Securities code: Shanghai Putailai New Energy Technology Co.Ltd(603659) securities abbreviation: Shanghai Putailai New Energy Technology Co.Ltd(603659) Announcement No.: 2022021 Shanghai Putailai New Energy Technology Co.Ltd(603659)
Special report on the deposit and use of raised funds in 2021
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
1、 Basic information of raised funds
（1） Actual amount of raised funds and arrival time of funds
1. Shanghai Putailai New Energy Technology Co.Ltd(603659) (hereinafter referred to as "the company" or "the company") was approved by the CSRC's zjxk [2017] No. 1823 document, and the lead underwriter Sinolink Securities Co.Ltd(600109) issued 63702900 ordinary shares (A shares) to the public through the Shanghai stock exchange system through the combination of inquiry and placement of offline investors and online subscription and fixed price issuance according to market value, with an issue price of RMB 16.53 per share, The total amount of funds raised is 1053089 million yuan, after deducting the underwriting Commission and recommendation fee of 447032 million yuan (excluding tax), The lead underwriter Sinolink Securities Co.Ltd(600109) remitted 7993287 million yuan into the company's raised funds supervision account, Ningde branch account of Fujian strait bank Co., Ltd. (Account No.: 1 Ningxia Western Venture Industrial Co.Ltd(000557) 012 Ningbo Shuanglin Auto Parts Co.Ltd(300100) 7) and 20897700 yuan into Shanghai Branch of Ningbo Tongshang Bank Co., Ltd. (Account No.: 1100084655 China Vanke Co.Ltd(000002) ) on October 30, 2017. In addition, after deducting the additional external expenses related to the issuance of equity securities such as audit fees, lawyer fees and issuance handling fees of RMB 9.1944 million (excluding tax), the net amount of funds raised by the company this time is RMB 9991863 million. The availability of the above raised funds was verified by Zhonghui Certified Public Accountants (special general partnership), and the capital verification report (Zhonghui Keyan [2017] No. 4956) was issued on October 30, 2017.
2. The company has approved the public issuance of convertible corporate bonds of RMB 870 million with the approval of the China Securities Regulatory Commission (CSRC) zjxk [2019] No. 2318 document. After the convertible corporate bonds issued by the company are closed on the equity registration date (December 31, 2019), the original shareholders of the company registered in China depository and Clearing Co., Ltd. Shanghai branch have priority in placing, and the balance after the priority placement of the original shareholders (including the part abandoned by the original shareholders) is issued to the public investors through the trading system of Shanghai stock exchange online, China Securities Co.Ltd(601066) as the recommendation institution for the issuance of convertible bonds. The company publicly issued convertible corporate bonds with a face value of RMB 100 each, issued 8.7 million pieces, issued at a price of RMB 100 each, and raised a total of RMB 870 million. After deducting the underwriting and recommendation expenses including tax of RMB 4.5 million and other issuance expenses including tax of RMB 966000 from the total amount of convertible corporate bonds issued to the public, the actual net amount of funds raised is RMB 864534 million (RMB 864534 million). The above funds raised have been verified by Ernst & Young certified Public Accountants (special general partnership), The verification report (Ernst & Young Huaming [2020] Yan Zi No. 61453494b01) was issued on January 8, 2020.
3. According to the reply on approving Shanghai Putailai New Energy Technology Co.Ltd(603659) non-public Development Bank shares (zjxk [2020] No. 2226 document of China Securities Regulatory Commission), the company issued 50706791 ordinary shares in the form of non-public offering, with a par value of RMB 1.00 per share. The price of this issuance is 90.55 yuan / share, and the total amount of issuance is 45914999 million yuan. After deducting the issuance cost of 4.536 million yuan, the net amount of funds actually raised is 45869964 million yuan. The above funds were in place on November 25, 2020, verified by Ernst & Young Huaming Certified Public Accountants (special general partnership), and the capital verification report of Ernst & Young Huaming (2020) Yan Zi No. 61453494b03 was issued on November 25, 2020.
(II) use and savings of raised amount
1. Funds raised from initial public offering
As of December 31, 2020, the balance of surplus funds raised from the company's initial public offering of shares (the amount is the interest and cash management income generated from the raised funds) was 379034 million yuan.
In 2021, the company actually used 38.341 million yuan of raised funds for the initial public offering of shares. Among them, 38 million yuan will be used for the "capacity expansion and R & D center construction project of 20000 tons of high-performance lithium-ion battery cathode materials per year"; The construction project of "high safety lithium ion battery functional coating diaphragm production base and R & D center" uses 341000 yuan. In 2021, the net interest income and financial income generated from the raised funds were 452400 yuan. As of December 31, 2021, all the projects raised and invested in the company's initial public offering of shares have been closed. The company has transferred the balance of 14800 yuan of raised funds to the general account, and the balance of the raised funds account is 0 yuan. See Annex 1 of this report for the details of the surplus funds.
2. Funds raised by public issuance of convertible corporate bonds
As of December 31, 2020, the balance of surplus funds raised from the public issuance of convertible bonds (including net interest income and wealth management income) of the company was 17817889 million yuan.
In 2021, the company publicly issued convertible corporate bonds and actually used 1826689 million yuan of raised funds for investment projects. Of which, 1420608 million yuan was used for the "construction project of functional coating diaphragm production base for high safety lithium ion battery"; 406082 million yuan will be used in the project of "30000 tons of high-performance lithium-ion battery cathode materials (carbonization and other main processes) per year". In 2021, the net interest income and financial management income generated from the raised funds were 4.769 million yuan. As of December 31, 2021, all the projects raised and invested by the company's public issuance of convertible corporate bonds have been closed. The company has transferred the balance of 216900 yuan of raised funds to the general account, and the balance of the raised funds account is 0.01 yuan. See Annex 1 of this report for the details of the surplus funds.
3. Funds raised by non-public offering of shares
As of December 31, 2020, the balance of surplus raised funds (including net interest income and outstanding issuance expenses) from non-public offering of common shares of the company was 3417745600 yuan.
In 2021, the company paid 660400 yuan for non-public offering and 15 Jiangsu Sinopep-Allsino Biopharmaceutical Co.Ltd(688076) 00 yuan was actually raised for non-public offering projects.
Of which, 224203 million yuan was used for the "construction project of cathode materials for high-performance lithium ion batteries with an annual output of 50000 tons"; 1028584 million yuan was used for the project of "acquiring 49% equity of Shandong Xingfeng"; "Graphitization project of cathode materials for lithium ion batteries with an annual output of 50000 tons" uses 428021700 yuan; "Lithium ion battery diaphragm project with an annual output of 249 million square meters" uses 466015500 yuan; 2977298 million yuan will be used for the "project with an annual output of 500 million square meters of new coated diaphragm for high safety power battery"; The "supplementary working capital project" used 251761900 yuan. As of December 31, 2021, the balance of the raised fund account is 1590954100 yuan (including the net interest income and financial income of the current year).
2、 Management of raised funds
（1） Management of raised funds
In order to standardize the management and use of raised funds, improve the efficiency and efficiency of fund use and protect the interests of investors, the company has formulated the Shanghai Putailai New Energy Technology Co.Ltd(603659) raised funds management system (hereinafter referred to as the "management system") in accordance with the provisions of the company law, the Securities Law and other relevant laws, regulations and normative documents and in combination with the actual situation of the company. According to the management system, the company adopts a special account storage system for the raised funds and establishes a special account for the raised funds in the bank. At the same time, the company and the recommendation institution China Merchants Securities Co.Ltd(600999) cooperate with Ningde branch of Fujian strait bank Co., Ltd., Shanghai Branch of Ningbo Tongshang Bank Co., Ltd., China Merchants Bank Co.Ltd(600036) Dongguan Nancheng sub branch, Industrial Bank Co.Ltd(601166) Ningde branch, China Minsheng Banking Corp.Ltd(600016) Shanghai Branch, China Merchants Bank Co.Ltd(600036) Shanghai Lianyang sub branch China Merchants Bank Co.Ltd(600036) Shanghai Branch, Bank Of Ningbo Co.Ltd(002142) Shanghai Yangpu sub branch, Bank of Wenzhou Co., Ltd. Shanghai Xuhui sub branch, China Merchants Bank Co.Ltd(600036) Dongguan branch, China Citic Bank Corporation Limited(601998) Shanghai Branch signed the tripartite supervision agreement on the storage of special account for raised funds, which defined the rights and obligations of all parties. Ben Gong
The company has strictly complied with the use of the raised funds, so as to facilitate the management and use of the raised funds and their use
Supervise the use of funds to ensure that the funds are earmarked.
（2） Special account storage of raised funds
As of December 31, 2021, the company has opened special accounts for funds raised from initial public offering
As follows:
No. unit account no. of deposit bank name of raised investment project account balance (yuan)
Fujian strait bank Co., Ltd. has an annual output of 20000 tons of high-performance lithium-ion electricity
1 Shanghai Putailai New Energy Technology Co.Ltd(603659) Co., Ltd. Ningde branch 1 Ningxia Western Venture Industrial Co.Ltd(000557) 012 Ningbo Shuanglin Auto Parts Co.Ltd(300100) 7 pool cathode material capacity expansion and R & D 0 center construction project, coating equipment production
Base and R & D center construction project
2 Shanghai Putailai New Energy Technology Co.Ltd(603659) Ningbo Tongshang Bank Co., Ltd. has 1100084655 China Vanke Co.Ltd(000002) safety lithium ion battery functional coating 0 Co., Ltd. Shanghai Branch diaphragm production base and R & D center
Design project
3 Jiangxi Zichen Fujian strait bank Co., Ltd. has 1 5I5J Holding Group Co.Ltd(000560) 368900100020. Ningde branch has an annual output of 20000 tons of high-performance lithium-ion electricity
Capacity expansion and R & D of negative electrode materials
4 Liyang Zichen Fujian strait bank Co., Ltd. has 1 Shanxi Fenghuo Electronics Co.Ltd(000561) 28970010001 center construction project 0 Co., Ltd. Ningde branch
5 Jiangxi Jiatuo Ningbo Tongshang Bank Co., Ltd. has a coating equipment production base and R & D center in Shanghai Branch
6 Jiangsu Jiatuo China Merchants Bank Co.Ltd(600036) Co., Ltd. public center construction project 0 division Dongguan Nancheng sub branch 769906518410588
Industrial Bank Co.Ltd(601166) Co., Ltd. high safety lithium ion battery functional coating
7. Ningde zhuogosi Ningde branch 137010100125893 floor diaphragm production base and R & D center 0 construction project
Total 0
Note: as of the disclosure date of the announcement, the above special accounts for funds raised from initial public offering have been closed.
As of December 31, 2021, the company has opened a special account for convertible bonds to raise funds as follows:
Serial number unit
