Securities code: Pingdingshan Tianan Coal Mining Co.Ltd(601666) stock abbreviation: Pingdingshan Tianan Coal Mining Co.Ltd(601666) No.: 2022035
Pingdingshan Tianan Coal Mining Co.Ltd(601666)
About the receipt of restricted shares adjusted by Shanghai Stock Exchange
Announcement of inquiry letter on relevant matters of incentive benchmarking company
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Pingdingshan Tianan Coal Mining Co.Ltd(601666) received the inquiry letter on matters related to Pingdingshan Tianan Coal Mining Co.Ltd(601666) adjusting the company's restricted stock incentive benchmarking company (szgh [2022] No. 0204) from Shanghai Stock Exchange on March 28, 2022. The full text of the letter is hereby announced as follows:
On November 5, 2020, the board of directors of your company deliberated and approved the proposal on the company's restricted stock incentive plan (Revised Draft) and its summary and other relevant proposals. Today, the company disclosed that it plans to adjust the list of benchmarking enterprises of the aforesaid restricted stock incentive plan, eliminate five benchmarking enterprises and add five benchmarking enterprises. At the same time, the company will take the adjusted benchmarking enterprise as the first benchmarking enterprise to lift the sales restriction period in 2023. After the post audit, in accordance with article 13.1.1 and other relevant provisions of the stock listing rules of the exchange, your company is hereby requested to supplement and disclose the following matters.
1. According to the administrative measures for the assessment of the implementation of Pingdingshan Tianan Coal Mining Co.Ltd(601666) 2020 restricted stock incentive plan (Revised Version), the industry of the company is "coal mining and dressing industry", and 7 A-share listed companies with similar main business types, similar asset scale and operation mode, close geographical proximity and comparable coal storage conditions are selected as industry benchmarking enterprises. If the main business of the above company changes significantly in 2021 and is no longer relevant to the company's products and business, the board of directors of the company shall eliminate or replace the relevant samples according to the authorization of the general meeting of shareholders. At present, the company plans to eliminate some benchmarking companies, mainly due to changes in macro market factors and the factors of benchmarking companies themselves. The company is requested to: (1) analyze the basis and rationality of the selection of benchmarking companies in the early stage one by one in combination with the main business type, product structure, asset scale, operation scale, geographical proximity, coal storage, historical performance and its changes, industry and main business development trend of benchmarking enterprises selected in the early stage; (2) Combined with the specific time point of the change of macro market factors, explain whether the time point of the company excluding the benchmarking company is reasonable at this time; (3) In combination with the changes of the main business of the benchmarking company to be excluded, analyze one by one whether the main business and products of the benchmarking company have changed significantly and meet the relevant standards for the replacement of relevant samples by the company.
2. According to the announcement, Yankuang energy, Shanxi Coking Coal Energy Group Co.Ltd(000983) , Huaibei Mining Holdings Co.Ltd(600985) , Guizhou Panjiang Refined Coal Co.Ltd(600395) and Liaoning Energy Industry Co.Ltd(600758) were added to the restricted stock incentive plan. Please explain the reason, scientificity and rationality of adding five benchmarking companies one by one in combination with the main business development and recent performance changes of the five companies.
3. The announcement shows that in the adjustment of the company's restricted stock incentive plan, the benchmarking company excluded Beijing Haohua Energy Resource Co.Ltd(601101) , Shanxi Lanhua Sci-Tech Venture Co.Ltd(600123) , Jinneng Holding Shanxi Coal Industry Co.Ltd(601001) , China Coal Xinji Energy Co.Ltd(601918) and Shan Xi Hua Yang Group New Energy Co.Ltd(600348) and other five companies, with a large number of adjustments. Please explain (1) whether the above plan is conducive to promoting the competitiveness of the company and whether it complies with the relevant provisions of Article 11 of the measures for the administration of equity incentives of listed companies; (2) Whether the company changes the assessment indicators at will and transfers benefits in a disguised form.
All directors, supervisors and senior managers of the company are invited to express clear opinions on this adjustment.
Please disclose the information immediately after receiving this inquiry letter, reply to our department in writing in response to the above questions within 5 trading days, and fulfill the corresponding information disclosure obligations at the same time.
It is hereby announced.
Pingdingshan Tianan Coal Mining Co.Ltd(601666) board of directors
March 29, 2022
