Dynagreen Environmental Protection Group Co.Ltd(601330) board of directors audit and risk management committee 2021 performance report
The audit and Risk Management Committee (the former Audit Committee) of the board of directors of Dynagreen Environmental Protection Group Co.Ltd(601330) (hereinafter referred to as the "company") was diligent and responsible in 2021 in accordance with the relevant provisions and requirements of the standards for the governance of listed companies, the guidelines for the operation of the audit Committee of the board of directors of listed companies, the articles of association and the working rules of the audit and Risk Management Committee of the board of directors of Dynagreen Environmental Protection Group Co.Ltd(601330) (hereinafter referred to as the "company"), Earnestly perform the responsibilities of supervising and evaluating the work of external audit institutions, guiding internal audit work, reviewing the company's financial reports, evaluating the effectiveness of internal control, etc. The performance of duties in 2021 is reported as follows: I. Basic information of audit and risk management committee
The audit and Risk Management Committee of the Fourth Board of directors of the company is composed of Ms. Fu Jie, Mr. Xie Lanjun and Mr. Cheng Suning, of which Ms. Fu Jie is the chairman of the audit and risk management committee. 2、 Meetings of audit and risk management committee
In 2021, the audit and Risk Management Committee (the former Audit Committee) of the board of directors of the company held five meetings, as follows:
1. The first meeting of the audit committee of the third board of directors in 2021 was held by means of communication on March 23, 2021, and the proposal on the internal audit work report of the fourth quarter of 2020 was considered and adopted; Proposal on 2020 internal audit work report; Proposal on the provision for impairment of intangible assets; Proposal on Dynagreen Environmental Protection Group Co.Ltd(601330) 2020 annual audit report (first draft); Proposal on 2020 performance announcement (first draft) and 2020 annual report (first draft); Proposal on self-evaluation of internal control and confirmation of the effectiveness of risk management; Proposal on hiring audit institutions in 2021. The meeting also heard the report of KPMG Huazhen Certified Public Accountants (special general partnership) on the audit work in 2020.
2. The second meeting of the audit committee of the third board of directors in 2021 was held by communication on April 23, 2021. The meeting deliberated and adopted the proposal on the internal audit work report for the first quarter of 2021; Proposal on the report of the first quarter of 2021 (first draft).
3. The third meeting of the audit committee of the third board of directors of the company in 2021 was held by means of communication on August 23, 2021. The meeting deliberated and adopted the proposal on the internal audit work report of the second quarter of 2021; Proposal on the interim financial report for the half year of 2021; Proposal on interim performance announcement in 2021 and semi annual report in 2021. The meeting also heard the report of KPMG Huazhen Certified Public Accountants (special general partnership) on the interim review in 2021.
4. The fourth meeting of the audit committee of the third board of directors of the company in 2021 was held by means of communication on October 22, 2021. The meeting deliberated and adopted the proposal on the internal audit work report of the third quarter of 2021; Proposal on the third quarter report of 2021; Proposal on nominating the head of the audit department.
5. The first meeting of the audit committee of the Fourth Board of directors in 2021 was held by means of communication on December 10, 2021. The meeting deliberated and adopted the proposal on the internal audit work plan in 2022; Proposal on internal control evaluation scheme in 2021; Proposal on Amending the working rules of the audit and Risk Management Committee of the board of directors. 3、 Main work of the audit and risk management committee in 2021
(I) performance of annual audit in 2020 and preparation of interim financial report in 2021
After the annual audit accountant issued the preliminary audit opinion and formed the first draft of the financial statements, the audit and Risk Management Committee of the board of directors reviewed the first draft of the financial statements, reviewed the "key audit matters" and other important matters involved in the annual audit report, formed a written opinion, and decided to agree to submit the 2020 annual financial report of the company officially finalized by the annual audit accountant to the board of directors for review. In addition, the audit and risk management committee also carefully reviewed the preparation of the company's interim financial reports for the first quarter, the half year and the third quarter.
(II) supervise and evaluate the work of external audit institutions
KPMG Huazhen Certified Public Accountants (special general partnership) was able to follow the independent, objective and fair practice standards in providing audit and review services for the company in 2021. Its opinions were objective and fair, and better fulfilled the responsibilities and obligations specified in the business agreement signed by both parties.
(III) guide internal audit
The audit and risk management committee carefully reviewed the 2020 internal audit work report and 2022 internal audit work plan prepared by the company's audit department, discussed the company's internal audit work plan and recognized the feasibility of the plan. At the same time, it urged the company's internal audit institutions to implement it in strict accordance with the audit plan, and regularly reviewed quarterly internal audit work reports and special internal audit work reports, Provide professional guidance on the company's internal control.
(IV) evaluate the effectiveness of internal control
The annual internal control evaluation of the company was carried out under the guidance of the audit and risk management committee. The audit and Risk Management Committee approved the internal control evaluation plan and the internal control evaluation report, paid close attention to various matters found in the process of internal control evaluation, and carefully reviewed the internal control evaluation report.
According to the identification of major defects in the company's internal control over financial reporting, the company has no major defects in the internal control over financial reporting on the benchmark date of the internal control evaluation report. The audit and Risk Management Committee believes that the company has maintained effective internal control over financial reporting in all major aspects in accordance with the requirements of the enterprise internal control standard system and relevant regulations. According to the identification of major defects in the company's internal control over non-financial reports, the company found no major defects in the company's internal control over non-financial reports on the benchmark date of the internal control evaluation report. There are no factors affecting the evaluation conclusion of the effectiveness of internal control from the base date of the internal control evaluation report to the date of issuance of the internal control evaluation report. 4、 Overall evaluation
In 2021, we strictly complied with the relevant provisions and requirements of the guidelines for the operation of the audit committee of the board of directors of listed companies, the articles of association and the detailed rules for the work of the audit and Risk Management Committee of the board of directors of Shanghai Stock Exchange, diligently performed the duties of the audit and risk management committee.
In 2022, we will continue to perform our duties in accordance with relevant regulations, further strengthen the supervision and review function of the audit and risk management committee, promote the standardized operation of the company, and actively safeguard the overall interests of the company and the legitimate rights and interests of all shareholders.
It is hereby reported.
Dynagreen Environmental Protection Group Co.Ltd(601330) board of directors audit and risk management committee March 22, 2022
(there is no text on this page, which is the signature page of the 2021 performance report of Dynagreen Environmental Protection Group Co.Ltd(601330) audit and Risk Management Committee)
Fu Jie, Xie Lanjun, Cheng Suning
Mm / DD / 2022
