Securities code: Sichuan Road & Bridge Co.Ltd(600039) securities abbreviation: Sichuan Road & Bridge Co.Ltd(600039) Announcement No.: 2022051
Sichuan Road & Bridge Co.Ltd(600039)
Announcement on the renewal of accounting firm
The company and all members of the board of directors guarantee that there are no false records, misleading statements or major omissions in the contents of the announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of the contents.
Important content tips:
● name of the accounting firm to be employed: ShineWing Certified Public Accountants (special general partnership) Sichuan Road & Bridge Co.Ltd(600039) (hereinafter referred to as "the company") held the 56th meeting of the seventh board of directors on March 29, 2022, and deliberated and adopted the proposal on the employment of financial audit institution in 2022 and the proposal on the employment of internal control audit institution in 2022, The company plans to employ ShineWing Certified Public Accountants (special general partnership) (hereinafter referred to as "ShineWing") as the financial and internal control audit institution of the company in 2022. The specific conditions are as follows:
1、 Basic information of the accounting firm to be employed
(I) institutional information
1. Basic information
Name: ShineWing Certified Public Accountants (special general partnership)
Date of establishment: March 2, 2012
Organization form: special general partnership
Registered address: 8 / F, building a, Fuhua building, No. 8, Chaoyangmen North Street, Dongcheng District, Beijing
Chief partner: Mr. Tan Xiaoqing
As of December 31, 2021, ShineWing has 236 partners (shareholders) and 1455 certified public accountants. More than 630 certified public accountants have signed the audit report of securities service business.
ShineWing's business income in 2020 was 3.174 billion yuan, including 2.267 billion yuan from audit business and 724 million yuan from securities business. In 2020, there were 346 annual report audit projects of ShineWing listed companies, with a total charge of 383 million yuan. The main industries involved include manufacturing, information transmission, software and information technology services, power, heat, gas and water production and supply, transportation, warehousing and postal services, wholesale and retail, real estate, finance, mining, etc. The number of audit clients of Listed Companies in the same industry is 6.
2. Investor protection ability
Securities code: Sichuan Road & Bridge Co.Ltd(600039) securities abbreviation: Sichuan Road & Bridge Co.Ltd(600039) Announcement No.: 2022051
ShineWing has purchased professional insurance that complies with relevant regulations and covers the civil liability for providing audit services according to law. The cumulative compensation limit of professional insurance invested in 2021 is 700 million yuan.
In the past three years, there is no relevant civil litigation and civil liability in practice.
3. Integrity record
ShineWing certified public accountants has received 0 criminal punishment and 0 administrative punishment for its practice in recent three years
Times, 12 times of supervision and management measures, 0 times of self-discipline supervision measures and 0 times of disciplinary sanctions. In recent three years, 29 employees have been subject to criminal punishment 0 times, administrative punishment 2 times, supervision and management measures 27 times and self-discipline supervision measures 2 times.
(II) project information
1. Basic information
Partner of the project to be signed: Mr. Wang Qing, who obtained the qualification of Chinese certified public accountant in 2000, began to engage in the audit of Listed Companies in 1999, began to practice in ShineWing in 2020, and began to provide audit services for the company in 2021. More than 6 listed companies have signed and reviewed in recent three years.
Proposed independent review partner: Mr. Wang Gongyong, who obtained the qualification of Chinese certified public accountant in 2001, began to engage in the audit of Listed Companies in 2001, began to practice in ShineWing in 2009, and began to provide audit services for the company in 2019. More than 10 listed companies have signed and reviewed in recent three years.
Certified public accountant to be signed: Mr. she Aimin, who obtained the qualification of Chinese certified public accountant in 2004, began to engage in the audit of Listed Companies in 2004, began to practice in ShineWing in 2008, began to provide audit services for the company in 2020, and signed three listed companies in recent three years.
2. Integrity record
Project partners and project quality control reviewers have not been subject to criminal punishment for their professional behavior in recent three years, administrative punishment and supervision measures by the CSRC and its dispatched offices and industry competent departments, and have not been subject to self-discipline supervision measures and disciplinary sanctions by self-discipline organizations such as securities trading places and industry associations.
In the past three years, the signing certified public accountants have been subject to criminal punishment due to their professional behavior, administrative punishment and supervision measures by the CSRC and its dispatched offices and industry competent departments, and self-discipline supervision measures and disciplinary sanctions by self-discipline organizations such as securities trading places and industry associations, as follows:
Preface name handling division's actual cause of action and punishment
Penalty date penalty type unit
Chongqing Securities Regulatory Commission has taken the administrative supervision measures of supervision talk on the problems existing in the audit project of annual financial statements of she Aimin on November 5, 2021 in Loncin Motor Co.Ltd(603766) 2020 1.
Securities code: Sichuan Road & Bridge Co.Ltd(600039) securities abbreviation: Sichuan Road & Bridge Co.Ltd(600039) Announcement No.: 2022051
3. Independence
ShineWing certified public accountants, project partners, signing certified public accountants, project quality control reviewers and other practitioners do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants. 4. Audit fees
ShineWing provided the company with the annual report audit service in 2022, and the charge is proposed to be 7.7 million yuan (including internal control audit). The final audit fee in this period will increase the audit workload due to the growth of the company's scale or merger and reorganization, and the audit fee will be increased moderately according to the selection and employment documents. The general meeting of shareholders is requested to authorize the management to negotiate and determine the increase amount of financial audit fee and internal control audit fee within 20% of their total amount with ShineWing certified public accountants.
2、 Procedures to be performed by the accounting firm to be renewed
(I) opinions of the risk control and Audit Committee of the board of directors
The risk control and Audit Committee of the board of directors of the company reviewed ShineWing and considered that it met the qualification requirements for continuing to provide audit services for the company, agreed to hire ShineWing as the audit institution of the company in 2022, and agreed to submit the matter to the board of directors of the company for deliberation.
(II) prior approval opinions and independent opinions of independent directors
1. Prior approval opinions of independent directors
After verification, ShineWing has the qualification for securities and Futures and other related businesses, and has many years of experience and ability to provide audit services for listed companies, which can meet the company's audit needs in 2022. The renewal of the accounting firm meets the needs of the company's business development and overall audit, as well as the provisions of relevant laws and regulations, and there is no damage to the interests of the company and shareholders. Therefore, we agree to hire ShineWing as the company's audit institution in 2022 and agree to submit the matter to the board of directors for deliberation.
2. Independent opinions of independent directors
ShineWing is qualified for securities and futures related business and can provide the company with true and fair audit services to meet the company's audit needs in 2022. The review and voting procedures of the company's renewed appointment of the accounting firm comply with the provisions of relevant laws and regulations and the articles of association of the company. There is no situation that damages the interests of the company and all shareholders. Therefore, we agree to employ ShineWing as the company's audit institution in 2022.
(III) deliberation and voting of the board of directors
On March 29, 2022, the company held the 56th meeting of the 7th board of directors. With 11 affirmative votes, 0 negative votes and 0 abstention votes, the proposal on hiring financial audit institutions in 2022 and the proposal on hiring internal control audit institutions in 2022 were reviewed and approved, and ShineWing certified public accountants was reappointed
Securities code: Sichuan Road & Bridge Co.Ltd(600039) securities abbreviation: Sichuan Road & Bridge Co.Ltd(600039) Announcement No.: 2022051
(special general partnership) is the financial and internal control audit institution in 2022. The employment period is one year, and the total cost is proposed to be 7.7 million yuan, of which the financial audit cost is proposed to be 6.3 million yuan. If the audit workload increases due to the growth of the company's scale or merger and reorganization, the audit cost will be appropriately increased according to the selection and employment documents. The general meeting of shareholders is requested to authorize the management to negotiate with ShineWing Certified Public Accountants on the increase within 20% of the total amount. The internal control audit fee is proposed to be 1.4 million yuan. If the audit workload increases due to the growth of the company's scale or M & A, the audit fee will be appropriately increased according to the selection and employment documents. The general meeting of shareholders is requested to authorize the management to negotiate with ShineWing Certified Public Accountants on the increase within 20% of the total amount.
(IV) the appointment of an accounting firm needs to be submitted to the general meeting of shareholders of the company for deliberation, and will take effect from the date of deliberation and approval by the general meeting of shareholders of the company.
It is hereby announced.
Sichuan Road & Bridge Co.Ltd(600039) board of directors March 29, 2022
