Securities code: Ningbo Ronbay New Energy Technology Co.Ltd(688005) securities abbreviation: Ningbo Ronbay New Energy Technology Co.Ltd(688005) Announcement No.: 2022019 Ningbo Ronbay New Energy Technology Co.Ltd(688005)
Announcement on regulatory measures or penalties taken by securities regulatory authorities and stock exchanges in the past five years
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal responsibility for the authenticity, accuracy and integrity of its contents according to law.
Ningbo Ronbay New Energy Technology Co.Ltd(688005) (hereinafter referred to as "the company") intends to issue shares to specific objects in 2022. In accordance with the requirements of relevant laws and regulations, we hereby announce the regulatory measures or punishment and rectification taken by the China Securities Regulatory Commission and its dispatched offices (hereinafter referred to as "the securities regulatory department") and Shanghai Stock Exchange in the past five years as of the disclosure date of this announcement as follows:
1、 The company has been punished by the securities regulatory authorities and stock exchanges in the past five years
In the last five years, the company has not been punished by the securities regulatory authorities and Shanghai Stock Exchange.
2、 The company's regulatory measures taken by the securities regulatory authorities and stock exchanges in the past five years
In the past five years, the company and some of its directors and senior managers have been taken regulatory measures and rectification by the securities regulatory department and Shanghai Stock Exchange as follows:
On November 19, 2019, the company received the decision on taking regulatory talk measures against Chen Zhaohua ([2019] No. 29) and the decision on taking regulatory talk measures against Zhao cen ([2019] No. 30) issued by Ningbo securities regulatory bureau of China Securities Regulatory Commission (hereinafter referred to as "Ningbo securities regulatory Bureau") Decision on taking measures of supervision talk with Bai Houshan ([2019] No. 31) and decision on ordering corrective measures against Ningbo Ronbay New Energy Technology Co.Ltd(688005) No. 32). For details, please refer to the announcement of Ningbo Ronbay New Energy Technology Co.Ltd(688005) on receiving the decision on administrative supervision measures of Ningbo securities regulatory bureau (Announcement No.: 2019009) disclosed by the company on November 20, 2019. On the same day, the company received the decision on supervision and attention to Ningbo Ronbay New Energy Technology Co.Ltd(688005) and relevant responsible persons issued by Shanghai Stock Exchange (szkcgjh [2019] No. 0001). The company and relevant personnel shall actively rectify in accordance with the requirements of Ningbo securities regulatory bureau and Shanghai Stock Exchange, timely receive regulatory talks with Ningbo securities regulatory bureau, formulate feasible rectification plans within the specified time and submit rectification reports (see the announcement of Ningbo Ronbay New Energy Technology Co.Ltd(688005) the rectification report on matters related to the decision on administrative supervision measures of Ningbo securities regulatory bureau (Announcement No.: 2019014) disclosed by the company on December 20, 2019), Strengthen the study of laws, regulations and normative documents of listed companies, strengthen internal management, continuously improve the quality of information disclosure, promote the healthy, stable and sustainable development of the company, and better safeguard and protect the rights and interests of investors.
On April 10, 2020, the company received the decision on taking regulatory measures against Ningbo Ronbay New Energy Technology Co.Ltd(688005) not accepting documents related to the public offering of securities by the issuer within one year (No. [2020] 4) issued by the China Securities Regulatory Commission. For details, please refer to the announcement of Ningbo Ronbay New Energy Technology Co.Ltd(688005) on receiving the decision of the CSRC on administrative supervision measures (Announcement No.: 2020011) disclosed by the company on April 13, 2020. The company attaches great importance to the above issues, strengthens the study of directors, supervisors, senior managers and relevant personnel on relevant laws, regulations and normative documents, such as the securities law of the people's Republic of China, the measures for the administration of information disclosure of listed companies, the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange, and further improves the awareness of standardized operation. At the same time, strengthen the internal control and management of the company, effectively improve the quality of information disclosure, timely perform the obligation of information disclosure in strict accordance with the relevant requirements and regulations of the CSRC and Shanghai Stock Exchange, ensure the authenticity, accuracy and integrity of information disclosure, and better safeguard the legitimate rights and interests of all shareholders of the company.
On June 11, 2021, the company received the decision on circular criticism of Ningbo Ronbay New Energy Technology Co.Ltd(688005) then chairman and actual controller Bai Houshan and then Secretary of the board of directors Zhang Yuan issued by Shanghai Stock Exchange ([2021] No. 76); On June 18, 2021, we received the decision on Issuing warning letter to Bai Houshan, the chairman of Ningbo Ronbay New Energy Technology Co.Ltd(688005) board of directors ([2021] No. 6) and the decision on Issuing warning letter to Zhang Yuan, the Secretary of Ningbo Ronbay New Energy Technology Co.Ltd(688005) board of directors ([2021] No. 7) issued by Ningbo securities regulatory bureau, For details, please refer to the announcement of Ningbo Ronbay New Energy Technology Co.Ltd(688005) about the chairman and the Secretary of the board of directors receiving the warning letter from Ningbo securities regulatory bureau (Announcement No.: 2021034) disclosed by the company on June 19, 2021. The company and relevant personnel shall actively rectify according to the requirements of Shanghai Stock Exchange and Ningbo securities regulatory bureau, strengthen the study of relevant laws, regulations and normative documents of listed companies, strengthen internal management, continuously improve the quality of information disclosure, promote the healthy, stable and sustainable development of the company, and better safeguard and protect the rights and interests of investors.
In addition to the above, the company has not been subject to regulatory measures taken by the securities regulatory authorities and Shanghai Stock Exchange in the past five years.
It is hereby announced.
Ningbo Ronbay New Energy Technology Co.Ltd(688005) board of directors March 30, 2022
