Securities code: Shanghai Putailai New Energy Technology Co.Ltd(603659) securities abbreviation: Shanghai Putailai New Energy Technology Co.Ltd(603659) Announcement No.: 2022025 Shanghai Putailai New Energy Technology Co.Ltd(603659)
Announcement on the renewal of accounting firm
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important content tips:
● proposed accounting firm: Ernst & Young Huaming Certified Public Accountants (special general partnership)
On March 28, 2022, Shanghai Putailai New Energy Technology Co.Ltd(603659) (hereinafter referred to as "the company") held the fourth meeting of the third board of directors, deliberated and approved the proposal on the renewal of accounting firm, and agreed to renew Ernst & Young Huaming accounting firm (special general partnership) (hereinafter referred to as "Ernst & Young Huaming") as the company's financial audit institution and internal control audit institution in 2022 for one year, And agreed to submit it to the general meeting of shareholders of the company for deliberation. Now the relevant matters are announced as follows:
1、 Basic information of the accounting firm to be employed
1. Basic information
Organization Name: Ernst & Young Huaming Certified Public Accountants (special general partnership)
Date of establishment: August 1, 2012
Registered address: room 01-12, 17th floor, Ernst & Young building, Oriental Plaza, No. 1, East Chang'an Street, Dongcheng District, Beijing practice qualification: Ernst & Young Huaming has the practice qualification of an accounting firm and has rich practice experience and good professional service ability in securities business services.
Have you ever engaged in securities service business: Yes
2. Personnel information
Chief partner: Mao Anning
Current number of partners: 203
By the end of 2021, there were 1604 certified public accountants, including more than 1300 certified public accountants with experience in securities related business services, and more than 400 certified public accountants who signed the audit report of securities service business.
3. Business scale
The total business income of Ernst & Young Huaming in 2020 is RMB 4.76 billion, of which the audit business income is from the people
RMB 4.589 billion (including securities business income of RMB 2.146 billion). In 2020, there were 100 annual report audit clients of A-share listed companies, with a total charge of RMB 824 million. The main industries of these listed companies involve manufacturing, finance, wholesale and retail, information transmission, software and information technology services, real estate, etc.
4. Investor protection ability
Ernst & Young Huaming has good investor protection ability, and has withdrawn occupational risk fund and purchased occupational insurance in accordance with relevant laws and regulations, covering Beijing head office and all branches. The sum of the accrued occupational risk fund and the purchased occupational insurance cumulative compensation limit exceeds 200 million yuan. Ernst & Young Huaming has not borne any civil liability due to civil litigation related to practice in recent three years.
5. Independence and integrity record
Ernst & Young Huaming and its employees have not been subject to any criminal punishment or administrative punishment due to their professional behavior in recent three years, as well as the self-discipline supervision measures and disciplinary sanctions of self-discipline organizations such as stock exchanges and industry associations. It has twice received the decision of warning letter measures issued by the securities regulatory authority, involving 13 employees. The aforesaid decision to issue a warning letter is a supervisory and administrative measure, not an administrative penalty. According to the provisions of relevant laws and regulations, the supervision and management measures will not affect an Yonghua ming to continue to undertake or perform securities service business and other businesses.
2、 Project member information
1. Personnel information
Liu Zhen, the certified public accountant to be signed in this period, is a certified public accountant in China. He began to engage in the audit of Listed Companies in 2010, began to practice full-time at Ernst & Young Huaming in 2021, and began to provide audit services for the company in 2021. Liu Zhen has more than 10 years of practice experience, is familiar with Chinese accounting standards and international financial reporting standards, and has more than 10 years of rich experience in providing listing audit, annual statutory audit, internal control audit, profit forecast audit, various special audits and capital verification for listed companies in China and listed companies in Hong Kong and the United States. The industries involved in the business scope include new energy, manufacturing, biomedicine and other industries; No part-time job.
Mr. Wu Lingyu, the accountant to be signed in the current period, is a certified public accountant in China. He has been engaged in audit related business services in accounting firms since 2007. He has more than 10 years of practice experience, is familiar with Chinese accounting standards and international financial reporting standards, and is providing listing audit, annual statutory audit, internal control audit, profit forecast audit and profit forecast audit for China's central enterprises, state-owned enterprises, A-share listed companies and H-share listed companies Various special audit and capital verification businesses have more than 10 years of rich experience. The business scope covers a wide range of industries, including manufacturing, biomedicine, automobile, energy, etc; No part-time job.
Mr. Gu Zhaofeng, the reviewer of quality control, is a certified public accountant in China. He has been engaged in audit related business services in accounting firms since 2002 and has more than 18 years of practice experience. He has rich experience in listing application audit, annual report audit of listed companies and other businesses, and his customers are involved in manufacturing, biomedicine, tourism, high-tech industries and many other industries. No part-time job.
2. Record of independence and integrity of relevant personnel
The above project partners, quality control reviewers and the accountants to be signed in this period have not violated the independence requirements of the code of professional ethics for Chinese certified public accountants, and have not been subject to criminal punishment, administrative punishment, administrative supervision measures and self-discipline supervision measures in the past three years.
3. Charges
In 2021, the audit fee of Ernst & Young Huaming Certified Public Accountants (including internal control audit) was RMB 2.5411 million (including tax), which was charged according to the number of workers, days and charging standards required by Ernst & young to provide audit services. In 2022, the relevant charging principles will remain unchanged.
3、 Procedures to be performed by the accounting firm to be reappointed
1. Audit opinions of the audit committee of the board of directors
The second meeting of the audit committee of the third board of directors of the company in 2022 deliberated and approved the proposal on renewing the appointment of accounting firm, and believed that Ernst & Young Huaming Certified Public Accountants (special general partnership) scrupulously abided by its responsibilities in the process of financial report audit and internal control audit in 2021, followed the independent, objective and fair practice standards, and successfully completed the audit of financial report and internal control audit in 2021; He has rich professional experience and strong ability to protect investors. In order to ensure the continuity and stability of the audit work, he agrees to propose to the board of directors that the company continue to employ Ernst & Young Huaming certified public accountants as the company's audit institution in 2022. The audit contents include the audit of the financial report and internal control of the company and its subsidiaries within the scope of consolidated statements.
2. Prior approval opinions and independent opinions of independent directors
The independent directors of the company issued the following prior approval opinions on the renewal of the accounting firm:
Ernst & Young Huaming Certified Public Accountants (special general partnership) has professional practice ability and qualification, and has not been subject to major criminal punishment, administrative punishment, administrative supervision measures and self-discipline supervision measures in the past three years. The members of the project team have professional competence, adhere to the principle of independent audit in the service process, better perform the responsibilities and obligations specified by both parties, and ensure the smooth development of all work of the company, Agree to submit the matter of re employment of Ernst & young as the audit institution of the company in 2022 to the board of directors for discussion and voting.
The independent directors of the company expressed their independent opinions on the renewal of the accounting firm as follows:
Ernst & Young Huaming Certified Public Accountants (special general partnership) is qualified for securities business and has many years of experience and professional ability in providing audit services for listed companies. Its auditors have the necessary professional certificates and work experience, can perform their duties in accordance with independent, objective and impartial professional standards in the professional process, and have professional competence and good professional ethics, Successfully completed the company's 2021 annual financial report audit and internal control audit, which can meet the company's audit requirements. In order to ensure the continuity and stability of the audit work, the company agreed to renew the appointment of Ernst & Young Huaming Certified Public Accountants (special general partnership) as the audit institution in 2022, and agreed to submit the proposal to the general meeting of shareholders for deliberation.
3. Opinions of the board of directors
The board of Directors believes that Ernst & Young Huaming certified public accountants and its auditors have always maintained both formal and substantive independence in this audit, and complied with the requirements of maintaining independence in the basic principles of professional ethics. The audit team has the necessary professional knowledge and relevant professional certificates to undertake the audit business, can be competent for the audit work, and can also maintain due attention and professional prudence. In this year's audit, the audit team carried out appropriate audit procedures in accordance with the requirements of the auditing standards for Chinese certified public accountants, and obtained sufficient and appropriate audit evidence for expressing audit opinions. Ernst & Young Huaming Certified Public Accountants issued an unqualified audit opinion on the financial statements on the basis of obtaining sufficient and appropriate audit evidence.
Based on Ernst & Young Huaming's professional competence and professional ethics, the fourth meeting of the third board of directors of the company considered and adopted the proposal on renewing the appointment of accounting firm with 5 votes in favor, 0 votes against and 0 abstentions, and agreed to renew the appointment of Ernst & Young Huaming accounting firm (special general partnership) as the company's financial audit institution and internal control audit institution in 2022 for one year, Effective from the date of adoption by the general meeting of shareholders of the company. In 2022, the relevant charging principles will remain unchanged.
The proposal to renew the appointment of the accounting firm still needs the approval of the general meeting of shareholders of the company.
It is hereby announced.
Shanghai Putailai New Energy Technology Co.Ltd(603659) board of directors March 29, 2022
