industrial And Commercial Bank Of China Limited(601398) Chengdu high tech Industrial Development Zone sub branch 4402239019 Shenzhen Sdg Information Co.Ltd(000070) 535 account was cancelled on April 8, 2021, and 4140836 yuan of the balance bank deposit in the special account for the deposit of raised funds was transferred to the 125288711068 general deposit account opened in Bank Of China Limited(601988) Chengdu Chenghua sub branch of Zilong Expressway BOT project.
2. Non public offering of shares in 2016
On September 25, 2017, the company and the sponsor signed the tripartite supervision agreement on the storage of special account for raised funds with China Merchants Bank Co.Ltd(600036) Chengdu Hongzhaobi sub branch and Industrial And Commercial Bank Of China Limited(601398) Chengdu Binjiang sub branch, the opening banks of special account for raised funds; Luqiao group, a subsidiary company of the company that uses the gold raised by the company, and the sponsor signed the four party supervision agreement on the storage of the special account for raised funds with Industrial And Commercial Bank Of China Limited(601398) Chengdu high tech Industrial Development Zone sub branch, China Construction Bank Corporation(601939) Chengdu Xinhua sub branch, Bank Of China Limited(601988) Chengdu Wuhou sub branch, the opening bank of the special account for raised funds; Guizhou jiangxigu Expressway Development Co., Ltd. (hereinafter referred to as "jiangxigu company") and Agricultural Bank Of China Limited(601288) Chengdu Guanghua sub branch, the company's subordinate company using the raised funds, signed the four party supervision agreement on the storage of the raised funds account.
This year, the 22804801040019308 account of the special deposit account for the raised funds of the jiangxigu Expressway BOT project of Chengdu Keyuan sub branch of China Agricultural Bank Of China Limited(601288) Co., Ltd. was cancelled on March 25, 2021, and the balance bank deposit of 55364961 yuan in the special deposit account for the raised funds was transferred to the 2337500104 Nanjing Shenghang Shipping Co.Ltd(001205) 1 account of Xishui County sub branch of jiangxigu Expressway BOT project of China Agricultural Bank Of China Limited(601288) Co., Ltd.
As of December 31, 2021, the accumulated interest income of the special account for raised funds was 55807961 yuan, and the accumulated use of raised funds by the company was 227500942663 yuan. The due balance of raised funds was 55364961 yuan, and the actual balance was 55364961 yuan, which had been transferred to the basic account of Jiang Xi Gu Expressway BOT project, Agricultural Bank of China Limited Xishui County sub branch 2337500104 Nanjing Shenghang Shipping Co.Ltd(001205) 1 account, The account of 22804801040019308 of Chengdu Keyuan sub branch of Agricultural Bank of China Limited was cancelled on March 25, 2021.
Account name bank name account number net amount of raised funds as of date balance storage method
Guizhou jiangxigu Expressway China Agricultural Bank Of China Limited(601288) Co., Ltd. Chengdu Science and Technology Park sub branch of cancelled Road Development Co., Ltd. 22804801040019308162000000000 0.00 (Note 1)
Sichuan Road & Bridge Co.Ltd(600039) construction group China Merchants Bank Co.Ltd(600036) Co., Ltd. has cancelled Chengdu Hongzhaobi sub branch of Co., Ltd. 0289 Yunnan Tin Co.Ltd(000960) 110265500499663 0.00 (Note 2)
Total 227500499663 0.00
Note 1: Agricultural Bank Of China Limited(601288) Chengdu Keyuan sub branch (Account No.: 22804801040019308) was cancelled on March 25, 2021. When closing the account, transfer the balance of 55364961 yuan in the special account for the deposit of raised funds to the 2337500104 Nanjing Shenghang Shipping Co.Ltd(001205) 1 basic account opened by jiangxigu Expressway BOT project in Agricultural Bank Of China Limited(601288) Xishui County sub branch.
Note 2: China Merchants Bank Co.Ltd(600036) Chengdu Hongzhaobi sub branch (Account No.: 0289 Yunnan Tin Co.Ltd(000960) 10102) has closed its account on January 26, 2018. When closing the account, the balance of bank deposit of RMB 34619491 in the special account for deposit of raised funds was transferred to the 5100187083 West Shanghai Automotive Service Co.Ltd(605151) 5579 basic account opened by the company in Xinhua Branch of China Construction Bank.
3. Non public offering of shares in 2020
On November 10, 2020, the company and the sponsor signed the tripartite supervision agreement on the storage of special account for raised funds with industrial and Commercial Bank of China Limited Chengdu high tech Industrial Development Zone sub branch, Agricultural Bank Of China Limited(601288) Chengdu Guanghua sub branch and China Merchants Bank Co.Ltd(600036) Chengdu Jinjiang sub branch.
In this year, the company invested 15 Grandjoy Holdings Group Co.Ltd(000031) 15 yuan in the investment projects with raised funds, including 11.5 yuan of supplementary working capital
